0000842941-14-000003.txt : 20141103 0000842941-14-000003.hdr.sgml : 20141103 20141101153657 ACCESSION NUMBER: 0000842941-14-000003 CONFORMED SUBMISSION TYPE: MA PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Haverford Trust Co CENTRAL INDEX KEY: 0000842941 IRS NUMBER: 232329854 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA SEC ACT: 1934 Act SEC FILE NUMBER: 867-01011 FILM NUMBER: 141187702 BUSINESS ADDRESS: STREET 1: 3 RADNOR CORPORATE CENTER STREET 2: SUITE 450 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6109958700 MAIL ADDRESS: STREET 1: 3 RADNOR CORPORATE CENTER STREET 2: SUITE 450 CITY: RADNOR STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: HAVERFORD TRUST CO DATE OF NAME CHANGE: 20060511 FORMER COMPANY: FORMER CONFORMED NAME: RITTENHOUSE TRUST CO DATE OF NAME CHANGE: 19990329 MA 1 primary_doc.xml MA 0000842941 XXXXXXXX MarieElena Ness 610-995-8741 mness@haverfordquality.com Haverford Trust Co The Haverford Trust Company 23-2329854 866-00918-00 Federal Reserve / PA Dept of Banking & Securities 3 RADNOR CORPORATE CENTER SUITE 450 RADNOR PA 19087 610-995-8700 610-995-8797 N 3 RADNOR CORPORATE CENTER SUITE 450 RADNOR PA 19087 www.haverfordquality.com Add www.haverfordnow.com MarieElena Vitolo Ness

3 Radnor Corproate Center Suite 450 Radnor PA 19087

610-995-8741 610-995-8797 mness@haverfordquality.com Add Docuvault Delaware Valley LLC 1240 Forest Parkway, #100 West Deptford NJ 08066 856-853-5160 various original records of the firm may be stored off site. Drexel Morgan & Co. Y US Securities & Exchange Commission 801-70432 Haverford Trust Securities, Inc. Y US Securities & Exchange Commission 8-37730 Haverford Financial Services, Inc. Y US Securities & Exchange Commission 801-62759 Drexel Morgan Capital Advisers, Inc. Y US Securities & Exchange Commission 801-17877 December PA 01-18-1985 N 75 1 10 8 10 0 6 Municipal Entities 0 0 0 Not Applicable Other percentage of assets under management Not Applicable Advice ME Other Investments Y Y Y Y N Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser Commodity pool operator Commodity trading advisor 5 Add Broker-dealer municipal securities dealer or government securities broker or dealer Haverford Trust Securities, Inc. Haverford Trust Securities, Inc. Y Y N Add Investment Adviser Haverford Financial Services, Inc. Haverford Financial Services, inc. N Y N Add Investment Adviser Commodity trading advisor Drexel Morgan Capital Advisers, Inc. Drexel Morgan Capital Advisers N Y N Add Investment Adviser Drexel Morgan & Co. Drexel Morgan & Co. Y Y N Add Commodity pool operator RED WING MANAGEMENT II LLC RED WING MANAGEMENT II LLC N Y N N N N N N N Y Y Y Y Y Y Y N N N N N N N N N N N N Y N Y N N Y N N N N N N N N N N Drexel Morgan & Co. N Owner 04-01-2010 E Y 000151053 Joseph James McLaughlin Chairman and CEO 01-01-2000 NA Y 002318774 Binney Holden Connell Wietlisbach President and Director 01-01-2000 NA Y 002229514 Paul Scott Rovner Chief Financial Officer 01-01-2000 NA Y 004486011 Henry DuPont Smith Chief Investment Officer and Director 01-01-2000 NA Y 002191412 MarieElena Vitolo Ness Chief Compliance Officer 04-19-2005 NA N 001935194 John Sheldon Supplee Chief Information Officer 10-26-1998 NA Y 004202806 Edward G Boehne Director 07-17-2000 NA N Diego F Calderin Director 04-18-2011 NA N Donald R Caldwell Director 04-22-2002 NA N Imasogie NMN Osagie Director 01-28-2013 NA N Charles Jared Ingersoll Director 04-21-1986 NA N 001399618 Harvey S Kane Director 01-28-2008 NA N Edward W Leisenring Director 01-21-1985 NA N Winston I Lowe Director 01-28-2008 NA N William B McNamara Director 10-21-1996 NA N Thomas N Pappas Director 07-19-2004 NA N Bruce A Rosenfield Director 01-23-1995 NA N Leonard NMN Santivasi Director 01-24-2011 NA N Drexel Morgan & Co. George Washington Connell Owner 01-01-2007 E Y 000052263 Add Drexel Morgan & Co. N Owner 04-01-2010 E Y 000151053 Add Joseph James McLaughlin Chairman and CEO 01-01-2000 NA Y 002318774 Add Binney Holden Connell Wietlisbach President 01-01-2000 NA Y 002229514 Add Paul Scott Rovner Chief Financial Officer 01-01-2000 NA Y 004486011 Add Henry DuPont Smith Chief Investment Officer 01-01-2000 NA Y 002191412 Add MarieElena Vitolo Ness Chief Compliance Officer 04-19-2005 NA N 001935194 Add Drexel Morgan & Co. George Washington Connell Owner 01-01-2007 E Y 000052263 1 9-D2 9-D4 Haverford Trust Securities, Inc. Y 008-37730 Haverford Trust Securities, Inc. 000013214 837009 1 9-E2 Haverford Trust Securities, Inc. Y 008-37730 Haverford Trust Securities, Inc. 000013214 203373 1 9-D2 9-D4 Haverford Trust Securities, Inc. Y 008-37730 Haverford Trust Securities, Inc. 000013214 1020976 MarieElena V Ness MarieElena V. Ness Chief Compliance Officer 10-23-2014 N N Y N N Y N N N Y Y N Y N N N N N Y N