EX-99.77C VOTES 2 ex77c-votes.txt RESULTS OF SHAREHOLDER VOTES RESULTS OF MEETING OF SHAREHOLDERS RIVERSOURCE EMERGING MARKETS FUND REGULAR MEETING OF SHAREHOLDERS HELD ON FEB. 15, 2006 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. A vote is based on total dollar interest in a fund.
ELECTION OF BOARD MEMBERS AFFIRMATIVE WITHHOLD Kathleen Blatz 321,819,777.68 9,883,633.63 Arne H. Carlson 321,055,359.92 10,648,051.39 Patricia M. Flynn 322,155,429.72 9,547,981.59 Anne P. Jones 321,123,296.05 10,580,115.26 Jeffrey Laikind 321,394,586.05 10,308,825.26 Stephen R. Lewis, Jr. 322,429,867.82 9,273,543.49 Catherine James Paglia 321,838,069.51 9,865,341.80 Vikki L. Pryor 322,053,107.51 9,650,303.80 Alan K. Simpson 320,201,088.60 11,502,322.71 Alison Taunton-Rigby 322,379,022.01 9,324,389.30 William F. Truscott 321,715,710.07 9,987,701.24
AMEND THE ARTICLES OF INCORPORATION TO PERMIT THE BOARD TO ESTABLISH THE MINIMUM ACCOUNT VALUE AND TO CHANGE THE NAME OF THE CORPORATION AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 314,948,435.81 11,437,413.01 5,229,189.57 88,372.92 APPROVE AN INVESTMENT MANAGEMENT SERVICES AGREEMENT WITH RIVERSOURCE INVESTMENTS, LLC AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 317,458,545.75 8,793,981.26 5,362,511.38 88,372.92 APPROVE A SUBADVISORY AGREEMENT BETWEEN RIVERSOURCE INVESTMENTS AND THREADNEEDLE INTERNATIONAL LIMITED AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 317,066,950.64 8,296,246.55 6,251,841.20 88,372.92 APPROVE CHANGES IN FUNDAMENTAL INVESTMENT POLICIES DIVERSIFICATION AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 315,601,540.97 10,488,939.34 5,524,558.08 88,372.92 TEN PERCENT LIMITATION IN SINGLE ISSUER AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 314,667,943.59 11,141,675.79 5,805,419.01 88,372.92 LENDING AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 313,088,394.53 12,928,307.10 5,598,336.76 88,372.92 BORROWING AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 314,739,305.49 11,675,009.54 5,200,723.36 88,372.92
RESULTS OF MEETING OF SHAREHOLDERS RIVERSOURCE GLOBAL BALANCED FUND REGULAR MEETING OF SHAREHOLDERS HELD ON FEB. 15, 2006 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. A vote is based on total dollar interest in a fund.
APPROVE THE AGREEMENT AND PLAN OF REORGANIZATION AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 75,442,510.93 2,361,916.01 2,483,701.04 61.10
ELECTION OF BOARD MEMBERS AFFIRMATIVE WITHHOLD Kathleen Blatz 75,764,873.48 4,523,315.60 Arne H. Carlson 75,592,658.12 4,695,530.96 Patricia M. Flynn 75,804,429.07 4,483,760.01 Anne P. Jones 75,784,618.02 4,503,571.06 Jeffrey Laikind 75,747,937.98 4,540,251.10 Stephen R. Lewis, Jr. 75,859,510.21 4,428,678.87 Catherine James Paglia 75,762,911.02 4,525,278.06 Vikki L. Pryor 75,797,276.10 4,490,912.98 Alan K. Simpson 75,586,763.60 4,701,425.48 Alison Taunton-Rigby 75,753,829.28 4,534,359.80 William F. Truscott 75,666,009.58 4,622,179.50
APPROVE AN AMENDMENT TO THE ARTICLES OF INCORPORATION AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 75,469,195.82 2,574,869.34 2,244,062.82 61.10 APPROVE AN INVESTMENT MANAGEMENT SERVICES AGREEMENT WITH RIVERSOURCE INVESTMENTS, LLC AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 76,135,565.84 2,173,944.39 1,978,617.75 61.10 APPROVE A SUBADVISORY AGREEMENT WITH THREADNEEDLE INTERNATIONAL LIMITED AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 75,638,126.84 2,151,583.91 2,498,417.23 61.10
RESULTS OF MEETING OF SHAREHOLDERS RIVERSOURCE GLOBAL BOND FUND REGULAR MEETING OF SHAREHOLDERS HELD ON FEB. 15, 2006 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. A vote is based on total dollar interest in a fund.
ELECTION OF BOARD MEMBERS AFFIRMATIVE WITHHOLD Kathleen Blatz 438,823,691.59 10,815,213.14 Arne H. Carlson 437,585,032.07 12,053,872.66 Patricia M. Flynn 439,172,288.09 10,466,616.64 Anne P. Jones 437,934,038.27 11,704,866.46 Jeffrey Laikind 438,148,818.62 11,490,086.11 Stephen R. Lewis, Jr. 439,054,967.34 10,583,937.39 Catherine James Paglia 439,010,923.36 10,627,981.37 Vikki L. Pryor 439,044,318.14 10,594,586.59 Alan K. Simpson 437,309,081.45 12,329,823.28 Alison Taunton-Rigby 439,188,909.88 10,449,994.85 William F. Truscott 438,857,333.57 10,781,571.16
AMEND THE ARTICLES OF INCORPORATION TO PERMIT THE BOARD TO ESTABLISH THE MINIMUM ACCOUNT VALUE AND TO CHANGE THE NAME OF THE CORPORATION AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 430,020,947.94 11,498,654.09 7,971,170.94 148,131.76 APPROVE AN INVESTMENT MANAGEMENT SERVICES AGREEMENT WITH RIVERSOURCE INVESTMENTS, LLC AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 431,614,747.42 9,018,314.53 8,857,711.02 148,131.76 APPROVE CHANGES IN FUNDAMENTAL INVESTMENT POLICIES TEN PERCENT LIMITATION IN SINGLE ISSUER AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 430,833,604.32 10,478,494.76 8,178,673.89 148,131.76 LENDING AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 427,762,090.30 13,343,673.08 8,385,009.59 148,131.76 BORROWING AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 429,274,922.03 12,229,760.84 7,986,090.10 148,131.76
RESULTS OF MEETING OF SHAREHOLDERS RIVERSOURCE GLOBAL EQUITY FUND REGULAR MEETING OF SHAREHOLDERS HELD ON FEB. 15, 2006 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. A vote is based on total dollar interest in a fund.
ELECTION OF BOARD MEMBERS AFFIRMATIVE WITHHOLD Kathleen Blatz 432,528,927.03 15,265,356.99 Arne H. Carlson 431,508,807.28 16,285,476.74 Patricia M. Flynn 432,828,130.70 14,966,153.32 Anne P. Jones 432,426,670.65 15,367,613.37 Jeffrey Laikind 432,515,182.91 15,279,101.11 Stephen R. Lewis, Jr. 432,878,070.43 14,916,213.59 Catherine James Paglia 432,952,951.51 14,841,332.51 Vikki L. Pryor 433,246,512.97 14,547,771.05 Alan K. Simpson 430,940,047.35 16,854,236.67 Alison Taunton-Rigby 433,084,025.05 14,710,258.97 William F. Truscott 433,042,838.68 14,751,445.34
AMEND THE ARTICLES OF INCORPORATION TO PERMIT THE BOARD TO ESTABLISH THE MINIMUM ACCOUNT VALUE AND TO CHANGE THE NAME OF THE CORPORATION AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 424,842,117.53 13,015,115.54 9,846,771.14 90,279.81 APPROVE AN INVESTMENT MANAGEMENT SERVICES AGREEMENT WITH RIVERSOURCE INVESTMENTS, LLC AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 427,402,508.12 9,907,473.09 10,394,023.00 90,279.81 APPROVE A SUBADVISORY AGREEMENT BETWEEN RIVERSOURCE INVESTMENTS AND THREADNEEDLE INTERNATIONAL LIMITED AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 427,135,306.34 10,560,563.50 10,008,134.37 90,279.81 APPROVE CHANGES IN FUNDAMENTAL INVESTMENT POLICIES DIVERSIFICATION AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 427,291,767.27 10,388,571.80 10,023,665.14 90,279.81 TEN PERCENT LIMITATION IN SINGLE ISSUER AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 425,971,176.19 11,537,913.00 10,194,915.02 90,279.81 LENDING AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 424,924,497.10 13,086,348.67 9,693,158.44 90,279.81 BORROWING AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 425,718,610.65 12,657,150.53 9,328,243.03 90,279.81
RESULTS OF MEETING OF SHAREHOLDERS RIVERSOURCE GLOBAL TECHNOLOGY FUND REGULAR MEETING OF SHAREHOLDERS HELD ON FEB. 15, 2006 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. A vote is based on total dollar interest in a fund.
ELECTION OF BOARD MEMBERS AFFIRMATIVE WITHHOLD Kathleen Blatz 119,266,453.16 3,639,988.73 Arne H. Carlson 118,959,628.66 3,946,813.23 Patricia M. Flynn 119,332,435.11 3,574,006.78 Anne P. Jones 118,825,797.32 4,080,644.57 Jeffrey Laikind 119,129,361.12 3,777,080.77 Stephen R. Lewis, Jr. 119,485,384.92 3,421,056.97 Catherine James Paglia 119,082,811.91 3,823,629.98 Vikki L. Pryor 119,236,366.91 3,670,074.98 Alan K. Simpson 118,560,959.50 4,345,482.39 Alison Taunton-Rigby 119,332,353.63 3,574,088.26 William F. Truscott 119,203,170.60 3,703,271.29
AMEND THE ARTICLES OF INCORPORATION TO PERMIT THE BOARD TO ESTABLISH THE MINIMUM ACCOUNT VALUE AND TO CHANGE THE NAME OF THE CORPORATION AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 115,934,296.65 4,354,100.69 2,618,040.27 4.28 APPROVE AN INVESTMENT MANAGEMENT SERVICES AGREEMENT WITH RIVERSOURCE INVESTMENTS, LLC AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 117,285,412.45 3,095,978.52 2,525,046.64 4.28 APPROVE CHANGES IN FUNDAMENTAL INVESTMENT POLICIES LENDING AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 115,996,945.15 4,050,500.89 2,858,991.57 4.28 BORROWING AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 116,353,705.54 3,798,482.96 2,754,249.11 4.28