-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AcWIGxtg1IXjnrR7Lvy/iWM63YgO81IPtEj8004KdBCkXjluS4C6Fh1Zeg+7Zd30 C4L79JIvdn+iMGGMpA3Olw== 0001365335-06-000091.txt : 20060629 0001365335-06-000091.hdr.sgml : 20060629 20060629105055 ACCESSION NUMBER: 0001365335-06-000091 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20060430 FILED AS OF DATE: 20060629 DATE AS OF CHANGE: 20060629 EFFECTIVENESS DATE: 20060629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE GLOBAL SERIES INC CENTRAL INDEX KEY: 0000842918 IRS NUMBER: 411850486 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05696 FILM NUMBER: 06932107 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE GLOBAL SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP GLOBAL SERIES INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: IDS GLOBAL SERIES INC DATE OF NAME CHANGE: 19920703 0000842918 S000003513 RiverSource Emerging Markets Fund C000009724 RiverSource Emerging Markets Fund Class C C000009725 RiverSource Emerging Markets Fund Class I C000009726 RiverSource Emerging Markets Fund Class Y C000009727 RiverSource Emerging Markets Fund Class A IDEAX C000009728 RiverSource Emerging Markets Fund Class B IEMBX 0000842918 S000003514 RiverSource Emerging Markets Bond Fund C000009729 RiverSource Emerging Markets Bond Fund Class A C000009730 RiverSource Emerging Markets Bond Fund Class B C000009731 RiverSource Emerging Markets Bond Fund Class C C000009732 RiverSource Emerging Markets Bond Fund Class I C000009733 RiverSource Emerging Markets Bond Fund Class Y 0000842918 S000003515 RiverSource Global Balanced Fund C000009734 RiverSource Global Balanced Fund Class C C000009735 RiverSource Global Balanced Fund Class A IDGAX C000009736 RiverSource Global Balanced Fund Class B IGBBX C000009737 RiverSource Global Balanced Fund Class Y AGBYX 0000842918 S000003516 RiverSource Global Bond Fund C000009738 RiverSource Global Bond Fund Class Y C000009739 RiverSource Global Bond Fund Class A IGBFX C000009740 RiverSource Global Bond Fund Class B IGLOX C000009741 RiverSource Global Bond Fund Class C AGBCX C000009742 RiverSource Global Bond Fund Class I AGBIX 0000842918 S000003517 RiverSource Global Equity Fund C000009743 RiverSource Global Equity Fund Class C C000009744 RiverSource Global Equity Fund Class A IGLGX C000009745 RiverSource Global Equity Fund Class B IDGBX C000009746 RiverSource Global Equity Fund Class Y IDGYX 0000842918 S000003518 RiverSource Global Technology Fund C000009747 RiverSource Global Technology Fund Class I C000009748 RiverSource Global Technology Fund Class Y C000009749 RiverSource Global Technology Fund Class A AXIAX C000009750 RiverSource Global Technology Fund Class B INVBX C000009751 RiverSource Global Technology Fund Class C AXICX NSAR-A 1 answer.fil RIVERSOURCE GLOBAL SERIES, INC. 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R020200 0 074 R030200 0 074 R040200 28585 074 S000200 0 074 T000200 733219 074 U010200 79036 074 U020200 20851 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 80 074 Y000200 0 075 A000200 0 075 B000200 651573 076 000200 0.00 008 A000301 RIVERSOURCE INVESTMENTS, LLC 008 B000301 A 008 C000301 801-25943 008 D010301 MINNEAPOLIS 008 D020301 MN 008 D030301 55474 008 A000302 THREADNEEDLE INTERNATIONAL LIMITED 008 B000302 S 008 C000302 801-63196 PAGE 17 008 D010302 LONDON 008 D050302 UNITED KINGDOM 008 D060302 EC3A8JQ 015 A000301 AMERIPRISE TRUST COMPANY 015 B000301 C 015 C010301 MINNEAPOLIS 015 C020301 MN 015 C030301 55474 015 E010301 X 015 A000302 BANK OF NEW YORK 015 B000302 S 015 C010302 NEW YORK 015 C020302 NY 015 C030302 10286 015 C040302 0001 015 E040302 X 024 000300 N 028 A010300 9687 028 A020300 0 028 A030300 0 028 A040300 6665 028 B010300 14019 028 B020300 842 028 B030300 0 028 B040300 9624 028 C010300 18525 028 C020300 0 028 C030300 0 028 C040300 9551 028 D010300 19151 028 D020300 0 028 D030300 0 028 D040300 10906 028 E010300 18136 028 E020300 0 028 E030300 0 028 E040300 10564 028 F010300 16060 028 F020300 0 028 F030300 0 028 F040300 15026 028 G010300 95578 028 G020300 842 028 G030300 0 028 G040300 62336 028 H000300 8574 029 000300 Y 030 A000300 655 030 B000300 5.75 030 C000300 0.00 031 A000300 0 PAGE 18 031 B000300 3532 032 000300 0 033 000300 4187 034 000300 Y 035 000300 36 036 A000300 N 036 B000300 0 037 000300 N 038 000300 0 039 000300 N 040 000300 Y 041 000300 Y 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 100 043 000300 927 044 000300 0 045 000300 Y 046 000300 N 047 000300 N 048 000300 0.000 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 049 000300 N 050 000300 N 051 000300 Y PAGE 19 052 000300 N 053 A000300 N 054 A000300 Y 054 B000300 Y 054 C000300 Y 054 D000300 N 054 E000300 N 054 F000300 N 054 G000300 Y 054 H000300 Y 054 I000300 N 054 J000300 Y 054 K000300 N 054 L000300 Y 054 M000300 Y 054 N000300 N 054 O000300 Y 055 A000300 Y 055 B000300 N 056 000300 Y 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 2000 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 0 063 B000300 0.0 066 A000300 Y 066 B000300 N 066 C000300 Y 066 D000300 N 066 E000300 N PAGE 20 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 Y 069 000300 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 N 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 N 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 N 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 Y 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 401267 071 B000300 359649 071 C000300 487810 071 D000300 74 072 A000300 6 072 B000300 227 072 C000300 5033 072 D000300 0 072 E000300 0 PAGE 21 072 F000300 2713 072 G000300 200 072 H000300 0 072 I000300 495 072 J000300 202 072 K000300 61 072 L000300 0 072 M000300 5 072 N000300 21 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 18 072 S000300 0 072 T000300 927 072 U000300 0 072 V000300 0 072 W000300 15 072 X000300 4657 072 Y000300 12 072 Z000300 615 072AA000300 86460 072BB000300 0 072CC010300 71333 072CC020300 0 072DD010300 741 072DD020300 109 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 0 074 B000300 0 074 C000300 900 074 D000300 0 074 E000300 14273 074 F000300 565364 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 21318 074 K000300 0 074 L000300 1096 074 M000300 3963 074 N000300 606914 074 O000300 21556 074 P000300 26 074 Q000300 0 074 R010300 0 074 R020300 0 PAGE 22 074 R030300 0 074 R040300 536 074 S000300 0 074 T000300 584796 074 U010300 38501 074 U020300 13204 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 53 074 Y000300 0 075 A000300 0 075 B000300 497656 076 000300 0.00 008 A000401 RIVERSOURCE INVESTMENTS, LLC 008 B000401 A 008 C000401 801-25943 008 D010401 MINNEAPOLIS 008 D020401 MN 008 D030401 55474 008 A000402 THREADNEEDLE INTERNATIONAL LIMITED 008 B000402 S 008 C000402 801-63196 008 D010402 LONDON 008 D050402 UNITED KINGDOM 008 D060402 EC3A8JQ 015 A000401 AMERIPRISE TRUST COMPANY 015 B000401 C 015 C010401 MINNEAPOLIS 015 C020401 MN 015 C030401 55474 015 E010401 X 015 A000402 BANK OF NEW YORK 015 B000402 S 015 C010402 NEW YORK 015 C020402 NY 015 C030402 10286 015 C040402 0001 015 E040402 X 024 000400 N 028 A010400 4556 028 A020400 0 028 A030400 0 028 A040400 2274 028 B010400 2992 028 B020400 1882 028 B030400 0 028 B040400 2842 028 C010400 3125 028 C020400 0 028 C030400 0 PAGE 23 028 C040400 2998 028 D010400 3686 028 D020400 0 028 D030400 0 028 D040400 3305 028 E010400 958 028 E020400 744 028 E030400 0 028 E040400 1667 028 F010400 0 028 F020400 0 028 F030400 0 028 F040400 0 028 G010400 15317 028 G020400 2626 028 G030400 0 028 G040400 13086 028 H000400 373 029 000400 Y 030 A000400 50 030 B000400 5.75 030 C000400 0.00 031 A000400 19 031 B000400 0 032 000400 0 033 000400 31 034 000400 Y 035 000400 16 036 A000400 N 036 B000400 0 037 000400 N 038 000400 0 039 000400 N 040 000400 Y 041 000400 Y 042 A000400 0 042 B000400 0 042 C000400 0 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 100 043 000400 158 044 000400 0 045 000400 Y 046 000400 N 047 000400 N 048 000400 0.000 048 A010400 0 048 A020400 0.000 PAGE 24 048 B010400 0 048 B020400 0.000 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 0 048 K020400 0.000 049 000400 N 050 000400 N 051 000400 Y 052 000400 N 053 A000400 N 054 A000400 Y 054 B000400 Y 054 C000400 Y 054 D000400 N 054 E000400 N 054 F000400 N 054 G000400 Y 054 H000400 Y 054 I000400 N 054 J000400 Y 054 K000400 N 054 L000400 Y 054 M000400 Y 054 N000400 N 054 O000400 Y 055 A000400 N 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 2000 062 A000400 N 062 B000400 0.0 PAGE 25 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 063 A000400 0 063 B000400 0.0 066 A000400 N 067 000400 Y 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 Y 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 N PAGE 26 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 N 070 R020400 N 071 A000400 68104 071 B000400 74469 071 C000400 125316 071 D000400 54 072 A000400 5 072 B000400 509 072 C000400 386 072 D000400 0 072 E000400 0 072 F000400 377 072 G000400 37 072 H000400 0 072 I000400 112 072 J000400 19 072 K000400 17 072 L000400 0 072 M000400 0 072 N000400 13 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 3 072 S000400 0 072 T000400 158 072 U000400 0 072 V000400 0 072 W000400 19 072 X000400 755 072 Y000400 7 072 Z000400 147 072AA000400 8286 072BB000400 0 072CC010400 0 072CC020400 17 072DD010400 1440 072DD020400 1253 072EE000400 0 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 0 074 B000400 0 PAGE 27 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 0 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 0 074 K000400 0 074 L000400 0 074 M000400 0 074 N000400 0 074 O000400 0 074 P000400 0 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 0 074 S000400 0 074 T000400 0 074 U010400 0 074 U020400 0 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 0 074 Y000400 0 075 A000400 0 075 B000400 0 076 000400 0.00 008 A000501 RIVERSOURCE INVESTMENTS, LLC 008 B000501 A 008 C000501 801-25943 008 D010501 MINNEAPOLIS 008 D020501 MN 008 D030501 55474 015 A000501 AMERIPRISE TRUST COMPANY 015 B000501 C 015 C010501 MINNEAPOLIS 015 C020501 MN 015 C030501 55474 015 E010501 X 015 A000502 BANK OF NEW YORK 015 B000502 S 015 C010502 NEW YORK 015 C020502 NY 015 C030502 10286 015 C040502 0001 015 E040502 X 024 000500 N PAGE 28 028 A010500 1414 028 A020500 0 028 A030500 0 028 A040500 4572 028 B010500 1369 028 B020500 0 028 B030500 0 028 B040500 5133 028 C010500 2440 028 C020500 0 028 C030500 0 028 C040500 4838 028 D010500 2092 028 D020500 0 028 D030500 0 028 D040500 4730 028 E010500 1896 028 E020500 0 028 E030500 0 028 E040500 4542 028 F010500 1767 028 F020500 0 028 F030500 0 028 F040500 4289 028 G010500 10978 028 G020500 0 028 G030500 0 028 G040500 28104 028 H000500 457 029 000500 Y 030 A000500 107 030 B000500 5.75 030 C000500 0.00 031 A000500 31 031 B000500 0 032 000500 0 033 000500 76 034 000500 Y 035 000500 37 036 A000500 N 036 B000500 0 037 000500 N 038 000500 0 039 000500 N 040 000500 Y 041 000500 Y 042 A000500 0 042 B000500 0 042 C000500 0 042 D000500 0 042 E000500 0 PAGE 29 042 F000500 0 042 G000500 0 042 H000500 100 043 000500 410 044 000500 0 045 000500 Y 046 000500 N 047 000500 N 048 000500 0.000 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 049 000500 N 050 000500 N 051 000500 Y 052 000500 N 053 A000500 N 054 A000500 Y 054 B000500 Y 054 C000500 Y 054 D000500 N 054 E000500 N 054 F000500 N 054 G000500 Y 054 H000500 Y 054 I000500 N 054 J000500 Y 054 K000500 N 054 L000500 Y 054 M000500 Y 054 N000500 N 054 O000500 Y PAGE 30 055 A000500 N 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 N 060 B000500 N 061 000500 2000 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 0.0 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 N 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 Y 070 F020500 N PAGE 31 070 G010500 N 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 Y 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 071 A000500 163061 071 B000500 181601 071 C000500 173794 071 D000500 94 072 A000500 6 072 B000500 107 072 C000500 796 072 D000500 0 072 E000500 0 072 F000500 661 072 G000500 55 072 H000500 0 072 I000500 383 072 J000500 4 072 K000500 48 072 L000500 0 072 M000500 21 072 N000500 31 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 17 072 S000500 0 072 T000500 410 072 U000500 0 072 V000500 0 072 W000500 6 PAGE 32 072 X000500 1636 072 Y000500 8 072 Z000500 -725 072AA000500 22661 072BB000500 0 072CC010500 5262 072CC020500 0 072DD010500 0 072DD020500 0 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 28 074 B000500 0 074 C000500 6494 074 D000500 0 074 E000500 0 074 F000500 177157 074 G000500 0 074 H000500 0 074 I000500 55 074 J000500 3496 074 K000500 0 074 L000500 38 074 M000500 2684 074 N000500 189952 074 O000500 8158 074 P000500 7 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 2138 074 S000500 0 074 T000500 179649 074 U010500 54647 074 U020500 25953 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 34 074 Y000500 0 075 A000500 0 075 B000500 176852 076 000500 0.00 008 A000601 RIVERSOURCE INVESTMENTS, LLC 008 B000601 A 008 C000601 801-25943 008 D010601 MINNEAPOLIS PAGE 33 008 D020601 MN 008 D030601 55474 015 A000601 BANK OF NEW YORK 015 B000601 S 015 C010601 NEW YORK 015 C020601 NY 015 C030601 10286 015 C040601 0001 015 E040601 X 024 000600 N 028 A010600 6165 028 A020600 19 028 A030600 0 028 A040600 33 028 B010600 8897 028 B020600 48 028 B030600 0 028 B040600 41 028 C010600 0 028 C020600 0 028 C030600 0 028 C040600 0 028 D010600 0 028 D020600 0 028 D030600 0 028 D040600 0 028 E010600 0 028 E020600 0 028 E030600 0 028 E040600 0 028 F010600 0 028 F020600 0 028 F030600 0 028 F040600 0 028 G010600 15062 028 G020600 67 028 G030600 0 028 G040600 74 028 H000600 94 029 000600 Y 030 A000600 4 030 B000600 4.75 030 C000600 0.00 031 A000600 2 031 B000600 0 032 000600 0 033 000600 2 034 000600 Y 035 000600 0 036 A000600 N 036 B000600 0 PAGE 34 037 000600 N 038 000600 0 039 000600 N 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 043 000600 5 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.000 048 A010600 250000 048 A020600 0.720 048 B010600 250000 048 B020600 0.695 048 C010600 250000 048 C020600 0.670 048 D010600 250000 048 D020600 0.645 048 E010600 6500000 048 E020600 0.620 048 F010600 2500000 048 F020600 0.605 048 G010600 5000000 048 G020600 0.590 048 H010600 5000000 048 H020600 0.580 048 I010600 4000000 048 I020600 0.560 048 J010600 26000000 048 J020600 0.540 048 K010600 50000000 048 K020600 0.520 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 Y 053 B000600 Y 053 C000600 N 054 A000600 Y 054 B000600 Y 054 C000600 Y PAGE 35 054 D000600 N 054 E000600 N 054 F000600 N 054 G000600 Y 054 H000600 Y 054 I000600 N 054 J000600 Y 054 K000600 N 054 L000600 Y 054 M000600 Y 054 N000600 N 054 O000600 Y 055 A000600 Y 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 N 060 B000600 N 061 000600 2000 062 A000600 Y 062 B000600 0.0 062 C000600 18.9 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.8 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 88.7 062 R000600 0.0 063 A000600 0 063 B000600 13.7 064 A000600 Y 064 B000600 N 066 A000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 N PAGE 36 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 N 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 Y 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 15763 071 B000600 1641 071 C000600 14511 071 D000600 11 072 A000600 2 072 B000600 182 072 C000600 0 072 D000600 0 072 E000600 0 072 F000600 21 072 G000600 2 072 H000600 0 072 I000600 1 072 J000600 10 072 K000600 3 072 L000600 0 072 M000600 0 072 N000600 32 PAGE 37 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 10 072 S000600 0 072 T000600 6 072 U000600 0 072 V000600 0 072 W000600 0 072 X000600 85 072 Y000600 46 072 Z000600 143 072AA000600 0 072BB000600 20 072CC010600 0 072CC020600 195 072DD010600 0 072DD020600 0 072EE000600 0 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 0 074 B000600 0 074 C000600 4698 074 D000600 22256 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 469 074 K000600 0 074 L000600 0 074 M000600 350 074 N000600 27773 074 O000600 2467 074 P000600 1 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 446 074 S000600 0 074 T000600 24859 074 U010600 1073 074 U020600 1459 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 PAGE 38 074 X000600 0 074 Y000600 0 075 A000600 0 075 B000600 15483 076 000600 0.00 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: June 20, 2006 Name of Registrant, Depositor, or Trustee: - -------------------------------------------------------------------------------- By (Name and Title): /s/ Jeffrey P. Fox ------------------- Jeffrey P. Fox -- Treasurer and Chief Financial Officer - -------------------------------------------------------------------------------- Witness (Name and Title): /s/ Paul D. Pearson -------------------- Paul D. Pearson -- Assistant Treasurer - -------------------------------------------------------------------------------- RIVERSOURCE GLOBAL SERIES, INC. EX-99.77C VOTES 2 ex77c-votes.txt RESULTS OF SHAREHOLDER VOTES RESULTS OF MEETING OF SHAREHOLDERS RIVERSOURCE EMERGING MARKETS FUND REGULAR MEETING OF SHAREHOLDERS HELD ON FEB. 15, 2006 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. A vote is based on total dollar interest in a fund.
ELECTION OF BOARD MEMBERS AFFIRMATIVE WITHHOLD Kathleen Blatz 321,819,777.68 9,883,633.63 Arne H. Carlson 321,055,359.92 10,648,051.39 Patricia M. Flynn 322,155,429.72 9,547,981.59 Anne P. Jones 321,123,296.05 10,580,115.26 Jeffrey Laikind 321,394,586.05 10,308,825.26 Stephen R. Lewis, Jr. 322,429,867.82 9,273,543.49 Catherine James Paglia 321,838,069.51 9,865,341.80 Vikki L. Pryor 322,053,107.51 9,650,303.80 Alan K. Simpson 320,201,088.60 11,502,322.71 Alison Taunton-Rigby 322,379,022.01 9,324,389.30 William F. Truscott 321,715,710.07 9,987,701.24
AMEND THE ARTICLES OF INCORPORATION TO PERMIT THE BOARD TO ESTABLISH THE MINIMUM ACCOUNT VALUE AND TO CHANGE THE NAME OF THE CORPORATION AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 314,948,435.81 11,437,413.01 5,229,189.57 88,372.92 APPROVE AN INVESTMENT MANAGEMENT SERVICES AGREEMENT WITH RIVERSOURCE INVESTMENTS, LLC AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 317,458,545.75 8,793,981.26 5,362,511.38 88,372.92 APPROVE A SUBADVISORY AGREEMENT BETWEEN RIVERSOURCE INVESTMENTS AND THREADNEEDLE INTERNATIONAL LIMITED AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 317,066,950.64 8,296,246.55 6,251,841.20 88,372.92 APPROVE CHANGES IN FUNDAMENTAL INVESTMENT POLICIES DIVERSIFICATION AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 315,601,540.97 10,488,939.34 5,524,558.08 88,372.92 TEN PERCENT LIMITATION IN SINGLE ISSUER AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 314,667,943.59 11,141,675.79 5,805,419.01 88,372.92 LENDING AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 313,088,394.53 12,928,307.10 5,598,336.76 88,372.92 BORROWING AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 314,739,305.49 11,675,009.54 5,200,723.36 88,372.92
RESULTS OF MEETING OF SHAREHOLDERS RIVERSOURCE GLOBAL BALANCED FUND REGULAR MEETING OF SHAREHOLDERS HELD ON FEB. 15, 2006 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. A vote is based on total dollar interest in a fund.
APPROVE THE AGREEMENT AND PLAN OF REORGANIZATION AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 75,442,510.93 2,361,916.01 2,483,701.04 61.10
ELECTION OF BOARD MEMBERS AFFIRMATIVE WITHHOLD Kathleen Blatz 75,764,873.48 4,523,315.60 Arne H. Carlson 75,592,658.12 4,695,530.96 Patricia M. Flynn 75,804,429.07 4,483,760.01 Anne P. Jones 75,784,618.02 4,503,571.06 Jeffrey Laikind 75,747,937.98 4,540,251.10 Stephen R. Lewis, Jr. 75,859,510.21 4,428,678.87 Catherine James Paglia 75,762,911.02 4,525,278.06 Vikki L. Pryor 75,797,276.10 4,490,912.98 Alan K. Simpson 75,586,763.60 4,701,425.48 Alison Taunton-Rigby 75,753,829.28 4,534,359.80 William F. Truscott 75,666,009.58 4,622,179.50
APPROVE AN AMENDMENT TO THE ARTICLES OF INCORPORATION AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 75,469,195.82 2,574,869.34 2,244,062.82 61.10 APPROVE AN INVESTMENT MANAGEMENT SERVICES AGREEMENT WITH RIVERSOURCE INVESTMENTS, LLC AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 76,135,565.84 2,173,944.39 1,978,617.75 61.10 APPROVE A SUBADVISORY AGREEMENT WITH THREADNEEDLE INTERNATIONAL LIMITED AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 75,638,126.84 2,151,583.91 2,498,417.23 61.10
RESULTS OF MEETING OF SHAREHOLDERS RIVERSOURCE GLOBAL BOND FUND REGULAR MEETING OF SHAREHOLDERS HELD ON FEB. 15, 2006 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. A vote is based on total dollar interest in a fund.
ELECTION OF BOARD MEMBERS AFFIRMATIVE WITHHOLD Kathleen Blatz 438,823,691.59 10,815,213.14 Arne H. Carlson 437,585,032.07 12,053,872.66 Patricia M. Flynn 439,172,288.09 10,466,616.64 Anne P. Jones 437,934,038.27 11,704,866.46 Jeffrey Laikind 438,148,818.62 11,490,086.11 Stephen R. Lewis, Jr. 439,054,967.34 10,583,937.39 Catherine James Paglia 439,010,923.36 10,627,981.37 Vikki L. Pryor 439,044,318.14 10,594,586.59 Alan K. Simpson 437,309,081.45 12,329,823.28 Alison Taunton-Rigby 439,188,909.88 10,449,994.85 William F. Truscott 438,857,333.57 10,781,571.16
AMEND THE ARTICLES OF INCORPORATION TO PERMIT THE BOARD TO ESTABLISH THE MINIMUM ACCOUNT VALUE AND TO CHANGE THE NAME OF THE CORPORATION AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 430,020,947.94 11,498,654.09 7,971,170.94 148,131.76 APPROVE AN INVESTMENT MANAGEMENT SERVICES AGREEMENT WITH RIVERSOURCE INVESTMENTS, LLC AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 431,614,747.42 9,018,314.53 8,857,711.02 148,131.76 APPROVE CHANGES IN FUNDAMENTAL INVESTMENT POLICIES TEN PERCENT LIMITATION IN SINGLE ISSUER AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 430,833,604.32 10,478,494.76 8,178,673.89 148,131.76 LENDING AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 427,762,090.30 13,343,673.08 8,385,009.59 148,131.76 BORROWING AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 429,274,922.03 12,229,760.84 7,986,090.10 148,131.76
RESULTS OF MEETING OF SHAREHOLDERS RIVERSOURCE GLOBAL EQUITY FUND REGULAR MEETING OF SHAREHOLDERS HELD ON FEB. 15, 2006 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. A vote is based on total dollar interest in a fund.
ELECTION OF BOARD MEMBERS AFFIRMATIVE WITHHOLD Kathleen Blatz 432,528,927.03 15,265,356.99 Arne H. Carlson 431,508,807.28 16,285,476.74 Patricia M. Flynn 432,828,130.70 14,966,153.32 Anne P. Jones 432,426,670.65 15,367,613.37 Jeffrey Laikind 432,515,182.91 15,279,101.11 Stephen R. Lewis, Jr. 432,878,070.43 14,916,213.59 Catherine James Paglia 432,952,951.51 14,841,332.51 Vikki L. Pryor 433,246,512.97 14,547,771.05 Alan K. Simpson 430,940,047.35 16,854,236.67 Alison Taunton-Rigby 433,084,025.05 14,710,258.97 William F. Truscott 433,042,838.68 14,751,445.34
AMEND THE ARTICLES OF INCORPORATION TO PERMIT THE BOARD TO ESTABLISH THE MINIMUM ACCOUNT VALUE AND TO CHANGE THE NAME OF THE CORPORATION AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 424,842,117.53 13,015,115.54 9,846,771.14 90,279.81 APPROVE AN INVESTMENT MANAGEMENT SERVICES AGREEMENT WITH RIVERSOURCE INVESTMENTS, LLC AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 427,402,508.12 9,907,473.09 10,394,023.00 90,279.81 APPROVE A SUBADVISORY AGREEMENT BETWEEN RIVERSOURCE INVESTMENTS AND THREADNEEDLE INTERNATIONAL LIMITED AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 427,135,306.34 10,560,563.50 10,008,134.37 90,279.81 APPROVE CHANGES IN FUNDAMENTAL INVESTMENT POLICIES DIVERSIFICATION AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 427,291,767.27 10,388,571.80 10,023,665.14 90,279.81 TEN PERCENT LIMITATION IN SINGLE ISSUER AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 425,971,176.19 11,537,913.00 10,194,915.02 90,279.81 LENDING AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 424,924,497.10 13,086,348.67 9,693,158.44 90,279.81 BORROWING AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 425,718,610.65 12,657,150.53 9,328,243.03 90,279.81
RESULTS OF MEETING OF SHAREHOLDERS RIVERSOURCE GLOBAL TECHNOLOGY FUND REGULAR MEETING OF SHAREHOLDERS HELD ON FEB. 15, 2006 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. A vote is based on total dollar interest in a fund.
ELECTION OF BOARD MEMBERS AFFIRMATIVE WITHHOLD Kathleen Blatz 119,266,453.16 3,639,988.73 Arne H. Carlson 118,959,628.66 3,946,813.23 Patricia M. Flynn 119,332,435.11 3,574,006.78 Anne P. Jones 118,825,797.32 4,080,644.57 Jeffrey Laikind 119,129,361.12 3,777,080.77 Stephen R. Lewis, Jr. 119,485,384.92 3,421,056.97 Catherine James Paglia 119,082,811.91 3,823,629.98 Vikki L. Pryor 119,236,366.91 3,670,074.98 Alan K. Simpson 118,560,959.50 4,345,482.39 Alison Taunton-Rigby 119,332,353.63 3,574,088.26 William F. Truscott 119,203,170.60 3,703,271.29
AMEND THE ARTICLES OF INCORPORATION TO PERMIT THE BOARD TO ESTABLISH THE MINIMUM ACCOUNT VALUE AND TO CHANGE THE NAME OF THE CORPORATION AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 115,934,296.65 4,354,100.69 2,618,040.27 4.28 APPROVE AN INVESTMENT MANAGEMENT SERVICES AGREEMENT WITH RIVERSOURCE INVESTMENTS, LLC AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 117,285,412.45 3,095,978.52 2,525,046.64 4.28 APPROVE CHANGES IN FUNDAMENTAL INVESTMENT POLICIES LENDING AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 115,996,945.15 4,050,500.89 2,858,991.57 4.28 BORROWING AFFIRMATIVE AGAINST ABSTAIN BROKER NON-VOTES 116,353,705.54 3,798,482.96 2,754,249.11 4.28
EX-99.77E LEGAL 3 ex77e-legal.txt LEGAL PROCEEDINGS EXHIBIT 77 E LEGAL PROCEEDINGS. Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the fund is not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the fund or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the fund. Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. ------------ EX-99.77H CHNG CNTRL 4 ex77h.txt OWNERSHIP CONTROL EXHIBIT 77 H For RiverSource Global Bond Fund: During the six-month fiscal period ended April 30, 2006, the Fund served as an underlying investment of the RiverSource Portfolio Builder Series funds and the RiverSource Income Builder Series funds, both affiliated funds-of-funds. The RiverSource Portfolio Builder Series funds, the RiverSource Income Builder Series funds and Ameriprise Financial, Inc., through its initial capital investment, were owners of record of more than 25% of the outstanding shares of the Fund. For RiverSource Emerging Markets Bond: On February 6, 2006, the Fund may serve as an underlying investment of the RiverSource Income Builder Series funds, affiliated funds-of-funds. The RiverSource Income Builder Series funds and Ameriprise Financial, Inc., through its initial capital investment, were owners of record of more than 25% of the outstanding shares of the Fund. -----END PRIVACY-ENHANCED MESSAGE-----