-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G3dDl5Fr2E3L877IixO2EixQ74DtqDdgFSRyoR4sDJiqhJhYyoHwSDIQhHJE4Hot G9EepP7vzHH96i5Xli0tFQ== 0001118378-01-500058.txt : 20010815 0001118378-01-500058.hdr.sgml : 20010815 ACCESSION NUMBER: 0001118378-01-500058 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RITTENHOUSE TRUST CO CENTRAL INDEX KEY: 0000842941 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 232329854 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02396 FILM NUMBER: 1708751 BUSINESS ADDRESS: STREET 1: 3 RADNOR CORPORATE CENTER STREET 2: SUITE 450 CITY: BADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6109958722 MAIL ADDRESS: STREET 1: 3 RADNOR CORPORATE CENTER STREET 2: SUITE 450 CITY: RADNOR STATE: PA ZIP: 19807 13F-HR 1 ritt13f6-01.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment /___/; Amendment Number: This Amendment (Check only one.): /__/ is a restatement. /__/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rittenhouse Trust Company Address: 3 Radnor Corporate Center, Suite 450 Radnor, PA 19087 Form 13F File Number: 28-2396 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas J. Lynch Title: Vice-President Phone: (610) 995-8700 Signature, Place, and Date of Signing: /s/ Thomas J. Lynch Thomas J. Lynch Radnor, PA 19087 August 13, 2001 Report Type (Check only one): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) /_/ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /_/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manger(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 156 Form 13F Information Table Value Total: $ 2,003,220 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
THE RITTENHOUSE TRUST COMPANY DISCRETIONARY OWNERSHIP FOR 13F AS OF 06/30/2001 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM7) (ITEM 8) VOTING AUTHORITY (SHARES) NAME TITLE MARKET AMOUNT AND OF OF CUSIP VALUE TYPE OF INVESTMENT OTHER ISSUER CLASS NUMBER (THOUSANDS) SECURITY* DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------- ABBOTT LABS COMMON 002824100 16,385 341,353 SOLE 98,517 0 242,836 AFLAC INC COMMON 001055102 2,554 81,092 SOLE 80,812 0 280 AGILENT TECHNOLOGIES COMMON 00846U101 341 10,495 SOLE 3,100 0 7,395 AIR PRODUCTS & CHEMIC COMMON 009158106 405 8,850 SOLE 0 0 8,850 ALBERTSONS INC COMMON 013104104 309 10,288 SOLE 0 0 10,288 ALLERGAN INC COMMON 018490102 8,895 105,860 SOLE 74 0 105,786 ALLTEL CORP COMMON 020039103 661 10,794 SOLE 5,841 0 4,953 AMERICAN ELECTRIC POW COMMON 025537101 393 8,519 SOLE 83 0 8,436 AMERICAN EXPRESS CO COMMON 025816109 701 18,056 SOLE 6,112 0 11,944 AMERICAN HOME PRODUCT COMMON 026609107 22,217 378,166 SOLE 110,113 0 268,053 AMERICAN INTL GROUP I COMMON 026874107 124,605 1,465,768 SOLE 580,332 0 885,436 AMGEN INC COMMON 031162100 1,693 27,904 SOLE 25,804 0 2,100 AOL TIME WARNER COMMON 00184A105 1,336 25,202 SOLE 19,402 0 5,800 APPLE COMPUTER INC COMMON 037833100 205 8,800 SOLE 2,000 0 6,800 AT & T CORP. COMMON 001957109 1,109 50,404 SOLE 11,575 0 38,829 AUTOMATIC DATA PROCES COMMON 053015103 76,255 1,534,304 SOLE 677,564 0 856,740 BANK NEW YORK INC COMMON 064057102 1,712 35,670 SOLE 13,781 0 21,889 BANK OF AMERICA COMMON 060505104 4,450 74,130 SOLE 44,963 0 29,167 BAXTER INTL INC COMMON 071813109 532 10,538 SOLE 1,112 0 9,426 BB&T CORP COMMON 054937107 580 15,813 SOLE 15,813 0 0 BECKMAN COULTER INC COMMON 075811109 1,927 47,240 SOLE 0 0 47,240 BECTON DICKINSON & CO COMMON 075887109 254 7,100 SOLE 0 0 7,100 BELLSOUTH CORP COMMON 079860102 5,559 138,040 SOLE 31,805 0 106,235 BERKSHIRE HATHAWAY IN COMMON 084670108 902 13 SOLE 9 0 4 BERKSHIRE HATHAWAY IN COMMON 084670207 2,669 1,161 SOLE 274 0 887 BP PLC COMMON 055622104 3,652 73,251 SOLE 26,630 0 46,621 BRISTOL MYERS SQUIBB COMMON 110122108 8,417 160,930 SOLE 81,879 0 79,051 BROADWING INC COMMON 111620100 320 13,072 SOLE 3,600 0 9,472 BRUNSWICK CORP COMMON 117043109 327 13,592 SOLE 0 0 13,592 CAMPBELL SOUP CO COMMON 134429109 1,044 40,530 SOLE 7,900 0 32,630 CARDINAL HEALTH INC COMMON 14149Y108 999 14,484 SOLE 13,737 0 747 CHEVRON CORP COMMON 166751107 1,497 16,542 SOLE 6,692 0 9,850 CHUBB CORP COMMON 171232101 916 11,834 SOLE 1,434 0 10,400 CIGNA CORP COMMON 125509109 1,153 12,029 SOLE 4,763 0 7,266 CINCINNATI FINL CORP COMMON 172062101 711 18,000 SOLE 0 0 18,000 CISCO SYS INC COMMON 17275R102 5,746 315,699 SOLE 198,806 0 116,893 CITIGROUP INC. COMMON 172967101 30,644 579,939 SOLE 295,917 0 284,022 CLOROX CO COMMON 189054109 382 11,278 SOLE 1,200 0 10,078 COCA COLA CO COMMON 191216100 49,458 1,099,057 SOLE 409,568 0 689,489 COLGATE PALMOLIVE CO COMMON 194162103 55,534 941,407 SOLE 435,223 0 506,184 COMMERCE BANCORP INC COMMON 200519106 590 8,410 SOLE 6,410 0 2,000 CONVERGYS CORP COMMON 212485106 405 13,372 SOLE 3,400 0 9,972 CORNING INC COMMON 219350105 273 16,329 SOLE 10,854 0 5,475 CVS CORPORATION COMMON 126650100 498 12,900 SOLE 10,900 0 2,000 DELL COMPUTER CORP COMMON 247025109 2,441 93,365 SOLE 61,350 0 32,015 DISNEY WALT PRODUCTIO COMMON 254687106 10,828 374,804 SOLE 124,974 0 249,831 DOW JONES & CO INC COMMON 260561105 1,446 24,220 SOLE 0 0 24,220 DU PONT E I DE NEMOUR COMMON 263534109 19,315 400,384 SOLE 285,741 0 114,643 DUKE ENERGY CO COMMON 264399106 226 5,800 SOLE 0 0 5,800 E M C CORP MASS COMMON 268648102 4,698 160,612 SOLE 99,832 0 60,780 EASTMAN KODAK CO COMMON 277461109 247 5,284 SOLE 225 0 5,059 EL PASO CORPORATION COMMON 28336L109 205 3,900 SOLE 2,800 0 1,100 EMERSON ELECTRIC CO COMMON 291011104 5,679 93,869 SOLE 28,409 0 65,460 ENRON CORP COMMON 293561106 6,809 138,671 SOLE 87,060 0 51,611 EXXON MOBIL CORPORATI COMMON 30231G102 34,957 800,395 SOLE 270,064 0 530,332 FANNIE MAE COMMON 313586109 92,825 1,090,134 SOLE 484,976 0 605,158 FIFTH 3RD BANCORP COMMON 316773100 5,822 96,960 SOLE 31,152 0 65,808 FIRST DATA CORP COMMON 319963104 1,054 16,386 SOLE 2,706 0 13,680 FIRST UNION CORP COMMON 337358105 11,774 336,965 SOLE 134,957 0 202,008 FIRST VIRGINIA BANKS COMMON 337477103 329 6,975 SOLE 0 0 6,975 FLEETBOSTON FINANCIAL COMMON 339030108 672 17,042 SOLE 12,094 0 4,948 FORTUNE BRANDS INC COMMON 349631101 247 6,435 SOLE 590 0 5,845 FPL GROUP INC COMMON 302571104 288 4,783 SOLE 750 0 4,033 FREDDIE MAC COMMON 313400301 76,223 1,120,097 SOLE 523,865 0 596,233 GANNETT INC DEL COMMON 364730101 33,800 512,893 SOLE 243,415 0 269,478 GENERAL ELECTRIC CO COMMON 369604103 157,310 3,226,881 SOLE 1,218,037 0 2,008,844 GENERAL MILLS INC COMMON 370334104 1,417 32,365 SOLE 11,533 0 20,832 GILLETTE CO COMMON 375766102 5,707 196,862 SOLE 86,355 0 110,507 GLATFELTER P H CO COMMON 377316104 157 11,000 SOLE 0 0 11,000 GLAXO PLC SPONSORED A COMMON 37733W105 18,708 332,878 SOLE 7,229 0 325,649 GOLDEN ST BANCORP INC WARRANT 381197136 27 20,334 SOLE 334 0 20,000 HEARTLAND EXPRESS INC COMMON 422347104 271 11,875 SOLE 0 0 11,875 HEINZ H J CO COMMON 423074103 1,930 47,200 SOLE 3,025 0 44,175 HEWLETT PACKARD CO COMMON 428236103 47,085 1,646,312 SOLE 713,743 0 932,569 HOME DEPOT INC COMMON 437076102 67,256 1,444,807 SOLE 665,421 0 779,386 HONEYWELL INTERNATION COMMON 438516106 528 15,079 SOLE 6,695 0 8,384 HOUSEHOLD INTL INC COMMON 441815107 241 3,608 SOLE 3,608 0 0 HUBBELL HARVEY INC CL COMMON 443510201 222 7,654 SOLE 0 0 7,654 INTEL CORP COMMON 458140100 56,810 1,942,229 SOLE 911,994 0 1,030,234 INTERNATIONAL BUSINES COMMON 459200101 38,052 336,740 SOLE 170,325 0 166,415 INTERPUBLIC GROUP COS COMMON 460690100 319 10,865 SOLE 0 0 10,865 J.P. MORGAN CHASE & C COMMON 46625H100 27,058 606,679 SOLE 175,587 0 431,092 JEFFERSON PILOT CORP COMMON 475070108 225 4,657 SOLE 420 0 4,237 JOHN NUVEEN CO CL A COMMON 478035108 368 6,500 SOLE 6,500 0 0 JOHNSON CTLS INC COMMON 478366107 203 2,800 SOLE 800 0 2,000 JOHNSON & JOHNSON COMMON 478160104 119,242 2,384,836 SOLE 960,415 0 1,424,421 KELLOGG CO COMMON 487836108 354 12,200 SOLE 0 0 12,200 KIMBERLY CLARK CORP COMMON 494368103 2,859 51,149 SOLE 13,256 0 37,893 KNIGHT RIDDER INC COMMON 499040103 202 3,400 SOLE 3,400 0 0 LILLY, ELI AND COMPAN COMMON 532457108 1,917 25,904 SOLE 20,730 0 5,174 LUCENT TECHNOLOGIES I COMMON 549463107 2,237 360,198 SOLE 93,915 0 266,283 M & T BK CORP COMMON 55261F104 2,383 31,569 SOLE 10,556 0 21,013 MAIN STR BANCORP INC COMMON 559906102 196 17,553 SOLE 0 0 17,553 MARSH MCLENNAN COMMON 571748102 25,288 250,373 SOLE 108,977 0 141,396 MAY DEPT STORES CO COMMON 577778103 1,532 44,706 SOLE 17,103 0 27,603 MBNA CORP COMMON 55262L100 905 27,433 SOLE 27,433 0 0 MCDONALDS CORP COMMON 580135101 27,569 1,018,799 SOLE 433,127 0 585,673 MEAD CORP COMMON 582834107 217 8,000 SOLE 0 0 8,000 MEDTRONIC INC COMMON 585055106 22,608 491,367 SOLE 290,067 0 201,300 MELLON FINL CORP COMMON 58551A108 660 14,737 SOLE 12,697 0 2,040 MERCK & CO COMMON 589331107 75,764 1,185,484 SOLE 493,306 0 692,178 MICROSOFT CORP COMMON 594918104 17,707 242,565 SOLE 155,050 0 87,515 MINNESOTA MINING & MA COMMON 604059105 13,911 121,915 SOLE 33,227 0 88,688 MOODYS CORP COM COMMON 615369105 335 10,000 SOLE 1,000 0 9,000 MOTOROLA INC COMMON 620076109 191 11,505 SOLE 5,305 0 6,200 NASDAQ 100 TR UNIT SE COMMON 631100104 736 16,100 SOLE 11,100 0 5,000 NOKIA CORP COMMON 654902204 5,179 233,399 SOLE 151,259 0 82,140 NORFOLK SOUTHERN CORP COMMON 655844108 281 13,555 SOLE 2,305 0 11,250 ORACLE SYS CORP COMMON 68389X105 1,170 61,602 SOLE 51,882 0 9,720 PEPSICO INC COMMON 713448108 11,274 255,072 SOLE 62,593 0 192,479 PFIZER INC COMMON 717081103 88,813 2,217,548 SOLE 955,235 0 1,262,313 PHARMACIA CORP COMMON 71713U102 615 13,387 SOLE 5,636 0 7,751 PHILADELPHIA SUBN COR COMMON 718009608 276 10,823 SOLE 4,556 0 6,267 PHILIP MORRIS COS INC COMMON 718154107 720 14,190 SOLE 4,280 0 9,910 PHILLIPS PETROLEUM CO COMMON 718507106 200 3,514 SOLE 0 0 3,514 PITNEY BOWES INC COMMON 724479100 321 7,614 SOLE 4,900 0 2,714 PNC FINANCIAL CORP COMMON 693475105 1,564 23,776 SOLE 13,076 0 10,700 PPG INDS INC COMMON 693506107 725 13,800 SOLE 8,000 0 5,800 PPL CORP COM COMMON 69351T106 218 3,969 SOLE 669 0 3,300 PROCTER & GAMBLE CO COMMON 742718109 82,864 1,298,816 SOLE 464,841 0 833,975 QUAKER OATS CO COMMON 747402105 5,942 65,123 SOLE 26,050 0 39,073 QWEST COMMUNICATIONS COMMON 749121109 1,634 51,256 SOLE 11,042 0 40,214 ROYAL DUTCH PETRO-NY COMMON 780257804 33,803 580,104 SOLE 229,127 0 350,978 SAFEGUARD SCIENTIFICS COMMON 786449108 101 19,680 SOLE 19,680 0 0 SARA LEE CORP COMMON 803111103 1,908 100,750 SOLE 14,200 0 86,550 SBC COMMUNICATIONS IN COMMON 78387G103 25,225 629,693 SOLE 311,428 0 318,265 SCHERING PLOUGH CORP COMMON 806605101 66,126 1,824,662 SOLE 779,171 0 1,045,491 SCHLUMBERGER COMMON 806857108 479 9,099 SOLE 8,117 0 982 SEI INVESTMENTS CO COMMON 784117103 232 4,900 SOLE 4,200 0 700 SIEBEL SYS INC COM COMMON 826170102 652 13,900 SOLE 1,900 0 12,000 SPRINT CORP COMMON 852061100 1,825 85,426 SOLE 26,896 0 58,530 SPRINT CORP PCS SER 1 COMMON 852061506 859 35,578 SOLE 11,970 0 23,608 ST PAUL COS INC COMMON 792860108 949 18,720 SOLE 1,840 0 16,880 STATE STREET CORP COMMON 857477103 1,923 38,866 SOLE 30,876 0 7,990 STRYKER CORP COMMON 863667101 658 12,000 SOLE 0 0 12,000 SUN BANCORP INC N J COMMON 86663B102 170 16,161 SOLE 12,516 0 3,645 SUN MICROSYSTEM INC COMMON 866810104 1,746 111,068 SOLE 87,048 0 24,020 SYSCO CORPORATION COMMON 871829107 1,464 53,935 SOLE 47,535 0 6,400 TARGET CORP COMMON 87612E106 1,010 29,200 SOLE 12,400 0 16,800 TEXACO INC COMMON 881694103 461 6,922 SOLE 4,700 0 2,222 TEXAS INSTRUMENTS INC COMMON 882508104 1,123 35,189 SOLE 30,339 0 4,850 THISTLE GROUP HLDGS C COMMON 88431E103 181 19,000 SOLE 0 0 19,000 TYCO INTL LTD NEW COMMON 902124106 36,427 668,263 SOLE 363,108 0 305,155 U S BANCORP COMMON 902973304 4,938 216,685 SOLE 21,620 0 195,065 UNILEVER N V WI COMMON 904784709 6,011 100,901 SOLE 32,822 0 68,079 UNION PACIFIC CORP COMMON 907818108 1,156 21,057 SOLE 2,500 0 18,557 UNITED PARCEL SVC INC COMMON 911312106 1,186 20,515 SOLE 19,465 0 1,050 UNITED TECHNOLOGIES C COMMON 913017109 462 6,313 SOLE 4,433 0 1,880 VERIZON COMMUNICATION COMMON 92343V104 44,614 833,906 SOLE 329,685 0 504,221 WACHOVIA CORP NEW COMMON 929771103 6,727 94,550 SOLE 40,825 0 53,725 WAL MART STORES INC COMMON 931142103 13,951 285,881 SOLE 176,757 0 109,124 WALGREEN COMPANY COMMON 931422109 1,650 47,870 SOLE 38,575 0 9,295 WELLS FARGO NEW COMMON 949746101 50,098 1,079,000 SOLE 518,163 0 560,837 WORLDCOM INC GA NEW C COMMON 98157D106 561 39,532 SOLE 26,662 0 12,870 WPS RES CORP COMMON 92931B106 296 8,400 SOLE 0 0 8,400 WRIGLEY WM JR CO COMMON 982526105 2,645 56,450 SOLE 23,600 0 32,850 TOTAL
* All of the securities listed within this column are stated in SH. -----END PRIVACY-ENHANCED MESSAGE-----