-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HY5vG8cnJGd3IQTElWE4ypOGN1BLte0fpLDkWjCwT3SrNxWLvcJLlyXLL5xj0D7R Gyg1iebd9vSWYGguuqgoCg== 0001094862-99-000024.txt : 19991117 0001094862-99-000024.hdr.sgml : 19991117 ACCESSION NUMBER: 0001094862-99-000024 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RITTENHOUSE TRUST CO CENTRAL INDEX KEY: 0000842941 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 232329854 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-02396 FILM NUMBER: 99752696 BUSINESS ADDRESS: STREET 1: 3 RADNOR CORPORATE CENTER STREET 2: SUITE 450 CITY: BADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6109958722 MAIL ADDRESS: STREET 1: 3 RADNOR CORPORATE CENTER STREET 2: SUITE 450 CITY: RADNOR STATE: PA ZIP: 19807 13F-HR 1 DISCRETIONARY OWNERSHIP
FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): /___/ is a restatement. /___/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Rittenhouse Trust Company Address: Three Radnor Corporate Center Suite 450 Radnor, PA 19087 Form 13F File Number: 28- 2396 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Eileen D. Chambers Title: Vice President Phone: 610-995-8700 Signature, Place, and Date of Signing: /s/ Eileen D. Chambers Radnor, PA 11/08/99 Report Type (Check only one.): /_x_/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) /__/ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /__/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manger(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 186 Form 13F Information Table Value Total: $ 1,964,530 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. THE RITTENHOUSE TRUST COMPANY DISCRETIONARY OWNERSHIP FOR 13F AS OF 09/30/99 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) SHARES OR PRINCIPAL INVESTMENT VOTING AUTHORITY AMOUNT DISCRETION (SHARES) NAME TITLE FAIR (ALL NUMBERS DEFINED SHARED OF OF CUSIP MARKET LISTED SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE ARE SHARES) (A) (B) (C) MGR (A) (B) (C) (x$1000) - ------------------------------------------------------------------------------------------------------------------------------------ ABBOTT LABS COMMON 002824100 39,525,114 1,077,346 X 338,603 0 738,742 AFLAC INC COMMON 001055102 975,939 23,306 X 23,306 0 0 AIR PRODUCTS & CHEMIC COMMON 009158106 574,763 19,650 X 9,200 0 10,450 ALBERTSONS INC COMMON 013104104 517,082 13,070 X 212 0 12,858 ALLERGAN INC COMMON 018490102 6,616,610 60,151 X 37 0 60,114 ALLTEL CORP COMMON 020039103 1,168,366 16,602 X 4,891 0 11,711 AMERICA ONLINE INC COMMON 02364J104 444,971 4,276 X 3,876 0 400 AMERICAN EXPRESS CO COMMON 025816109 904,513 6,700 X 1,499 0 5,201 AMERICAN HOME PRODUCT COMMON 026609107 19,199,187 462,631 X 109,949 0 352,682 AMERICAN INTL GROUP I COMMON 026874107 106,732,776 1,227,695 X 389,286 0 838,409 AMERITECH CORP NEW COMMON 030954101 1,529,042 22,907 X 4,969 0 17,938 AMGEN INC COMMON 031162100 244,500 3,000 X 3,000 0 0 AT & T CORP. COMMON 001957109 4,036,447 92,792 X 18,242 0 74,550 ATLANTIC RICHFIELD CO COMMON 048825103 955,377 10,780 X 3,660 0 7,120 AUTOMATIC DATA PROCES COMMON 053015103 75,927,369 1,701,454 X 610,679 0 1,090,774 BANK NEW YORK INC COMMON 064057102 1,070,502 32,015 X 15,015 0 17,000 BANK OF AMERICA COMMON 060505104 5,274,438 94,715 X 40,473 0 54,242 BAXTER INTL INC COMMON 071813109 295,941 4,912 X 200 0 4,712 BECKMAN COULTER INC COMMON 075811109 1,065,853 23,620 X 0 0 23,620 BECTON DICKINSON & CO COMMON 075887109 234,602 8,360 X 0 0 8,360 BELL ATLANTIC CORP COMMON 077853109 22,454,510 333,586 X 75,884 0 257,702 BELLSOUTH CORP COMMON 079860102 6,570,393 146,009 X 24,456 0 121,553 BERKSHIRE HATHAWAY IN COMMON 084670108 550,000 10 X 6 0 4 BERKSHIRE HATHAWAY IN COMMON 084670207 3,425,248 1,845 X 425 0 1,421 BESTFOODS COMMON 08658U101 22,113,348 455,359 X 186,737 0 268,622 BIOGEN N V COMMON 090597105 394,062 5,000 X 0 0 5,000 BOEING CO COMMON 097023105 306,900 7,200 X 200 0 7,000 BP AMOCO ADS COMMON 055622104 5,021,800 90,636 X 26,252 0 64,384 BRISTOL MYERS SQUIBB COMMON 110122108 12,659,085 187,542 X 53,228 0 134,314 BRUNSWICK CORP COMMON 117043109 369,195 14,842 X 0 0 14,842 CAMPBELL SOUP CO COMMON 134429109 4,115,770 105,195 X 27,950 0 77,245 CENTRAL & SOUTH WEST COMMON 152357109 316,875 15,000 X 0 0 15,000 CENTURYTEL, INC COMMON 156700106 219,375 5,400 X 5,400 0 0 CHEVRON CORP COMMON 166751107 1,660,690 18,712 X 6,975 0 11,737 CHUBB CORP COMMON 171232101 439,181 8,850 X 350 0 8,500 CIGNA CORP COMMON 125509109 979,650 12,600 X 5,165 0 7,435 CINCINNATI BELL INC COMMON 171870108 386,262 19,872 X 3,400 0 16,472 CINCINNATI FINL CORP COMMON 172062101 1,098,915 29,280 X 0 0 29,280 CINTAS CORP COMMON 172908105 404,687 7,000 X 0 0 7,000 CISCO SYS INC COMMON 17275R102 7,482,020 109,127 X 28,788 0 80,339 CITIGROUP INC. COMMON 172967101 1,949,565 44,308 X 9,036 0 35,272 CLEMENTE STRATEGIC VA COMMON 185569100 198,482 14,305 X 14,305 0 0 CLOROX CO COMMON 189054109 431,383 11,278 X 1,200 0 10,078 COCA COLA CO COMMON 191216100 52,332,891 1,084,620 X 346,331 0 738,288 COLGATE PALMOLIVE CO COMMON 194162103 45,112,486 986,065 X 380,786 0 605,279 COMERICA INC COMMON 200340107 708,750 14,000 X 14,000 0 0 CONSOLIDATED NAT GAS COMMON 209615103 224,550 3,600 X 0 0 3,600 CONVERGYS CORP COMMON 212485106 393,714 19,872 X 3,400 0 16,472 CORNING INC COMMON 219350105 292,625 4,268 X 3,468 0 800 DAYTON HUDSON CORP COMMON 239753106 558,581 9,300 X 900 0 8,400 DEAN WITTER HI YIELD MUTUAL 242409308 69,345 12,913 X 12,913 0 0 DELL COMPUTER CORP COMMON 247025109 2,096,897 50,150 X 20,600 0 29,550 DIAL CORP NEW COMMON 25247D101 347,055 13,610 X 0 0 13,610 DISNEY WALT PRODUCTIO COMMON 254687106 31,843,027 1,224,732 X 480,559 0 744,172 DOW CHEMICAL CORP COMMON 260543103 287,358 2,529 X 150 0 2,379 DOW JONES & CO INC COMMON 260561105 1,314,092 24,620 X 0 0 24,620 DU PONT E I DE NEMOUR COMMON 263534109 54,093,495 894,107 X 482,374 0 411,733 DUN & BRADSTREET CORP COMMON 26483B106 1,237,781 41,432 X 1,700 0 39,732 E M C CORP MASS COMMON 268648102 1,635,059 22,908 X 3,518 0 19,390 EASTMAN KODAK CO COMMON 277461109 853,353 11,284 X 0 0 11,284 ELECTRONIC DATA SYSTE COMMON 285661104 633,609 11,969 X 160 0 11,809 EMERSON ELECTRIC CO COMMON 291011104 29,757,649 470,942 X 158,201 0 312,741 ENRON CORP COMMON 293561106 394,200 9,600 X 4,000 0 5,600 EQUITABLE RES INC COMMON 294549100 422,555 11,175 X 675 0 10,500 EXXON CORP COMMON 302290101 18,553,738 244,128 X 54,751 0 189,377 FANNIE MAE COMMON 313586109 60,428,025 963,957 X 346,858 0 617,099 FIFTH 3RD BANCORP COMMON 316773100 2,496,176 41,026 X 0 0 41,026 FIRST DATA CORP COMMON 319963104 734,731 16,746 X 1,812 0 14,934 FIRST UNION CORP COMMON 337358105 37,648,202 1,056,792 X 384,188 0 672,604 FIRST VIRGINIA BANKS COMMON 337477103 303,848 6,975 X 0 0 6,975 FIRSTAR CORP NEW WIS COMMON 33763V109 5,807,420 226,631 X 10,296 0 216,335 FORTUNE BRANDS INC COMMON 349631101 355,395 11,020 X 600 0 10,420 FPL GROUP INC COMMON 302571104 767,262 15,231 X 165 0 15,066 FREDDIE MAC COMMON 313400301 40,548,187 779,773 X 309,278 0 470,494 FUNIMALS PET ENTERPRI COMMON 361000102 550 10,000 X 10,000 0 0 GALLAHER GROUP PLC SP COMMON 363595109 255,562 9,400 X 0 0 9,400 GANNETT INC DEL COMMON 364730101 200,644 2,900 X 0 0 2,900 GENERAL ELECTRIC CO COMMON 369604103 162,738,978 1,372,601 X 415,718 0 956,883 GENERAL MILLS INC COMMON 370334104 2,666,254 32,866 X 3,400 0 29,466 GILLETTE CO COMMON 375766102 34,522,710 1,017,244 X 385,307 0 631,937 GLATFELTER P H CO COMMON 377316104 180,813 11,000 X 0 0 11,000 GLAXO PLC SPONSORED A COMMON 37733W105 277,420 5,335 X 1,135 0 4,200 GOLDEN ST BANCORP INC WARRANT 381197136 23,750 20,000 X 0 0 20,000 GTE CORP COMMON 362320103 3,816,229 49,642 X 9,900 0 39,742 HEINZ H J CO COMMON 423074103 2,288,546 53,222 X 5,626 0 47,596 HEWLETT PACKARD CO COMMON 428236103 70,674,907 778,787 X 288,086 0 490,701 HOME DEPOT INC COMMON 437076102 56,988,899 830,439 X 311,052 0 519,387 HONEYWELL INC COMMON 438506107 1,647,202 14,798 X 1,178 0 13,620 HOUSEHOLD INTL INC COMMON 441815107 210,656 5,250 X 4,650 0 600 HUBBELL HARVEY INC CL COMMON 443510201 243,971 7,654 X 0 0 7,654 IMS HEALTH INC COMMON 449934108 250,937 11,000 X 1,000 0 10,000 INTEL CORP COMMON 458140100 53,382,329 718,349 X 281,057 0 437,292 INTERNATIONAL BUSINES COMMON 459200101 26,075,016 215,496 X 81,451 0 134,045 INTL FLAVORS & FRAGRA COMMON 459506101 1,300,547 37,697 X 13,097 0 24,600 JEFFBANKS INC COMMON 472317106 1,491,134 51,641 X 24,900 0 26,741 JOHN NUVEEN CO CL A COMMON 478035108 438,393 11,710 X 6,710 0 5,000 JOHNSON & JOHNSON COMMON 478160104 104,018,327 1,132,172 X 376,697 0 755,476 KELLOGG CO COMMON 487836108 471,713 12,600 X 400 0 12,200 KEYSTONE FINL INC COMMON 493482103 1,049,417 44,186 X 8,776 0 35,410 KIMBERLY CLARK CORP COMMON 494368103 2,815,795 53,380 X 13,768 0 39,612 KNIGHT RIDDER INC COMMON 499040103 340,725 6,195 X 6,195 0 0 LILLY, ELI AND COMPAN COMMON 532457108 1,872,606 29,174 X 19,630 0 9,544 LUCENT TECHNOLOGIES I COMMON 549463107 6,153,811 94,856 X 29,317 0 65,539 MAIN STR BANCORP INC COMMON 559906102 229,286 17,553 X 0 0 17,553 MARSH MCLENNAN COMMON 571748102 6,186,920 90,320 X 135 0 90,185 MAXXON INC COMMON 577774102 10,000 16,000 X 16,000 0 0 MAY DEPT STORES CO COMMON 577778103 2,896,858 79,502 X 17,401 0 62,101 MCDONALDS CORP COMMON 580135101 44,381,692 1,026,166 X 328,665 0 697,501 MCGRAW HILL INC COMMON 580645109 367,650 7,600 X 4,800 0 2,800 MCI WORLDCOM COMMON 55268B106 989,862 13,772 X 4,962 0 8,810 MEAD CORP COMMON 582834107 275,000 8,000 X 0 0 8,000 MEDTRONIC INC COMMON 585055106 12,295,830 345,753 X 175,432 0 170,321 MELLON BANK CORP COMMON 585509102 217,823 6,478 X 5,158 0 1,320 MERCK & CO COMMON 589331107 82,511,546 1,273,081 X 437,745 0 835,336 MERITOR SVGS BK PA COMMON 590007100 14,063 10,000 X 0 0 10,000 MICROSOFT CORP COMMON 594918104 8,289,367 91,532 X 37,462 0 54,070 MINNESOTA MINING & MA COMMON 604059105 13,656,629 142,164 X 32,595 0 109,569 MOBIL CORP COMMON 607059102 13,982,309 138,782 X 27,629 0 111,153 MONSANTO CO COMMON 611662107 235,894 6,610 X 3,000 0 3,610 MORGAN GRENFELL SMALL MUTUAL 617357108 196,619 19,300 X 19,300 0 0 MORGAN J P & CO INC COMMON 616880100 61,895,306 541,753 X 172,671 0 369,082 MOTOROLA INC COMMON 620076109 423,192 4,809 X 999 0 3,810 NESTLE S A SPON ADR R FOREIGN 641069406 300,800 3,200 X 0 0 3,200 NOKIA CORP COMMON 654902204 1,060,525 11,800 X 2,000 0 9,800 NORFOLK SOUTHERN CORP COMMON 655844108 361,375 14,750 X 3,800 0 10,950 NSTOR TECHNOLOGIES IN COMMON 67018N108 37,187 17,000 X 17,000 0 0 NUV PA INV QUAL PFD T MUTUAL 670972306 575,000 23 X 0 0 23 ORACLE SYS CORP COMMON 68389X105 391,527 8,605 X 3,375 0 5,230 PECO ENERGY CO COMMON 693304107 227,212 6,059 X 3,482 0 2,577 PENNEY J C INC COMMON 708160106 203,032 5,885 X 800 0 5,085 PEPSICO INC COMMON 713448108 11,279,033 369,804 X 73,240 0 296,564 PFIZER INC COMMON 717081103 60,977,789 1,699,729 X 596,000 0 1,103,730 PHARMACIA & UPJOHN IN COMMON 716941109 230,260 4,640 X 1,160 0 3,480 PHILIP MORRIS COS INC COMMON 718154107 723,271 21,156 X 7,935 0 13,221 PIOCHE-ELY VY MINES I COMMON 72352M104 0 320,640 X 320,640 0 0 PITNEY BOWES INC COMMON 724479100 587,864 9,647 X 6,603 0 3,044 PMA CAP CORP CL A COMMON 693419202 290,440 14,522 X 14,522 0 0 PNC FINANCIAL CORP COMMON 693475105 1,301,961 24,711 X 14,011 0 10,700 PPG INDS INC COMMON 693506107 846,000 14,100 X 8,100 0 6,000 PROCTER & GAMBLE CO COMMON 742718109 108,660,864 1,159,049 X 341,003 0 818,046 PUTNAM AMERN GOVT INC MUTUAL 74644B102 133,912 15,904 X 15,904 0 0 QUAKER OATS CO COMMON 747402105 4,984,031 80,550 X 26,800 0 53,750 RAYTHEON CO CL B COMMON 755111408 476,400 9,600 X 3,600 0 6,000 ROYAL DUTCH PETRO-NY COMMON 780257804 36,627,109 620,142 X 206,850 0 413,292 ROYCE FOCUS TR INC CO MUTUAL 78080N108 74,149 15,210 X 15,210 0 0 SAFEGUARD SCIENTIFICS COMMON 786449108 616,760 9,070 X 9,070 0 0 SARA LEE CORP COMMON 803111103 3,135,803 134,152 X 15,000 0 119,152 SBC COMMUNICATIONS IN COMMON 78387G103 24,573,626 481,246 X 190,534 0 290,712 SCHERING PLOUGH CORP COMMON 806605101 66,582,464 1,526,246 X 511,553 0 1,014,693 SCHLUMBERGER COMMON 806857108 599,259 9,617 X 7,335 0 2,282 SHELL TRANS & TRADING COMMON 822703609 2,047,500 45,000 X 0 0 45,000 SIGMA ALDRICH CORP COMMON 826552101 295,275 9,300 X 3,400 0 5,900 SMITHKLINE BEECHAM PL COMMON 832378301 27,732,953 481,266 X 3,532 0 477,734 SPRINT CORP COMMON 852061100 8,033,448 148,082 X 29,070 0 119,012 SPRINT CORP PCS SER 1 COMMON 852061506 2,664,932 35,741 X 6,816 0 28,925 ST PAUL COS INC COMMON 792860108 505,340 18,376 X 1,240 0 17,136 STATE STREET CORP COMMON 857477103 1,106,703 17,125 X 13,130 0 3,995 STRYKER CORP COMMON 863667101 306,750 6,000 X 0 0 6,000 STUART ENTMT INC COMMON 863689105 1,900 10,000 X 0 0 10,000 SUN MICROSYSTEM INC COMMON 866810104 553,350 5,950 X 2,300 0 3,650 SYBRON INTL COMMON 87114F106 548,250 20,400 X 0 0 20,400 SYSCO CORPORATION COMMON 871829107 1,083,572 30,904 X 26,504 0 4,400 TELLABS INC COMMON 879664100 296,075 5,200 X 200 0 5,000 TEXACO INC COMMON 881694103 240,822 3,815 X 1,193 0 2,622 THISTLE GROUP HLDGS C COMMON 88431E103 158,218 22,206 X 0 0 22,206 TIME WARNER INC COMMON 887315109 211,896 3,488 X 1,288 0 2,200 TRUE NORTH COMMUNICAT COMMON 897844106 236,437 6,500 X 0 0 6,500 TYCO INTL LTD NEW COMMON 902124106 623,940 12,086 X 1,500 0 10,586 U S WEST INC NEW COMMON 91273H101 1,562,885 27,389 X 3,260 0 24,129 UNILEVER N V WI COMMON 904784709 8,778,475 128,858 X 36,035 0 92,823 UNION PACIFIC CORP COMMON 907818108 1,857,952 38,657 X 5,400 0 33,257 UNITED TECHNOLOGIES C COMMON 913017109 461,451 7,780 X 4,100 0 3,680 US BANCORP COMMON 902973106 414,897 13,744 X 840 0 12,904 VANGUARD INDEX TRUST MUTUAL 922908108 1,063,955 8,975 X 68 0 8,907 VICTORY PORTFOLIOS ES MUTUAL 926464371 251,915 7,690 X 0 0 7,690 VODAFONE GROUP PLC AD COMMON 92857T107 1,066,071 22,420 X 335 0 22,085 WACHOVIA CORP NEW COMMON 929771103 2,128,772 27,075 X 550 0 26,525 WAL MART STORES INC COMMON 931142103 4,273,644 89,853 X 32,460 0 57,393 WALGREEN COMPANY COMMON 931422109 864,374 34,064 X 15,054 0 19,010 WARNER LAMBERT CO COMMON 934488107 2,740,889 41,294 X 16,189 0 25,105 WELLS FARGO NEW COMMON 949746101 21,044,555 531,093 X 216,949 0 314,144 WEST PHARMACEUTICAL S COMMON 955306105 227,625 6,000 X 0 0 6,000 WPG GROWTH & INCOME F MUTUAL 929302107 339,854 8,850 X 8,850 0 0 WPS RES CORP COMMON 92931B106 235,725 8,400 X 0 0 8,400 WRIGLEY WM JR CO COMMON 982526105 2,708,804 39,365 X 21,840 0 17,525 XEROX CORP COMMON 984121103 390,857 9,320 X 1,580 0 7,740 TOTAL 1,964,529,650
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