0000842941-15-000001.txt : 20150430
0000842941-15-000001.hdr.sgml : 20150430
20150430132413
ACCESSION NUMBER: 0000842941-15-000001
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150330
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Haverford Trust Co
CENTRAL INDEX KEY: 0000842941
IRS NUMBER: 232329854
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01011
FILM NUMBER: 15816959
BUSINESS ADDRESS:
STREET 1: 3 RADNOR CORPORATE CENTER
STREET 2: SUITE 450
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 6109958700
MAIL ADDRESS:
STREET 1: 3 RADNOR CORPORATE CENTER
STREET 2: SUITE 450
CITY: RADNOR
STATE: PA
ZIP: 19087
FORMER COMPANY:
FORMER CONFORMED NAME: HAVERFORD TRUST CO
DATE OF NAME CHANGE: 20060511
FORMER COMPANY:
FORMER CONFORMED NAME: RITTENHOUSE TRUST CO
DATE OF NAME CHANGE: 19990329
MA-A
1
primary_doc.xml
MA-A
0000842941
XXXXXXXX
MarieElena Ness
610-995-8741
mness@haverfordquality.com
12-31-2014
Y
Haverford Trust Co
The Haverford Trust Company
23-2329854
866-00918-00
867-01011-00
Federal Reserve / PA Dept of Banking & Securities
3 RADNOR CORPORATE CENTER
SUITE 450
RADNOR
PA
19087
610-995-8700
610-995-8797
N
3 RADNOR CORPORATE CENTER
SUITE 450
RADNOR
PA
19087
www.haverfordquality.com
Add
www.haverfordnow.com
MarieElena
Vitolo
Ness
3 Radnor Corproate Center
Suite 450
Radnor
PA
19087
610-995-8741
610-995-8797
mness@haverfordquality.com
Add
Docuvault Delaware Valley LLC
1240 Forest Parkway, #100
West Deptford
NJ
08066
856-853-5160
various original records of the firm may be stored off site.
Drexel Morgan & Co.
Y
US Securities & Exchange Commission
801-70432
Haverford Trust Securities, Inc.
Y
US Securities & Exchange Commission
8-37730
Haverford Financial Services, Inc.
Y
US Securities & Exchange Commission
801-62759
Drexel Morgan Capital Advisers, Inc.
Y
US Securities & Exchange Commission
801-17877
December
PA
01-18-1985
N
75
1
10
8
10
0
6
Municipal Entities
0
0
0
Not Applicable
Other
percentage of assets under management
Not Applicable
Advice ME Other Investments
Y
Y
Y
Y
N
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Commodity pool operator
Commodity trading advisor
5
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Haverford Trust Securities, Inc.
Haverford Trust Securities, Inc.
Y
Y
N
Add
Investment Adviser
Haverford Financial Services, Inc.
Haverford Financial Services, inc.
N
Y
N
Add
Investment Adviser
Commodity trading advisor
Drexel Morgan Capital Advisers, Inc.
Drexel Morgan Capital Advisers
N
Y
N
Add
Investment Adviser
Drexel Morgan & Co.
Drexel Morgan & Co.
Y
Y
N
Add
Commodity pool operator
RED WING MANAGEMENT II LLC
RED WING MANAGEMENT II LLC
N
Y
N
N
Y
N
N
N
N
Y
Y
Y
Y
Y
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Y
N
N
Y
N
N
N
N
N
N
N
N
N
N
Drexel Morgan & Co.
N
Owner
04-01-2010
E
Y
000151053
Joseph
James
McLaughlin
Chairman and CEO
01-01-2000
NA
Y
002318774
Binney
Holden Connell
Wietlisbach
President and Director
01-01-2000
NA
Y
002229514
Paul
Scott
Rovner
Chief Financial Officer
01-01-2000
NA
Y
004486011
Henry
DuPont
Smith
Chief Investment Officer and Director
01-01-2000
NA
Y
002191412
MarieElena
Vitolo
Ness
Chief Compliance Officer
04-19-2005
NA
N
001935194
John
Sheldon
Supplee
Chief Information Officer
10-26-1998
NA
Y
004202806
Edward
G
Boehne
Director
07-17-2000
NA
N
Diego
F
Calderin
Director
04-18-2011
NA
N
Donald
R
Caldwell
Director
04-22-2002
NA
N
Imasogie
NMN
Osagie
Director
01-28-2013
NA
N
Charles
Jared
Ingersoll
Director
04-21-1986
NA
N
001399618
Harvey
S
Kane
Director
01-28-2008
NA
N
Edward
W
Leisenring
Director
01-21-1985
NA
N
Winston
I
Lowe
Director
01-28-2008
NA
N
William
B
McNamara
Director
10-21-1996
NA
N
Thomas
N
Pappas
Director
07-19-2004
NA
N
Bruce
A
Rosenfield
Director
01-23-1995
NA
N
Leonard
NMN
Santivasi
Director
01-24-2011
NA
N
Drexel Morgan & Co.
George
Washington
Connell
Owner
01-01-2007
E
Y
000052263
Add
Drexel Morgan & Co.
N
Owner
04-01-2010
E
Y
000151053
Add
Joseph
James
McLaughlin
Chairman and CEO
01-01-2000
NA
Y
002318774
Add
Binney
Holden Connell
Wietlisbach
President and Director
01-01-2000
NA
Y
002229514
Add
Paul
Scott
Rovner
Chief Financial Officer
01-01-2000
NA
Y
004486011
Add
Henry
DuPont
Smith
Chief Investment Officer and Director
01-01-2000
NA
Y
002191412
Add
MarieElena
Vitolo
Ness
Chief Compliance Officer
04-19-2005
NA
N
001935194
Add
John
Sheldon
Supplee
Chief Information Officer
10-26-1998
NA
Y
004202806
Add
Edward
G
Boehne
Director
07-17-2000
NA
N
Add
Diego
F
Calderin
Director
04-18-2011
NA
N
Add
Donald
R
Caldwell
Director
04-22-2002
NA
N
Amend
Osagie
NMN
Imasogie
Director
01-28-2013
NA
N
Add
Charles
Jared
Ingersoll
Director
04-21-1986
NA
N
001399618
Add
Harvey
S
Kane
Director
01-28-2008
NA
N
Add
Edward
W
Leisenring
Director
01-21-1985
NA
N
Add
Winston
I
Lowe
Director
01-28-2008
NA
N
Add
William
B
McNamara
Director
10-21-1996
NA
N
Add
Thomas
N
Pappas
Director
07-19-2004
NA
N
Add
Bruce
A
Rosenfield
Director
01-23-1995
NA
N
Add
Leonard
NMN
Santivasi
Director
01-24-2011
NA
N
Add
Drexel Morgan & Co.
George
Washington
Connell
Owner
01-01-2007
E
Y
000052263
1
9-D2
9-D4
Haverford Trust Securities, Inc.
Y
008-37730
Haverford Trust Securities, Inc.
000013214
837009
1
9-E2
Haverford Trust Securities, Inc.
Y
008-37730
Haverford Trust Securities, Inc.
000013214
203373
1
9-D2
9-D4
Haverford Trust Securities, Inc.
Y
008-37730
Haverford Trust Securities, Inc.
000013214
1020976
MarieElena V. Ness
MarieElena V. Ness
VP & Chief Compliance Officer
03-30-2015
N
N
Y
N
N
Y
N
N
N
Y
Y
N
Y
N
N
N
N
N
Y
N