-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A9e4763He8A9JYbZN0jn0OoRMTSRqdsrlLCnTn2G+KwzT2s7JPOrPkxjj0BhU30I /rsg5M5WrmnyuxgaWxxuWQ== 0001118378-01-500082.txt : 20020410 0001118378-01-500082.hdr.sgml : 20020410 ACCESSION NUMBER: 0001118378-01-500082 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RITTENHOUSE TRUST CO CENTRAL INDEX KEY: 0000842941 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 232329854 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02396 FILM NUMBER: 1790705 BUSINESS ADDRESS: STREET 1: 3 RADNOR CORPORATE CENTER STREET 2: SUITE 450 CITY: BADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6109958722 MAIL ADDRESS: STREET 1: 3 RADNOR CORPORATE CENTER STREET 2: SUITE 450 CITY: RADNOR STATE: PA ZIP: 19807 13F-HR 1 ritt13f9-01.txt 9/01 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment /___/; Amendment Number: This Amendment (Check only one.): /__/ is a restatement. /__/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rittenhouse Trust Company Address: 3 Radnor Corporate Center, Suite 450 Radnor, PA 19087 Form 13F File Number: 28-2396 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eileen D. Chambers Title: Vice-President Phone: (610) 995-8700 Signature, Place, and Date of Signing: /s/ Eileen D. Chambers Eileen D. Chambers Radnor, PA 19087 November 14, 2001 Report Type (Check only one): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) /_/ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /_/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manger(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 149 Form 13F Information Table Value Total: $ 1,891,966 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
THE RITTENHOUSE TRUST COMPANY DISCRETIONARY OWNERSHIP FOR 13F AS OF 09/30/2001 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM7) (ITEM 8) VOTING AUTHORITY (SHARES) NAME TITLE MARKET AMOUNT AND INVESTMENT OF OF CUSIP VALUE TYPE OF DISCRETION OTHER ISSUER CLASS NUMBER (THOUSANDS) SECURITY* (SOLE) MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------- ABBOTT LABS COMMON 002824100 18,099 349,056 X 107,420 0 241,636 AFLAC INC COMMON 001055102 2,179 80,692 X 80,412 0 280 AIR PRODUCTS & CHEMIC COMMON 009158106 341 8,850 X 0 0 8,850 ALBERTSONS INC COMMON 013104104 328 10,288 X 0 0 10,288 ALLERGAN INC COMMON 018490102 7,014 105,798 X 74 0 105,724 ALLTEL CORP COMMON 020039103 801 13,814 X 9,361 0 4,453 AMERICAN ELECTRIC POW COMMON 025537101 365 8,436 X 0 0 8,436 AMERICAN EXPRESS CO COMMON 025816109 526 18,097 X 6,153 0 11,944 AMERICAN HOME PRODUCT COMMON 026609107 22,245 381,888 X 114,095 0 267,793 AMERICAN INTL GROUP I COMMON 026874107 114,681 1,470,271 X 609,664 0 860,607 AMGEN INC COMMON 031162100 1,626 27,664 X 25,564 0 2,100 AOL TIME WARNER COMMON 00184A105 1,247 37,670 X 27,670 0 10,000 AT & T CORP. COMMON 001957109 961 49,773 X 14,451 0 35,322 AT & T WIRELESS COM COMMON 00209A106 242 16,203 X 5,806 0 10,397 AUTOMATIC DATA PROCES COMMON 053015103 73,784 1,568,542 X 716,147 0 852,395 BANK NEW YORK INC COMMON 064057102 17,864 510,394 X 267,330 0 243,064 BANK OF AMERICA COMMON 060505104 4,186 71,682 X 45,389 0 26,293 BAXTER INTL INC COMMON 071813109 602 10,938 X 1,512 0 9,426 BB&T CORP COMMON 054937107 576 15,812 X 15,812 0 0 BECKMAN COULTER INC COMMON 075811109 2,090 47,240 X 0 0 47,240 BECTON DICKINSON & CO COMMON 075887109 263 7,100 X 0 0 7,100 BELLSOUTH CORP COMMON 079860102 5,928 142,682 X 37,147 0 105,535 BERKSHIRE HATHAWAY IN COMMON 084670108 910 13 X 9 0 4 BERKSHIRE HATHAWAY IN COMMON 084670207 2,802 1,203 X 347 0 856 BP AMOCO ADS COMMON 055622104 3,732 75,907 X 29,286 0 46,621 BRISTOL MYERS SQUIBB COMMON 110122108 9,347 168,227 X 89,408 0 78,819 BROADWING INC COMMON 111620100 210 13,072 X 3,600 0 9,472 BRUNSWICK CORP COMMON 117043109 224 13,592 X 0 0 13,592 CAMPBELL SOUP CO COMMON 134429109 1,300 46,430 X 18,800 0 27,630 CARDINAL HEALTH INC COMMON 14149Y108 1,250 16,897 X 16,150 0 747 CHEVRON CORP COMMON 166751107 1,439 16,975 X 7,125 0 9,850 CHUBB CORP COMMON 171232101 877 12,284 X 1,884 0 10,400 CIGNA CORP COMMON 125509109 1,167 14,065 X 4,763 0 9,302 CINCINNATI FINL CORP COMMON 172062101 749 18,000 X 0 0 18,000 CISCO SYS INC COMMON 17275R102 3,834 314,819 X 198,956 0 115,863 CITIGROUP INC. COMMON 172967101 26,223 647,473 X 343,051 0 304,422 CLOROX CO COMMON 189054109 596 16,098 X 6,020 0 10,078 COCA COLA CO COMMON 191216100 51,925 1,108,315 X 425,852 0 682,463 COLGATE PALMOLIVE CO COMMON 194162103 55,560 953,823 X 452,924 0 500,899 COMMERCE BANCORP INC COMMON 200519106 572 8,410 X 6,410 0 2,000 CONVERGYS CORP COMMON 212485106 371 13,372 X 3,400 0 9,972 CORNING INC COMMON 219350105 143 16,224 X 10,854 0 5,370 CVS CORPORATION COMMON 126650100 332 10,000 X 8,000 0 2,000 DELL COMPUTER CORP COMMON 247025109 1,625 87,685 X 56,325 0 31,360 DISNEY WALT PRODUCTIO COMMON 254687106 6,619 355,490 X 120,175 0 235,316 DOW JONES & CO INC COMMON 260561105 1,100 24,220 X 0 0 24,220 DU PONT E I DE NEMOUR COMMON 263534109 15,075 401,777 X 288,227 0 113,550 DUKE ENERGY CORP COMMON 264399106 265 7,000 X 1,200 0 5,800 E M C CORP MASS COMMON 268648102 1,900 161,705 X 100,505 0 61,200 EMERSON ELECTRIC CO COMMON 291011104 4,371 92,884 X 27,924 0 64,960 ENRON CORP COMMON 293561106 3,524 129,412 X 83,226 0 46,186 ENTERCOM COMMUNICATIO COMMON 293639100 340 10,000 X 10,000 0 0 EXXON MOBIL CORPORATI COMMON 30231G102 31,831 807,894 X 289,643 0 518,252 FANNIE MAE COMMON 313586109 85,281 1,065,210 X 492,002 0 573,208 FIFTH 3RD BANCORP COMMON 316773100 6,084 98,960 X 32,652 0 66,308 FIRST DATA CORP COMMON 319963104 943 16,186 X 2,706 0 13,480 FIRST VIRGINIA BANKS COMMON 337477103 319 6,975 X 0 0 6,975 FLEETBOSTON FINANCIAL COMMON 339030108 678 18,445 X 13,497 0 4,948 FORTUNE BRANDS INC COMMON 349631101 216 6,435 X 590 0 5,845 FPL GROUP INC COMMON 302571104 256 4,783 X 750 0 4,033 FREDDIE MAC COMMON 313400301 59,585 916,693 X 436,398 0 480,295 GANNETT INC DEL COMMON 364730101 32,380 538,683 X 267,330 0 271,353 GENERAL ELECTRIC CO COMMON 369604103 121,723 3,272,123 X 1,291,736 0 1,980,387 GENERAL MILLS INC COMMON 370334104 1,577 34,668 X 13,536 0 21,132 GILLETTE CO COMMON 375766102 5,758 193,237 X 84,730 0 108,507 GLATFELTER P H CO COMMON 377316104 168 11,000 X 0 0 11,000 GLAXO PLC SPONSORED A COMMON 37733W105 18,681 332,878 X 7,229 0 325,649 GOLDEN ST BANCORP INC WARRANT 381197136 25 20,000 X 0 0 20,000 HEARTLAND EXPRESS INC COMMON 422347104 230 10,000 X 0 0 10,000 HEINZ H J CO COMMON 423074103 1,745 41,393 X 3,318 0 38,075 HEWLETT PACKARD CO COMMON 428236103 25,944 1,616,432 X 707,943 0 908,489 HOME DEPOT INC COMMON 437076102 56,175 1,464,042 X 689,244 0 774,798 HONEYWELL INTERNATION COMMON 438516106 391 14,810 X 6,426 0 8,384 HOUSEHOLD INTL INC COMMON 441815107 203 3,608 X 3,608 0 0 HUBBELL INC CL COMMON 443510201 223 7,654 X 0 0 7,654 INTEL CORP COMMON 458140100 43,650 2,135,502 X 1,014,268 0 1,121,235 INTERNATIONAL BUSINES COMMON 459200101 32,745 357,016 X 189,926 0 167,090 INTERPUBLIC GROUP COS COMMON 460690100 228 11,155 X 290 0 10,865 J.P. MORGAN CHASE & C COMMON 46625H100 20,916 612,470 X 181,900 0 430,570 JEFFERSON PILOT CORP COMMON 475070108 207 4,657 X 420 0 4,237 JOHN NUVEEN CO CL A COMMON 478035108 431 9,750 X 9,750 0 0 JOHNSON & JOHNSON COMMON 478160104 112,116 2,023,748 X 845,831 0 1,177,917 KELLOGG CO COMMON 487836108 240 8,000 X 0 0 8,000 KIMBERLY CLARK CORP COMMON 494368103 3,202 51,649 X 13,756 0 37,893 LILLY, ELI AND COMPAN COMMON 532457108 2,17 27,004 X 21,830 0 5,174 LUCENT TECHNOLOGIES I COMMON 549463107 1,976 344,914 X 99,107 0 245,807 M & T BK CORP COMMON 55261F104 2,499 33,770 X 12,757 0 21,013 MAIN STR BANCORP INC COMMON 559906102 225 17,553 X 0 0 17,553 MARSH MCLENNAN COMMON 571748102 26,371 272,712 X 124,491 0 148,221 MAY DEPT STORES CO COMMON 577778103 1,289 44,408 X 17,103 0 27,305 MBNA CORP COMMON 55262L100 19,984 659,768 X 334,288 0 325,480 MCDONALDS CORP COMMON 580135101 28,079 1,034,614 X 462,167 0 572,448 MEAD CORP COMMON 582834107 221 8,000 X 0 0 8,000 MEDTRONIC INC COMMON 585055106 23,039 529,635 X 321,585 0 208,050 MELLON FINL CORP COMMON 58551A108 465 14,377 X 14,097 0 280 MERCK & CO COMMON 589331107 81,733 1,227,220 X 528,422 0 698,798 MICROSOFT CORP COMMON 594918104 12,485 243,988 X 155,073 0 88,915 MINNESOTA MINING & MA COMMON 604059105 12,265 124,647 X 37,159 0 87,488 MOODYS CORP COM COMMON 615369105 296 8,000 X 1,000 0 7,000 MOTOROLA INC COMMON 620076109 159 10,205 X 5,105 0 5,100 NASDAQ 100 TR UNIT SE COMMON 631100104 930 32,100 X 27,100 0 5,000 NEWMONT MNG CORP COMMON 651639106 354 15,000 X 15,000 0 0 NOKIA CORP COMMON 654902204 3,107 198,562 X 124,432 0 74,130 NORFOLK SOUTHERN CORP COMMON 655844108 219 13,555 X 2,405 0 11,150 ORACLE SYS CORP COMMON 68389X105 783 62,238 X 53,018 0 9,220 PEPSICO INC COMMON 713448108 19,596 404,036 X 133,885 0 270,151 PFIZER INC COMMON 717081103 93,658 2,335,607 X 1,050,218 0 1,285,390 PHARMACIA CORP COMMON 71713U102 569 14,028 X 6,277 0 7,751 PHILADELPHIA SUBN COR COMMON 718009608 284 10,823 X 4,556 0 6,267 PHILIP MORRIS COS INC COMMON 718154107 701 14,518 X 4,808 0 9,710 PITNEY BOWES INC COMMON 724479100 291 7,614 X 4,900 0 2,714 PNC FINANCIAL CORP COMMON 693475105 1,338 23,376 X 12,676 0 10,700 PPG INDS INC COMMON 693506107 631 13,800 X 8,000 0 5,800 PROCTER & GAMBLE CO COMMON 742718109 96,084 1,320,021 X 497,514 0 822,507 QWEST COMMUNICATIONS COMMON 749121109 818 48,958 X 10,900 0 38,058 ROYAL DUTCH PETRO-NY COMMON 780257804 29,968 596,379 X 246,302 0 350,078 SAFEGUARD SCIENTIFICS COMMON 786449108 35 19,860 X 19,860 0 0 SARA LEE CORP COMMON 803111103 1,878 88,150 X 16,200 0 71,950 SBC COMMUNICATIONS IN COMMON 78387G103 30,869 655,123 X 341,508 0 313,615 SCHERING PLOUGH CORP COMMON 806605101 70,181 1,891,676 X 836,735 0 1,054,941 SCHLUMBERGER COMMON 806857108 449 9,832 X 8,850 0 982 SIEBEL SYS INC COM COMMON 826170102 181 13,918 X 1,918 0 12,000 SPRINT CORP COMMON 852061100 1,961 81,686 X 26,196 0 55,490 SPRINT CORP PCS SER 1 COMMON 852061506 856 32,558 X 10,420 0 22,138 ST PAUL COS INC COMMON 792860108 772 18,720 X 1,840 0 16,880 STATE STREET CORP COMMON 857477103 1,945 42,746 X 34,756 0 7,990 STRYKER CORP COMMON 863667101 635 12,000 X 0 0 12,000 SUN BANCORP INC N J COMMON 86663B102 165 16,161 X 12,516 0 3,645 SUN MICROSYSTEM INC COMMON 866810104 637 77,041 X 54,966 0 22,075 SYSCO CORPORATION COMMON 871829107 1,618 63,335 X 56,935 0 6,400 TARGET CORP COMMON 87612E106 946 29,800 X 13,000 0 16,800 TEXACO INC COMMON 881694103 464 7,145 X 4,923 0 2,222 TEXAS INSTRUMENTS INC COMMON 882508104 839 33,577 X 28,727 0 4,850 TYCO INTL LTD NEW COMMON 902124106 32,369 711,405 X 400,760 0 310,645 U S BANCORP COMMON 902973304 4,788 215,885 X 21,620 0 194,265 UNILEVER N V WI COMMON 904784709 5,482 101,472 X 33,893 0 67,579 UNION PACIFIC CORP COMMON 907818108 988 21,057 X 2,500 0 18,557 UNITED PARCEL SVC INC COMMON 911312106 1,081 20,789 X 19,739 0 1,050 UNITED TECHNOLOGIES C COMMON 913017109 266 5,730 X 4,450 0 1,280 USA ED INC COM COMMON 90390U102 207 2,500 X 2,500 0 0 VERIZON COMMUNICATION COMMON 92343V104 47,297 874,082 X 370,124 0 503,958 WACHOVIA GROUP COM COMMON 929903102 14,058 453,486 X 186,148 0 267,338 WAL MART STORES INC COMMON 931142103 14,475 292,418 X 183,744 0 108,674 WALGREEN COMPANY COMMON 931422109 1,543 44,805 X 36,630 0 8,175 WELLS FARGO NEW COMMON 949746101 49,870 1,121,943 X 554,606 0 567,337 WORLDCOM INC GA NEW C COMMON 98157D106 556 36,938 X 25,088 0 11,850 WPS RES CORP COMMON 92931B106 289 8,400 X 0 0 8,400 WRIGLEY WM JR CO COMMON 982526105 2,880 56,150 X 23,600 0 32,550 ZIMMER HLDGS INC COM COMMON 98956P102 309 11,153 X 5,548 0 5,605 TOTAL 1,891,966
* All of the securities listed within this column are stated in SH. -----END PRIVACY-ENHANCED MESSAGE-----