-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EF4uosGh47y5jNvWqp1xqVWaAJHj9eH7po5LARhNdWY71BMeq27kV280ftCAbz42 SxpzCU/ueDr5Jrr4ea6/wg== 0001118378-01-500027.txt : 20010515 0001118378-01-500027.hdr.sgml : 20010515 ACCESSION NUMBER: 0001118378-01-500027 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RITTENHOUSE TRUST CO CENTRAL INDEX KEY: 0000842941 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 232329854 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-02396 FILM NUMBER: 1633834 BUSINESS ADDRESS: STREET 1: 3 RADNOR CORPORATE CENTER STREET 2: SUITE 450 CITY: BADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6109958722 MAIL ADDRESS: STREET 1: 3 RADNOR CORPORATE CENTER STREET 2: SUITE 450 CITY: RADNOR STATE: PA ZIP: 19807 13F-HR 1 ritt13f3-01.txt RITTENHOUSE 13F 03/31/2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Check here if Amendment /___/; Amendment Number: This Amendment (Check only one.): /__/ is a restatement. /__/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rittenhouse Trust Company Address: 3 Radnor Corporate Center, Suite 450, Radnor, PA 19087 Form 13F File Number: 28-2396 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eileen M. Chambers Title: Vice President Phone: (610) 995-8700 Signature, Place, and Date of Signing: /s/ EILEEN D. CHAMBERS EILEEN D. CHAMBERS Radnor, PA 19087 May 14, 2001 Report Type (Check only one): /X/ _______ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) /_/ _______ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /_/ _______ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manger(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 149 Form 13F Information Table Value Total: $ 1,884,067 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
THE RITTENHOUSE TRUST COMPANY DISCRETIONARY OWNERSHIP FOR 13F AS OF 03/31/2001 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM7) (ITEM 8) VOTING AUTHORITY (SHARES) NAME TITLE MARKET AMOUNT AND OF OF CUSIP VALUE TYPE OF INVESTMENT OTHER ISSUER CLASS NUMBER (THOUSANDS) SECURITY* DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------- ABBOTT LABS COMMON 002824100 15,744 333,629 (SOLE) 87,240 0 246,389 AFLAC INC COMMON 001055102 1,095 39,772 (SOLE) 39,492 0 280 AGILENT TECHNOLOGIES COMMON 00846U101 417 13,566 (SOLE) 2,714 0 10,852 AIR PRODUCTS & CHEMIC COMMON 009158106 340 8,850 (SOLE) 0 0 8,850 ALBERTSONS INC COMMON 013104104 343 10,788 (SOLE) 0 0 10,788 ALLERGAN INC COMMON 018490102 7,863 106,048 (SOLE) 74 0 105,974 ALLTEL CORP COMMON 020039103 566 10,794 (SOLE) 5,841 0 4,953 AMERICAN ELECTRIC POW COMMON 025537101 396 8,436 (SOLE) 0 0 8,436 AMERICAN EXPRESS CO COMMON 025816109 774 18,746 (SOLE) 6,292 0 12,454 AMERICAN HOME PRODUCT COMMON 026609107 22,302 379,617 (SOLE) 108,187 0 271,430 AMERICAN INTL GROUP I COMMON 026874107 116,564 1,447,995 (SOLE) 543,779 0 904,216 AMGEN INC COMMON 031162100 1,751 29,088 (SOLE) 25,888 0 3,200 AOL TIME WARNER COMMON 00184A105 653 16,267 (SOLE) 12,367 0 3,900 AT & T CORP. COMMON 001957109 1,215 57,058 (SOLE) 12,411 0 44,647 AUTOMATIC DATA PROCES COMMON 053015103 81,857 1,505,280 (SOLE) 632,791 0 872,489 BANK NEW YORK INC COMMON 064057102 1,547 31,415 (SOLE) 12,415 0 19,000 BANK OF AMERICA COMMON 060505104 3,990 72,872 (SOLE) 43,405 0 29,467 BAXTER INTL INC COMMON 071813109 496 5,269 (SOLE) 556 0 4,713 BB&T CORP COMMON 054937107 556 15,813 (SOLE) 15,813 0 0 BECKMAN COULTER INC COMMON 075811109 1,847 47,240 (SOLE) 0 0 47,240 BECTON DICKINSON & CO COMMON 075887109 265 7,500 (SOLE) 0 0 7,500 BELLSOUTH CORP COMMON 079860102 5,492 134,218 (SOLE) 28,061 0 106,157 BERKSHIRE HATHAWAY IN COMMON 084670108 851 13 (SOLE) 9 0 4 BERKSHIRE HATHAWAY IN COMMON 084670207 2,628 1,207 (SOLE) 211 0 997 BIOGEN N V COMMON 090597105 268 4,240 (SOLE) 240 0 4,000 BP AMOCO ADS COMMON 055622104 3,573 71,999 (SOLE) 25,478 0 46,521 BRISTOL MYERS SQUIBB COMMON 110122108 9,513 160,144 (SOLE) 76,543 0 83,601 BROADWING INC COMMON 111620100 250 13,072 (SOLE) 3,600 0 9,472 BRUNSWICK CORP COMMON 117043109 267 13,592 (SOLE) 0 0 13,592 CAMPBELL SOUP CO COMMON 134429109 1,211 40,530 (SOLE) 7,900 0 32,630 CARDINAL HEALTH INC COMMON 14149Y108 929 14,397 (SOLE) 13,650 0 747 CHEVRON CORP COMMON 166751107 1,482 16,875 (SOLE) 6,625 0 10,250 CHUBB CORP COMMON 171232101 756 10,434 (SOLE) 834 0 9,600 CIGNA CORP COMMON 125509109 1,291 12,029 (SOLE) 4,763 0 7,266 CINCINNATI FINL CORP COMMON 172062101 683 18,000 (SOLE) 0 0 18,000 CISCO SYS INC COMMON 17275R102 4,487 283,741 (SOLE) 177,463 0 106,278 CITIGROUP INC. COMMON 172967101 24,303 540,313 (SOLE) 256,961 0 283,352 CLOROX CO COMMON 189054109 355 11,278 (SOLE) 1,200 0 10,078 COCA COLA CO COMMON 191216100 48,844 1,081,569 (SOLE) 392,933 0 688,636 COLGATE PALMOLIVE CO COMMON 194162103 51,681 935,226 (SOLE) 414,692 0 520,534 CONVERGYS CORP COMMON 212485106 482 13,372 (SOLE) 3,400 0 9,972 CORNING INC COMMON 219350105 373 18,029 (SOLE) 10,854 0 7,175 DELL COMPUTER CORP COMMON 247025109 2,413 93,939 (SOLE) 60,374 0 33,565 DISNEY WALT PRODUCTIO COMMON 254687106 10,561 369,281 (SOLE) 118,520 0 250,761 DOW JONES & CO INC COMMON 260561105 1,268 24,220 (SOLE) 0 0 24,220 DU PONT E I DE NEMOUR COMMON 263534109 16,124 396,170 (SOLE) 278,045 0 118,125 E M C CORP MASS COMMON 268648102 4,322 147,006 (SOLE) 92,746 0 54,260 EASTMAN KODAK CO COMMON 277461109 211 5,284 (SOLE) 225 0 5,059 EATON VANCE PA MUN IN MUTUAL 27826T101 140 11,700 (SOLE) 11,700 0 0 EL PASO CORPORATION COMMON 28336L109 255 3,900 (SOLE) 2,800 0 1,100 EMERSON ELECTRIC CO COMMON 291011104 5,542 89,386 (SOLE) 26,926 0 62,460 ENRON CORP COMMON 293561106 7,060 121,507 (SOLE) 70,506 0 51,001 EXXON MOBIL CORPORATI COMMON 30231G102 31,095 383,883 (SOLE) 117,767 0 266,116 FANNIE MAE COMMON 313586109 85,829 1,078,249 (SOLE) 461,954 0 616,295 FIFTH 3RD BANCORP COMMON 316773100 4,912 91,919 (SOLE) 26,011 0 65,908 FIRST DATA CORP COMMON 319963104 865 14,492 (SOLE) 812 0 13,680 FIRST UNION CORP COMMON 337358105 11,336 343,507 (SOLE) 131,973 0 211,533 FIRST VIRGINIA BANKS COMMON 337477103 303 6,975 (SOLE) 0 0 6,975 FLEETBOSTON FINANCIAL COMMON 339030108 607 16,082 (SOLE) 11,134 0 4,948 FORTUNE BRANDS INC COMMON 349631101 221 6,435 (SOLE) 590 0 5,845 FPL GROUP INC COMMON 302571104 293 4,783 (SOLE) 750 0 4,033 FREDDIE MAC COMMON 313400301 72,319 1,115,515 (SOLE) 504,033 0 611,483 GANNETT INC DEL COMMON 364730101 29,404 492,356 (SOLE) 219,176 0 273,180 GENERAL ELECTRIC CO COMMON 369604103 135,213 3,230,112 (SOLE) 1,170,960 0 2,059,152 GENERAL MILLS INC COMMON 370334104 1,111 25,832 (SOLE) 5,000 0 20,832 GILLETTE CO COMMON 375766102 6,211 199,271 (SOLE) 82,364 0 116,907 GLATFELTER P H CO COMMON 377316104 140 11,000 (SOLE) 0 0 11,000 GLAXO PLC SPONSORED A COMMON 37733W105 17,567 335,880 (SOLE) 7,162 0 328,718 GOLDEN ST BANCORP INC WARRANT 381197136 26 20,000 (SOLE) 0 0 20,000 HEARTLAND EXPRESS INC COMMON 422347104 240 9,500 (SOLE) 0 0 9,500 HEINZ H J CO COMMON 423074103 1,897 47,200 (SOLE) 3,025 0 44,175 HEWLETT PACKARD CO COMMON 428236103 49,311 1,576,932 (SOLE) 663,699 0 913,233 HOME DEPOT INC COMMON 437076102 61,175 1,419,368 (SOLE) 633,560 0 785,807 HONEYWELL INTERNATION COMMON 438516106 590 14,454 (SOLE) 5,795 0 8,659 HOUSEHOLD INTL INC COMMON 441815107 275 4,650 (SOLE) 4,050 0 600 INTEL CORP COMMON 458140100 48,274 1,834,649 (SOLE) 832,940 0 1,001,709 INTERNATIONAL BUSINES COMMON 459200101 31,577 328,313 (SOLE) 157,356 0 170,957 J.P. MORGAN CHASE & C COMMON 46625H100 27,359 609,323 (SOLE) 168,637 0 440,687 JEFFERSON PILOT CORP COMMON 475070108 211 4,658 (SOLE) 420 0 4,237 JOHN NUVEEN CO CL A COMMON 478035108 351 6,500 (SOLE) 6,500 0 0 JOHNSON & JOHNSON COMMON 478160104 103,762 1,186,264 (SOLE) 460,677 0 725,586 KELLOGG CO COMMON 487836108 330 12,200 (SOLE) 0 0 12,200 KIMBERLY CLARK CORP COMMON 494368103 3,490 51,449 (SOLE) 13,356 0 38,093 LILLY, ELI AND COMPAN COMMON 532457108 1,915 24,979 (SOLE) 19,805 0 5,174 LUCENT TECHNOLOGIES I COMMON 549463107 3,559 356,954 (SOLE) 84,101 0 272,853 M & T BK CORP COMMON 55261F104 1,392 19,913 (SOLE) 3,400 0 16,513 MAIN STR BANCORP INC COMMON 559906102 167 17,553 (SOLE) 0 0 17,553 MARSH MCLENNAN COMMON 571748102 22,009 231,598 (SOLE) 91,602 0 139,996 MAY DEPT STORES CO COMMON 577778103 1,602 45,158 (SOLE) 14,103 0 31,055 MBNA CORP COMMON 55262L100 636 19,216 (SOLE) 19,216 0 0 MCDONALDS CORP COMMON 580135101 25,641 965,764 (SOLE) 386,414 0 579,351 MEAD CORP COMMON 582834107 201 8,000 (SOLE) 0 0 8,000 MEDTRONIC INC COMMON 585055106 21,568 471,534 (SOLE) 262,234 0 209,300 MELLON FINL CORP COMMON 58551A108 277 6,838 (SOLE) 4,798 0 2,040 MERCK & CO COMMON 589331107 88,349 1,164,012 (SOLE) 470,525 0 693,487 MICROSOFT CORP COMMON 594918104 12,819 234,399 (SOLE) 145,504 0 88,895 MINNESOTA MINING & MA COMMON 604059105 12,564 120,924 (SOLE) 31,510 0 89,414 MOODYS CORP COM COMMON 615369105 276 10,000 (SOLE) 1,000 0 9,000 MOTOROLA INC COMMON 620076109 219 15,375 (SOLE) 5,325 0 10,050 NOKIA CORP COMMON 654902204 5,255 218,955 (SOLE) 138,365 0 80,590 NORFOLK SOUTHERN CORP COMMON 655844108 282 16,870 (SOLE) 5,720 0 11,150 ORACLE SYS CORP COMMON 68389X105 1,119 74,668 (SOLE) 46,748 0 27,920 PEPSICO INC COMMON 713448108 10,976 249,734 (SOLE) 53,030 0 196,704 PFIZER INC COMMON 717081103 89,783 2,192,493 (SOLE) 907,511 0 1,284,982 PHARMACIA CORP COMMON 71713U102 674 13,387 (SOLE) 5,636 0 7,751 PHILADELPHIA SUBN COR COMMON 718009608 254 10,794 (SOLE) 4,527 0 6,267 PHILIP MORRIS COS INC COMMON 718154107 507 10,690 (SOLE) 3,780 0 6,910 PITNEY BOWES INC COMMON 724479100 265 7,614 (SOLE) 4,900 0 2,714 PNC FINANCIAL CORP COMMON 693475105 1,553 22,926 (SOLE) 12,226 0 10,700 PPG INDS INC COMMON 693506107 636 13,800 (SOLE) 8,000 0 5,800 PROCTER & GAMBLE CO COMMON 742718109 79,643 1,272,249 (SOLE) 431,208 0 841,041 QUAKER OATS CO COMMON 747402105 6,512 67,100 (SOLE) 24,650 0 42,450 QWEST COMMUNICATIONS COMMON 749121109 1,849 52,747 (SOLE) 11,349 0 41,398 ROYAL DUTCH PETRO-NY COMMON 780257804 31,652 570,927 (SOLE) 213,643 0 357,285 SAFEGUARD SCIENTIFICS COMMON 786449108 110 19,680 (SOLE) 19,680 0 0 SARA LEE CORP COMMON 803111103 2,181 101,050 (SOLE) 14,200 0 86,850 SBC COMMUNICATIONS IN COMMON 78387G103 26,569 595,316 (SOLE) 278,757 0 316,559 SCHERING PLOUGH CORP COMMON 806605101 65,104 1,782,213 (SOLE) 728,668 0 1,053,545 SCHLUMBERGER COMMON 806857108 503 8,732 (SOLE) 7,750 0 982 SIEBEL SYS INC COM COMMON 826170102 378 13,900 (SOLE) 1,900 0 12,000 SPRINT CORP COMMON 852061100 1,885 85,726 (SOLE) 26,896 0 58,830 SPRINT CORP PCS SER 1 COMMON 852061506 714 37,604 (SOLE) 13,496 0 24,108 ST PAUL COS INC COMMON 792860108 798 18,120 (SOLE) 1,240 0 16,880 STATE STREET CORP COMMON 857477103 1,828 19,570 (SOLE) 15,575 0 3,995 STRYKER CORP COMMON 863667101 627 12,000 (SOLE) 0 0 12,000 SUN BANCORP INC N J COMMON 86663B102 133 15,392 (SOLE) 11,920 0 3,472 SUN MICROSYSTEM INC COMMON 866810104 1,667 108,435 (SOLE) 83,165 0 25,270 SYSCO CORPORATION COMMON 871829107 1,552 58,532 (SOLE) 49,732 0 8,800 TARGET CORP COMMON 87612E106 649 18,000 (SOLE) 1,200 0 16,800 TELLABS INC COMMON 879664100 203 5,000 (SOLE) 0 0 5,000 TEXACO INC COMMON 881694103 399 6,014 (SOLE) 3,492 0 2,522 TEXAS INSTRUMENTS INC COMMON 882508104 1,093 35,273 (SOLE) 29,423 0 5,850 THISTLE GROUP HLDGS C COMMON 88431E103 186 19,000 (SOLE) 0 0 19,000 TRUE NORTH COMMUNICAT COMMON 897844106 227 6,000 (SOLE) 0 0 6,000 TYCO INTL LTD NEW COMMON 902124106 27,833 643,839 (SOLE) 334,819 0 309,020 U S BANCORP COMMON 902973304 4,893 210,913 (SOLE) 15,849 0 195,064 UNILEVER N V WI COMMON 904784709 5,395 102,489 (SOLE) 33,179 0 69,310 UNION PACIFIC CORP COMMON 907818108 1,184 21,057 (SOLE) 2,500 0 18,557 UNITED PARCEL SVC INC COMMON 911312106 1,167 20,515 (SOLE) 19,465 0 1,050 UNITED TECHNOLOGIES C COMMON 913017109 438 5,980 (SOLE) 4,100 0 1,880 VERIZON COMMUNICATION COMMON 92343V104 39,246 796,073 (SOLE) 292,291 0 503,782 VODAFONE GROUP PLC COMMON 92857W100 570 21,010 (SOLE) 125 0 20,885 WACHOVIA CORP NEW COMMON 929771103 5,917 98,200 (SOLE) 41,800 0 56,400 WAL MART STORES INC COMMON 931142103 13,833 273,925 (SOLE) 162,226 0 111,699 WALGREEN COMPANY COMMON 931422109 2,043 50,070 (SOLE) 36,750 0 13,320 WELLS FARGO NEW COMMON 949746101 52,164 1,054,450 (SOLE) 492,688 0 561,762 WORLDCOM INC GA NEW C COMMON 98157D106 919 49,169 (SOLE) 34,199 0 14,970 WPS RES CORP COMMON 92931B106 287 8,400 (SOLE) 0 0 8,400 WRIGLEY WM JR CO COMMON 982526105 2,728 56,530 (SOLE) 23,680 0 32,850 *ALL OF THE SECURITIES LISTED IN THIS COLUMN ARE SH.
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