-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UDFhT18E/k9wTpPZ7s+PsJQXU98JbGmkW2Mc0lZapnLiTFAb9ar+Q++GSlbC8iFv bDc6d/g3gOgWvep2CyzyHQ== 0000950129-08-006109.txt : 20081223 0000950129-08-006109.hdr.sgml : 20081223 20081223154818 ACCESSION NUMBER: 0000950129-08-006109 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20081031 FILED AS OF DATE: 20081223 DATE AS OF CHANGE: 20081223 EFFECTIVENESS DATE: 20081223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE GLOBAL SERIES INC CENTRAL INDEX KEY: 0000842918 IRS NUMBER: 411850486 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-05696 FILM NUMBER: 081267289 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE GLOBAL SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP GLOBAL SERIES INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: IDS GLOBAL SERIES INC DATE OF NAME CHANGE: 19920703 0000842918 S000003513 Threadneedle Emerging Markets Fund C000009724 Threadneedle Emerging Markets Fund Class C RMCEX C000009725 Threadneedle Emerging Markets Fund Class I RSRIX C000009727 Threadneedle Emerging Markets Fund Class A IDEAX C000009728 Threadneedle Emerging Markets Fund Class B IEMBX C000043004 Threadneedle Emerging Markets Fund Class R4 C000068287 Threadneedle Emerging Markets Fund Class R5 REMFX 0000842918 S000003514 RiverSource Emerging Markets Bond Fund C000009729 RiverSource Emerging Markets Bond Fund Class A REBAX C000009730 RiverSource Emerging Markets Bond Fund Class B C000009731 RiverSource Emerging Markets Bond Fund Class C REBCX C000009732 RiverSource Emerging Markets Bond Fund Class I RSMIX C000043005 RiverSource Emerging Markets Bond Fund Class R4 C000043006 RiverSource Emerging Markets Bond Fund Class W REMWX 0000842918 S000003516 RiverSource Global Bond Fund C000009739 RiverSource Global Bond Fund Class A IGBFX C000009740 RiverSource Global Bond Fund Class B IGLOX C000009741 RiverSource Global Bond Fund Class C AGBCX C000009742 RiverSource Global Bond Fund Class I AGBIX C000043007 RiverSource Global Bond Fund Class R4 RGBRX C000043008 RiverSource Global Bond Fund Class W RGBWX 0000842918 S000003517 Threadneedle Global Equity Fund C000009743 Threadneedle Global Equity Fund Class C RGCEX C000009744 Threadneedle Global Equity Fund Class A IGLGX C000009745 Threadneedle Global Equity Fund Class B IDGBX C000043009 Threadneedle Global Equity Fund Class R4 IDGYX C000043010 Threadneedle Global Equity Fund Class R5 RGERX C000043011 Threadneedle Global Equity Fund Class W C000043012 Threadneedle Global Equity Fund Class R2 C000043013 Threadneedle Global Equity Fund Class R3 C000068288 Threadneedle Global Equity Fund Class I 0000842918 S000003518 RiverSource Global Technology Fund C000009747 RiverSource Global Technology Fund Class I C000009749 RiverSource Global Technology Fund Class A AXIAX C000009750 RiverSource Global Technology Fund Class B INVBX C000009751 RiverSource Global Technology Fund Class C AXICX C000043014 RiverSource Global Technology Fund Class R4 RSGTX 0000842918 S000007870 RiverSource Absolute Return Currency and Income Fund C000021407 RiverSource Absolute Return Currency and Income Fund Class A RARAX C000021408 RiverSource Absolute Return Currency and Income Fund Class B C000021409 RiverSource Absolute Return Currency and Income Fund Class C RARCX C000021410 RiverSource Absolute Return Currency and Income Fund Class I RVAIX C000043015 RiverSource Absolute Return Currency and Income Fund Class R4 C000043016 RiverSource Absolute Return Currency and Income Fund Class W RACWX C000055911 RiverSource Absolute Return Currency and Income Fund Class R5 0000842918 S000022614 Threadneedle Global Equity Income Fund C000065411 Threadneedle Global Equity Income Fund Class A RTNAX C000065412 Threadneedle Global Equity Income Fund Class B C000065413 Threadneedle Global Equity Income Fund Class C RTNEX C000065414 Threadneedle Global Equity Income Fund Class I C000065415 Threadneedle Global Equity Income Fund Class R2 RGEOX C000065416 Threadneedle Global Equity Income Fund Class R3 RGETX C000065417 Threadneedle Global Equity Income Fund Class R4 RGEYX C000065418 Threadneedle Global Equity Income Fund Class R5 RGEFX 0000842918 S000022615 Threadneedle Global Extended Alpha Fund C000065419 Threadneedle Global Extended Alpha Fund Class B C000065420 Threadneedle Global Extended Alpha Fund Class C RTACX C000065421 Threadneedle Global Extended Alpha Fund Class I C000065422 Threadneedle Global Extended Alpha Fund Class R2 REAOX C000065423 Threadneedle Global Extended Alpha Fund Class R3 RTNRX C000065424 Threadneedle Global Extended Alpha Fund Class R4 REYRX C000065425 Threadneedle Global Extended Alpha Fund Class R5 REAFX C000065426 Threadneedle Global Extended Alpha Fund Class A RTAAX NSAR-B 1 answer.fil ANNUAL REPORT PAGE 1 000 B000000 10/31/2008 000 C000000 0000842918 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 RIVERSOURCE GLOBAL SERIES, INC. 001 B000000 811-5696 001 C000000 6126715682 002 A000000 50606 AMERIPRISE FINANCIAL CENTER 002 B000000 MINNEAPOLIS 002 C000000 MN 002 D010000 55474 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 8 007 C010100 1 007 C020100 RIVERSOURCE GLOBAL BOND FUND 007 C030100 N 007 C010200 2 007 C020200 THREADNEEDLE GLOBAL EQUITY FUND 007 C030200 N 007 C010300 3 007 C020300 THREADNEEDLE EMERGING MARKETS FUND 007 C030300 N 007 C010400 4 007 C010500 5 007 C020500 RIVERSOURCE GLOBAL TECHNOLOGY FUND 007 C030500 N 007 C010600 6 007 C020600 RIVERSOURCE EMERGING MARKETS BOND FUND 007 C030600 N 007 C010700 7 007 C020700 RIVERSOURCE ABSOLUTE RETURN CURRENCY & INC FD 007 C030700 N 007 C010800 8 007 C020800 THREADNEEDLE GLOBAL EXTENDED ALPHA FUND 007 C030800 N 007 C010900 9 007 C020900 THREADNEEDLE GLOBAL EQUITY INCOME FUND 007 C030900 N 007 C011000 10 010 A00AA01 AMERIPRISE FINANCIAL, INC. 010 C01AA01 MINNEAPOLIS 010 C02AA01 MN PAGE 2 010 C03AA01 55474 011 A00AA01 RIVERSOURCE DISTRIBUTORS, INC. 011 B00AA01 8-67196 011 C01AA01 MINNEAPOLIS 011 C02AA01 MN 011 C03AA01 55474 012 A00AA01 RIVERSOURCE SERVICE CORPORATION 012 B00AA01 84-5685 012 C01AA01 MINNEAPOLIS 012 C02AA01 MN 012 C03AA01 55474 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 MINNEAPOLIS 013 B02AA01 MN 013 B03AA01 55402 015 A00AA01 AMERIPRISE TRUST COMPANY 015 B00AA01 C 015 C01AA01 MINNEAPOLIS 015 C02AA01 MN 015 C03AA01 55474 015 E01AA01 X 015 A00AA02 BANK OF NEW YORK 015 B00AA02 S 015 C01AA02 NEW YORK 015 C02AA02 NY 015 C03AA02 10286 015 C04AA02 0001 015 E04AA02 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 104 019 C00AA00 RIVERSORCE 020 A000001 UBS SECURITIES LLC 020 B000001 13-3873456 020 C000001 988 020 A000002 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 020 B000002 13-5674085 020 C000002 531 020 A000003 MORGAN STANLEY 020 B000003 13-2655998 020 C000003 489 020 A000004 CREDIT SUISSE SECURITIES (USA) L.L.C. 020 B000004 13-5659485 020 C000004 443 020 A000005 GOLDMAN, SACHS & CO. 020 B000005 13-5108880 020 C000005 394 020 A000006 CITIGROUP GLOBAL MARKETS INC. 020 B000006 11-2418191 020 C000006 309 020 A000007 J.P. MORGAN SECURITIES INC. PAGE 3 020 B000007 13-3224016 020 C000007 274 020 A000008 DEUTSCHE BANK SECURITIES INC. 020 B000008 13-2730828 020 C000008 261 020 A000009 CALYON SECURITIES (USA) INC. 020 B000009 13-2602298 020 C000009 190 020 A000010 MACQUARIE EQUITIES (USA) INC. 020 B000010 98-0141094 020 C000010 100 021 000000 5032 022 A000001 BARCLAYS CAPITAL 022 B000001 NA 022 C000001 156340 022 D000001 37614 022 A000002 MORGAN STANLEY 022 B000002 13-2655998 022 C000002 97935 022 D000002 66920 022 A000003 DEUTSCHE BANK SECURITIES INC. 022 B000003 13-2730828 022 C000003 114506 022 D000003 50217 022 A000004 CREDIT SUISSE SECURITIES (USA) L.L.C. INC. 022 B000004 13-5659485 022 C000004 131309 022 D000004 25830 022 A000005 LEHMAN BROTHERS INC. 022 B000005 13-2518466 022 C000005 85899 022 D000005 57704 022 A000006 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 022 B000006 13-5674085 022 C000006 95822 022 D000006 25036 022 A000007 UBS SECURITIES LLC 022 B000007 13-3873456 022 C000007 71835 022 D000007 23996 022 A000008 HSBC SECURITIES (USA) INC. 022 B000008 13-5101370 022 C000008 59398 022 D000008 25639 022 A000009 CITIGROUP GLOBAL MARKETS INC. 022 B000009 11-2418191 022 C000009 41587 022 D000009 41174 022 A000010 GOLDMAN, SACHS & CO. 022 B000010 13-5108880 022 C000010 61365 PAGE 4 022 D000010 14803 023 C000000 1337355 023 D000000 612095 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 Y 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 Y 077 I000000 Y 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 LLOYD'S OF LONDON 080 B00AA00 NATIONAL UNION 080 C00AA00 100000 081 A00AA00 Y 082 A00AA00 54 082 B00AA00 5000 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N PAGE 5 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 008 A000101 RIVERSOURCE INVESTMENTS, LLC 008 B000101 A 008 C000101 801-25943 008 D010101 MINNEAPOLIS 008 D020101 MN 008 D030101 55474 024 000100 Y 025 A000101 BEAR STEARNS COMMERCIAL MTGE SECURITIES 025 B000101 13-3299429 025 C000101 D 025 D000101 1106 025 A000102 CITIGROUP 025 B000102 11-2418191 025 C000102 D 025 D000102 709 025 A000103 CITIGROUP COMMERCIAL MTGE TRUST 025 B000103 11-2418191 025 C000103 D 025 D000103 1294 025 A000104 CREDIT SUISSE NY 025 B000104 13-5659485 025 C000104 D 025 D000104 425 025 A000105 CREDIT SUISSE MORTGAGE CAPITAL CTFS 025 B000105 13-5659485 025 C000105 D 025 D000105 716 025 A000106 CS FIRST BOSTON MTGE SECURITIES 025 B000106 13-3320910 025 C000106 D 025 D000106 1407 025 A000107 GS MORTGAGE SECURITIES II 025 B000107 13-5108880 025 C000107 D 025 D000107 1261 025 A000108 JP MORGAN CHASE COMMERCIAL MTGE SECURITIES 025 B000108 13-3224016 PAGE 6 025 C000108 D 025 D000108 6275 025 A000109 LEHMAN BROTHERS HOLDINGS 025 B000109 13-2518466 025 C000109 D 025 D000109 172 025 A000110 LB-UBS COMMERCIAL MTGE TRUST 025 B000110 13-2518466 025 C000110 D 025 D000110 4532 025 A000111 MERRILL LYNCH & CO. 025 B000111 13-5674085 025 C000111 D 025 D000111 588 025 A000112 MORGAN STANLEY CAPITAL I 025 B000112 13-2655998 025 C000112 D 025 D000112 1459 025 A000113 CREDIT SUISSE NY 025 B000113 13-5659485 025 C000113 D 025 D000113 453 025 A000114 DELETE 025 D000114 0 025 A000115 DELETE 025 D000115 0 025 A000116 DELETE 025 D000116 0 028 A010100 22780 028 A020100 0 028 A030100 0 028 A040100 14633 028 B010100 68193 028 B020100 4288 028 B030100 0 028 B040100 14949 028 C010100 44989 028 C020100 0 028 C030100 0 028 C040100 36057 028 D010100 21950 028 D020100 0 028 D030100 0 028 D040100 40813 028 E010100 14511 028 E020100 4498 028 E030100 0 028 E040100 19793 028 F010100 55571 028 F020100 0 028 F030100 0 PAGE 7 028 F040100 168893 028 G010100 227994 028 G020100 8786 028 G030100 0 028 G040100 295138 028 H000100 4237 029 000100 Y 030 A000100 354 030 B000100 4.75 030 C000100 0.00 031 A000100 177 031 B000100 0 032 000100 1 033 000100 176 034 000100 Y 035 000100 38 036 A000100 N 036 B000100 0 037 000100 N 038 000100 0 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 100 043 000100 1710 044 000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.000 048 A010100 250000 048 A020100 0.720 048 B010100 250000 048 B020100 0.695 048 C010100 250000 048 C020100 0.670 048 D010100 250000 048 D020100 0.645 048 E010100 6500000 048 E020100 0.620 048 F010100 2500000 048 F020100 0.605 048 G010100 5000000 048 G020100 0.590 PAGE 8 048 H010100 5000000 048 H020100 0.580 048 I010100 4000000 048 I020100 0.560 048 J010100 26000000 048 J020100 0.540 048 K010100 50000000 048 K020100 0.520 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 Y 053 B000100 Y 053 C000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 N 060 B000100 N 061 000100 2000 062 A000100 Y 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 1.2 062 M000100 0.0 062 N000100 10.2 062 O000100 0.0 062 P000100 23.7 062 Q000100 63.5 062 R000100 0.0 063 A000100 0 063 B000100 10.5 064 A000100 Y 064 B000100 N 066 A000100 N 067 000100 N 068 A000100 N 068 B000100 Y 069 000100 N PAGE 9 070 A010100 Y 070 A020100 N 070 B010100 N 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 Y 070 E020100 Y 070 F010100 N 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 Y 070 Q020100 N 070 R010100 Y 070 R020100 N 071 A000100 727721 071 B000100 510637 071 C000100 684095 071 D000100 75 072 A000100 12 072 B000100 32944 072 C000100 0 072 D000100 0 072 E000100 0 072 F000100 5075 072 G000100 573 072 H000100 0 072 I000100 1134 072 J000100 225 072 K000100 102 PAGE 10 072 L000100 0 072 M000100 16 072 N000100 102 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 33 072 S000100 9 072 T000100 1710 072 U000100 0 072 V000100 0 072 W000100 36 072 X000100 9015 072 Y000100 357 072 Z000100 24286 072AA000100 9722 072BB000100 0 072CC010100 0 072CC020100 100650 072DD010100 8771 072DD020100 13678 072EE000100 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 1693 074 B000100 0 074 C000100 0 074 D000100 618252 074 E000100 0 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 10580 074 J000100 71372 074 K000100 0 074 L000100 9439 074 M000100 1728 074 N000100 713064 074 O000100 1143 074 P000100 23 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 75382 074 S000100 0 074 T000100 636516 074 U010100 40395 074 U020100 63011 PAGE 11 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 35695 074 Y000100 2709 075 A000100 0 075 B000100 719201 076 000100 0.00 008 A000201 RIVERSOURCE INVESTMENTS, LLC 008 B000201 A 008 C000201 801-25943 008 D010201 MINNEAPOLIS 008 D020201 MN 008 D030201 55474 008 A000202 THREADNEEDLE INTERNATIONAL LTD. 008 B000202 S 008 C000202 801-63196 008 D010202 LONDON 008 D050202 UNITED KINGDOM 008 D060202 EC3A8JQ 024 000200 Y 025 A000201 GOLDMAN SACHS GROUP 025 B000201 13-510880 025 C000201 E 025 D000201 1322 025 A000202 JP MORGAN CHASE & CO. 025 B000202 13-3224016 025 C000202 E 025 D000202 8071 025 D000203 0 025 D000204 0 025 D000205 0 025 D000206 0 025 D000207 0 025 D000208 0 028 A010200 9757 028 A020200 0 028 A030200 0 028 A040200 11233 028 B010200 10362 028 B020200 0 028 B030200 0 028 B040200 12245 028 C010200 25226 028 C020200 0 028 C030200 0 028 C040200 30817 028 D010200 7627 028 D020200 0 028 D030200 0 028 D040200 12721 PAGE 12 028 E010200 6239 028 E020200 0 028 E030200 0 028 E040200 20092 028 F010200 6142 028 F020200 0 028 F030200 0 028 F040200 20540 028 G010200 65353 028 G020200 0 028 G030200 0 028 G040200 107648 028 H000200 6889 029 000200 Y 030 A000200 750 030 B000200 5.75 030 C000200 0.00 031 A000200 230 031 B000200 0 032 000200 0 033 000200 520 034 000200 Y 035 000200 51 036 A000200 N 036 B000200 0 037 000200 N 038 000200 0 039 000200 N 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 100 043 000200 2395 044 000200 0 045 000200 Y 046 000200 N 047 000200 N 048 000200 0.000 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 PAGE 13 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 049 000200 N 050 000200 N 051 000200 Y 052 000200 N 053 A000200 Y 053 B000200 Y 053 C000200 N 055 A000200 N 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 2000 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 063 A000200 0 063 B000200 0.0 PAGE 14 066 A000200 Y 066 B000200 N 066 C000200 N 066 D000200 Y 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 670218 071 B000200 698228 071 C000200 693801 071 D000200 97 PAGE 15 072 A000200 12 072 B000200 387 072 C000200 14393 072 D000200 0 072 E000200 0 072 F000200 5825 072 G000200 549 072 H000200 0 072 I000200 1524 072 J000200 240 072 K000200 165 072 L000200 0 072 M000200 15 072 N000200 84 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 34 072 S000200 9 072 T000200 2395 072 U000200 0 072 V000200 0 072 W000200 48 072 X000200 10888 072 Y000200 20 072 Z000200 3912 072AA000200 0 072BB000200 64341 072CC010200 0 072CC020200 324355 072DD010200 2895 072DD020200 52 072EE000200 0 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 252 074 B000200 0 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 427836 074 G000200 0 074 H000200 0 074 I000200 6624 074 J000200 4410 074 K000200 0 074 L000200 1460 074 M000200 0 074 N000200 440582 PAGE 16 074 O000200 7517 074 P000200 17 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 613 074 S000200 0 074 T000200 432435 074 U010200 73040 074 U020200 10607 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 70033 074 Y000200 0 075 A000200 0 075 B000200 702731 076 000200 0.00 008 A000301 RIVERSOURCE INVESTMENTS, LLC 008 B000301 A 008 C000301 801-25943 008 D010301 MINNEAPOLIS 008 D020301 MN 008 D030301 55474 008 A000302 THREADNEEDLE INTERNATIONAL LTD. 008 B000302 S 008 C000302 801-63196 008 D010302 LONDON 008 D050302 UNITED KINGDOM 008 D060302 EC3A8JQ 024 000300 N 028 A010300 12696 028 A020300 0 028 A030300 0 028 A040300 11098 028 B010300 20916 028 B020300 0 028 B030300 0 028 B040300 9684 028 C010300 19360 028 C020300 0 028 C030300 0 028 C040300 95448 028 D010300 5441 028 D020300 0 028 D030300 0 028 D040300 12714 028 E010300 3908 028 E020300 0 028 E030300 0 PAGE 17 028 E040300 17783 028 F010300 3247 028 F020300 0 028 F030300 0 028 F040300 19461 028 G010300 65568 028 G020300 0 028 G030300 0 028 G040300 166188 028 H000300 5895 029 000300 Y 030 A000300 739 030 B000300 5.75 030 C000300 0.00 031 A000300 0 031 B000300 2625 032 000300 4 033 000300 3360 034 000300 Y 035 000300 42 036 A000300 N 036 B000300 0 037 000300 N 038 000300 0 039 000300 N 040 000300 Y 041 000300 Y 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 100 043 000300 2048 044 000300 0 045 000300 Y 046 000300 N 047 000300 N 048 000300 0.000 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 PAGE 18 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 049 000300 N 050 000300 N 051 000300 Y 052 000300 N 053 A000300 Y 053 B000300 Y 053 C000300 N 055 A000300 N 055 B000300 N 056 000300 Y 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 2000 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 0 063 B000300 0.0 066 A000300 Y 066 B000300 N 066 C000300 Y PAGE 19 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 Y 069 000300 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 N 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 N 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 N 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 Y 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 819755 071 B000300 913723 071 C000300 617792 071 D000300 133 072 A000300 12 072 B000300 477 072 C000300 16126 PAGE 20 072 D000300 0 072 E000300 0 072 F000300 7353 072 G000300 498 072 H000300 0 072 I000300 1125 072 J000300 693 072 K000300 117 072 L000300 0 072 M000300 13 072 N000300 87 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 71 072 S000300 8 072 T000300 2048 072 U000300 0 072 V000300 0 072 W000300 173 072 X000300 12186 072 Y000300 19 072 Z000300 4436 072AA000300 0 072BB000300 19658 072CC010300 0 072CC020300 421982 072DD010300 7734 072DD020300 1496 072EE000300 148023 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 2574 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 270514 074 G000300 0 074 H000300 0 074 I000300 13521 074 J000300 12803 074 K000300 0 074 L000300 638 074 M000300 0 074 N000300 300050 074 O000300 17213 074 P000300 14 074 Q000300 0 PAGE 21 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 599 074 S000300 0 074 T000300 282224 074 U010300 50453 074 U020300 7221 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 52393 074 Y000300 0 075 A000300 0 075 B000300 634023 076 000300 0.00 072 I000400 0 072 J000400 0 072 K000400 0 072 L000400 0 072 M000400 0 072 N000400 0 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 0 072 S000400 0 072 T000400 0 072 U000400 0 072 V000400 0 072 W000400 0 072 X000400 0 008 A000501 RIVERSOURCE INVESTMENTS, LLC 008 B000501 A 008 C000501 801-25943 008 D010501 MINNEAPOLIS 008 D020501 MN 008 D030501 55474 024 000500 N 028 A010500 1322 028 A020500 0 028 A030500 0 028 A040500 2727 028 B010500 1615 028 B020500 0 028 B030500 0 028 B040500 2846 028 C010500 7652 028 C020500 0 028 C030500 0 028 C040500 10389 PAGE 22 028 D010500 944 028 D020500 0 028 D030500 0 028 D040500 3428 028 E010500 910 028 E020500 0 028 E030500 0 028 E040500 3202 028 F010500 977 028 F020500 0 028 F030500 0 028 F040500 3255 028 G010500 13420 028 G020500 0 028 G030500 0 028 G040500 25847 028 H000500 1387 029 000500 Y 030 A000500 168 030 B000500 5.75 030 C000500 0.00 031 A000500 64 031 B000500 0 032 000500 6 033 000500 98 034 000500 Y 035 000500 22 036 A000500 N 036 B000500 0 037 000500 N 038 000500 0 039 000500 N 040 000500 Y 041 000500 Y 042 A000500 0 042 B000500 0 042 C000500 0 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 100 043 000500 595 044 000500 0 045 000500 Y 046 000500 N 047 000500 N 048 000500 0.000 048 A010500 0 048 A020500 0.000 048 B010500 0 PAGE 23 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 049 000500 N 050 000500 N 051 000500 Y 052 000500 N 053 A000500 Y 053 B000500 Y 053 C000500 N 055 A000500 N 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 2000 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 PAGE 24 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 0.0 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 Y 070 C010500 N 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 N 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 107013 PAGE 25 071 B000500 119951 071 C000500 131771 071 D000500 81 072 A000500 12 072 B000500 344 072 C000500 1208 072 D000500 0 072 E000500 0 072 F000500 857 072 G000500 84 072 H000500 0 072 I000500 547 072 J000500 17 072 K000500 70 072 L000500 0 072 M000500 3 072 N000500 61 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 33 072 S000500 2 072 T000500 595 072 U000500 0 072 V000500 0 072 W000500 8 072 X000500 2277 072 Y000500 5 072 Z000500 -720 072AA000500 0 072BB000500 18357 072CC010500 0 072CC020500 58394 072DD010500 0 072DD020500 0 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 83143 074 G000500 0 074 H000500 0 074 I000500 2849 074 J000500 67 074 K000500 0 PAGE 26 074 L000500 101 074 M000500 0 074 N000500 86160 074 O000500 0 074 P000500 4 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 165 074 S000500 0 074 T000500 85991 074 U010500 41145 074 U020500 12000 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 24273 074 Y000500 0 075 A000500 0 075 B000500 140086 076 000500 0.00 008 A000601 RIVERSOURCE INVESTMENTS, LLC 008 B000601 A 008 C000601 801-25943 008 D010601 MINNEAPOLIS 008 D020601 MN 008 D030601 55474 024 000600 Y 025 A000601 MORGAN STANLEY 025 B000601 13-2655998 025 C000601 D 025 D000601 1259 025 A000602 DELETE 025 D000602 0 025 D000603 0 025 D000604 0 025 D000605 0 025 D000606 0 025 D000607 0 025 D000608 0 028 A010600 3449 028 A020600 697 028 A030600 0 028 A040600 14054 028 B010600 25957 028 B020600 591 028 B030600 0 028 B040600 11753 028 C010600 43989 028 C020600 750 PAGE 27 028 C030600 0 028 C040600 4862 028 D010600 71999 028 D020600 833 028 D030600 0 028 D040600 4109 028 E010600 7929 028 E020600 1113 028 E030600 0 028 E040600 3512 028 F010600 14343 028 F020600 197 028 F030600 0 028 F040600 7184 028 G010600 167666 028 G020600 4181 028 G030600 0 028 G040600 45474 028 H000600 476 029 000600 Y 030 A000600 40 030 B000600 4.75 030 C000600 0.00 031 A000600 14 031 B000600 0 032 000600 0 033 000600 26 034 000600 Y 035 000600 2 036 A000600 N 036 B000600 0 037 000600 N 038 000600 0 039 000600 N 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 100 043 000600 163 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.000 048 A010600 250000 PAGE 28 048 A020600 0.720 048 B010600 250000 048 B020600 0.695 048 C010600 250000 048 C020600 0.670 048 D010600 250000 048 D020600 0.645 048 E010600 6500000 048 E020600 0.620 048 F010600 2500000 048 F020600 0.605 048 G010600 5000000 048 G020600 0.590 048 H010600 5000000 048 H020600 0.580 048 I010600 4000000 048 I020600 0.560 048 J010600 26000000 048 J020600 0.540 048 K010600 50000000 048 K020600 0.520 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 Y 053 B000600 Y 053 C000600 N 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 N 060 B000600 N 061 000600 2000 062 A000600 Y 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 18.8 062 M000600 0.0 062 N000600 0.0 PAGE 29 062 O000600 0.0 062 P000600 0.0 062 Q000600 81.4 062 R000600 0.0 063 A000600 0 063 B000600 14.2 064 A000600 N 064 B000600 N 066 A000600 N 067 000600 N 068 A000600 N 068 B000600 Y 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 N 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 N 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 Y 070 N010600 Y 070 N020600 Y 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 Y 070 Q010600 Y 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000600 165850 071 B000600 124015 PAGE 30 071 C000600 151720 071 D000600 82 072 A000600 12 072 B000600 12600 072 C000600 0 072 D000600 0 072 E000600 0 072 F000600 1182 072 G000600 131 072 H000600 0 072 I000600 126 072 J000600 35 072 K000600 25 072 L000600 0 072 M000600 4 072 N000600 65 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 33 072 S000600 2 072 T000600 163 072 U000600 0 072 V000600 0 072 W000600 10 072 X000600 1776 072 Y000600 2 072 Z000600 10826 072AA000600 0 072BB000600 1898 072CC010600 0 072CC020600 75049 072DD010600 513 072DD020600 9543 072EE000600 1687 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 59 074 B000600 0 074 C000600 0 074 D000600 147131 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 34012 074 J000600 0 074 K000600 0 074 L000600 4284 PAGE 31 074 M000600 3837 074 N000600 189323 074 O000600 4551 074 P000600 5 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 4044 074 S000600 0 074 T000600 180723 074 U010600 1371 074 U020600 24264 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 1559 074 Y000600 0 075 A000600 0 075 B000600 169039 076 000600 0.00 008 A000701 RIVERSOURCE INVESTMENTS, LLC 008 B000701 A 008 C000701 801-25943 008 D010701 MINNEAPOLIS 008 D020701 MN 008 D030701 55474 024 000700 Y 025 A000701 BEAR STEARNS COMPANIES 025 B000701 13-3299429 025 C000701 D 025 D000701 746 025 A000702 CITIGROUP 025 B000702 11-2418191 025 C000702 D 025 D000702 619 025 A000703 CREDIT SUISSE FIRST BOSTON USA 025 B000703 13-5659485 025 C000703 D 025 D000703 637 025 A000704 GS MORTGAGE SECURITIES II 025 B000704 13-5108880 025 C000704 D 025 D000704 2521 025 A000705 JP MORGAN CHASE COMMERCIAL MTGE SECURITIES 025 B000705 13-3224016 025 C000705 D 025 D000705 850 025 A000706 LEHMAN BROTHERS HOLDINGS 025 B000706 13-2518466 025 C000706 D PAGE 32 025 D000706 75 025 A000707 MORGAN STANLEY 025 B000707 13-2655998 025 C000707 D 025 D000707 634 025 A000708 MORGAN STANLEY, DEAN WITTER CAPITAL I 025 B000708 13-2655998 025 C000708 D 025 D000708 1168 025 A000709 DELETE 025 D000709 0 025 D000710 0 025 D000711 0 025 D000712 0 025 D000713 0 025 D000714 0 025 D000715 0 025 D000716 0 028 A010700 20027 028 A020700 505 028 A030700 0 028 A040700 7722 028 B010700 21118 028 B020700 508 028 B030700 0 028 B040700 8279 028 C010700 111576 028 C020700 667 028 C030700 0 028 C040700 10512 028 D010700 65521 028 D020700 683 028 D030700 0 028 D040700 9406 028 E010700 82125 028 E020700 696 028 E030700 0 028 E040700 11442 028 F010700 74688 028 F020700 551 028 F030700 0 028 F040700 143013 028 G010700 375055 028 G020700 3610 028 G030700 0 028 G040700 190374 028 H000700 3920 029 000700 Y 030 A000700 281 030 B000700 3.00 030 C000700 0.00 PAGE 33 031 A000700 86 031 B000700 0 032 000700 7 033 000700 188 034 000700 Y 035 000700 7 036 A000700 N 036 B000700 0 037 000700 N 038 000700 0 039 000700 N 040 000700 Y 041 000700 Y 042 A000700 0 042 B000700 0 042 C000700 0 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 100 043 000700 707 044 000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.000 048 A010700 1000000 048 A020700 0.890 048 B010700 1000000 048 B020700 0.865 048 C010700 1000000 048 C020700 0.840 048 D010700 3000000 048 D020700 0.815 048 E010700 1500000 048 E020700 0.790 048 F010700 1500000 048 F020700 0.775 048 G010700 1000000 048 G020700 0.770 048 H010700 5000000 048 H020700 0.760 048 I010700 5000000 048 I020700 0.750 048 J010700 4000000 048 J020700 0.740 048 K010700 50000000 048 K020700 0.700 049 000700 N 050 000700 N PAGE 34 051 000700 N 052 000700 N 053 A000700 Y 053 B000700 Y 053 C000700 N 055 A000700 N 055 B000700 N 056 000700 Y 057 000700 N 058 A000700 N 059 000700 Y 060 A000700 N 060 B000700 N 061 000700 10000 062 A000700 Y 062 B000700 0.0 062 C000700 2.9 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.3 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 9.9 062 Q000700 0.0 062 R000700 83.9 063 A000700 0 063 B000700 6.1 066 A000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 N 070 B010700 N 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 N 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 N 070 F020700 N PAGE 35 070 G010700 Y 070 G020700 N 070 H010700 N 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 Y 070 K010700 Y 070 K020700 Y 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 Y 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 54980 071 B000700 28832 071 C000700 74219 071 D000700 39 072 A000700 12 072 B000700 13636 072 C000700 0 072 D000700 0 072 E000700 0 072 F000700 4188 072 G000700 373 072 H000700 0 072 I000700 411 072 J000700 15 072 K000700 55 072 L000700 0 072 M000700 12 072 N000700 161 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 39 072 S000700 5 072 T000700 707 072 U000700 0 072 V000700 0 072 W000700 28 PAGE 36 072 X000700 5994 072 Y000700 1 072 Z000700 7643 072AA000700 8196 072BB000700 0 072CC010700 0 072CC020700 8645 072DD010700 1692 072DD020700 6013 072EE000700 5755 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 0 074 B000700 0 074 C000700 21907 074 D000700 69207 074 E000700 0 074 F000700 0 074 G000700 0 074 H000700 0 074 I000700 582511 074 J000700 47801 074 K000700 0 074 L000700 5293 074 M000700 19780 074 N000700 746499 074 O000700 24431 074 P000700 24 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 27583 074 S000700 0 074 T000700 694461 074 U010700 17626 074 U020700 52029 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 9755 074 Y000700 0 075 A000700 0 075 B000700 473489 076 000700 0.00 008 A000801 RIVERSOURCE INVESTMENTS, LLC 008 B000801 A 008 C000801 801-25943 008 D010801 MINNEAPOLIS PAGE 37 008 D020801 MN 008 D030801 55474 008 A000802 THREADNEEDLE INTERNATIONAL LTD. 008 B000802 S 008 C000802 801-63196 008 D010802 LONDON 008 D050802 UNITED KINGDOM 008 D060802 EC3A8JQ 024 000800 N 028 A010800 0 028 A020800 0 028 A030800 0 028 A040800 0 028 B010800 0 028 B020800 0 028 B030800 0 028 B040800 0 028 C010800 0 028 C020800 0 028 C030800 0 028 C040800 0 028 D010800 2011 028 D020800 0 028 D030800 0 028 D040800 93 028 E010800 1250 028 E020800 0 028 E030800 0 028 E040800 0 028 F010800 443 028 F020800 0 028 F030800 0 028 F040800 206 028 G010800 3704 028 G020800 0 028 G030800 0 028 G040800 299 028 H000800 63 029 000800 Y 030 A000800 2 030 B000800 5.75 030 C000800 0.00 031 A000800 1 031 B000800 0 032 000800 0 033 000800 1 034 000800 N 035 000800 0 036 B000800 0 037 000800 N 038 000800 0 PAGE 38 039 000800 N 040 000800 Y 041 000800 Y 042 A000800 0 042 B000800 0 042 C000800 0 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 100 043 000800 2 044 000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 0.000 048 A010800 250000 048 A020800 1.050 048 B010800 250000 048 B020800 1.030 048 C010800 500000 048 C020800 1.010 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 1000000 048 K020800 0.990 049 000800 N 050 000800 N 051 000800 N 052 000800 N 053 A000800 Y 053 B000800 Y 053 C000800 N 055 A000800 N 055 B000800 N 056 000800 Y 057 000800 N 058 A000800 N PAGE 39 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 2000 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 063 A000800 0 063 B000800 0.0 066 A000800 Y 066 B000800 N 066 C000800 N 066 D000800 Y 066 E000800 N 066 F000800 N 066 G000800 N 067 000800 N 068 A000800 N 068 B000800 Y 069 000800 N 070 A010800 Y 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 N 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 N 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 N 070 G020800 N 070 H010800 Y 070 H020800 N PAGE 40 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 N 070 M010800 Y 070 M020800 Y 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 Y 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000800 4964 071 B000800 1926 071 C000800 5384 071 D000800 36 072 A000800 4 072 B000800 2 072 C000800 25 072 D000800 0 072 E000800 0 072 F000800 16 072 G000800 1 072 H000800 0 072 I000800 1 072 J000800 4 072 K000800 6 072 L000800 0 072 M000800 0 072 N000800 11 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 38 072 S000800 0 072 T000800 2 072 U000800 0 072 V000800 0 072 W000800 2 072 X000800 81 072 Y000800 60 072 Z000800 6 072AA000800 0 PAGE 41 072BB000800 971 072CC010800 0 072CC020800 1410 072DD010800 0 072DD020800 0 072EE000800 0 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 074 A000800 935 074 B000800 0 074 C000800 0 074 D000800 0 074 E000800 0 074 F000800 5627 074 G000800 0 074 H000800 0 074 I000800 0 074 J000800 43 074 K000800 0 074 L000800 12 074 M000800 0 074 N000800 6617 074 O000800 339 074 P000800 0 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 248 074 S000800 0 074 T000800 6030 074 U010800 158 074 U020800 274 074 V010800 0.00 074 V020800 0.00 074 W000800 0.0000 074 X000800 182 074 Y000800 0 075 A000800 0 075 B000800 6252 076 000800 0.00 008 A000901 RIVERSOURCE INVESTMENTS, LLC 008 B000901 A 008 C000901 801-25943 008 D010901 MINNEAPOLIS 008 D020901 MN 008 D030901 55474 008 A000902 THREADNEEDLE INTERNATIONAL LTD. 008 B000902 S PAGE 42 008 C000902 801-63196 008 D010902 LONDON 008 D050902 UNTITED KINGDOM 008 D060902 EC3A8JQ 024 000900 Y 025 A000901 JP MORGAN CHASE & CO. 025 B000901 13-3224016 025 C000901 E 025 D000901 138 025 D000902 0 025 D000903 0 025 D000904 0 025 D000905 0 025 D000906 0 025 D000907 0 025 D000908 0 028 A010900 0 028 A020900 0 028 A030900 0 028 A040900 0 028 B010900 0 028 B020900 0 028 B030900 0 028 B040900 0 028 C010900 0 028 C020900 0 028 C030900 0 028 C040900 0 028 D010900 2733 028 D020900 0 028 D030900 0 028 D040900 0 028 E010900 2585 028 E020900 11 028 E030900 0 028 E040900 127 028 F010900 2510 028 F020900 0 028 F030900 0 028 F040900 355 028 G010900 7828 028 G020900 11 028 G030900 0 028 G040900 482 028 H000900 470 029 000900 Y 030 A000900 18 030 B000900 5.75 030 C000900 0.00 031 A000900 5 031 B000900 0 PAGE 43 032 000900 0 033 000900 13 034 000900 Y 035 000900 0 036 A000900 N 036 B000900 0 037 000900 N 038 000900 0 039 000900 N 040 000900 Y 041 000900 Y 042 A000900 0 042 B000900 0 042 C000900 0 042 D000900 0 042 E000900 0 042 F000900 0 042 G000900 0 042 H000900 100 043 000900 3 044 000900 0 045 000900 Y 046 000900 N 047 000900 Y 048 000900 0.000 048 A010900 250000 048 A020900 0.800 048 B010900 250000 048 B020900 0.775 048 C010900 250000 048 C020900 0.750 048 D010900 250000 048 D020900 0.725 048 E010900 1000000 048 E020900 0.700 048 F010900 5500000 048 F020900 0.675 048 G010900 2500000 048 G020900 0.660 048 H010900 5000000 048 H020900 0.645 048 I010900 5000000 048 I020900 0.635 048 J010900 4000000 048 J020900 0.610 048 K010900 50000000 048 K020900 0.570 049 000900 N 050 000900 N 051 000900 N 052 000900 N PAGE 44 053 A000900 Y 053 B000900 Y 053 C000900 N 055 A000900 N 055 B000900 N 056 000900 Y 057 000900 N 058 A000900 N 059 000900 Y 060 A000900 Y 060 B000900 Y 061 000900 2000 062 A000900 N 062 B000900 0.0 062 C000900 0.0 062 D000900 0.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 062 K000900 0.0 062 L000900 0.0 062 M000900 0.0 062 N000900 0.0 062 O000900 0.0 062 P000900 0.0 062 Q000900 0.0 062 R000900 0.0 063 A000900 0 063 B000900 0.0 066 A000900 Y 066 B000900 N 066 C000900 N 066 D000900 N 066 E000900 Y 066 F000900 N 066 G000900 N 067 000900 N 068 A000900 N 068 B000900 Y 069 000900 N 070 A010900 Y 070 A020900 N 070 B010900 Y 070 B020900 N 070 C010900 N 070 C020900 N 070 D010900 Y 070 D020900 N PAGE 45 070 E010900 N 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 N 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 N 070 I020900 N 070 J010900 Y 070 J020900 N 070 K010900 Y 070 K020900 N 070 L010900 Y 070 L020900 N 070 M010900 Y 070 M020900 Y 070 N010900 Y 070 N020900 N 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 Y 070 Q020900 N 070 R010900 Y 070 R020900 N 071 A000900 7903 071 B000900 710 071 C000900 7106 071 D000900 10 072 A000900 4 072 B000900 4 072 C000900 94 072 D000900 0 072 E000900 0 072 F000900 16 072 G000900 2 072 H000900 0 072 I000900 2 072 J000900 4 072 K000900 7 072 L000900 0 072 M000900 0 072 N000900 9 072 O000900 0 072 P000900 0 072 Q000900 0 072 R000900 39 072 S000900 0 PAGE 46 072 T000900 3 072 U000900 0 072 V000900 0 072 W000900 2 072 X000900 84 072 Y000900 59 072 Z000900 73 072AA000900 0 072BB000900 267 072CC010900 0 072CC020900 2379 072DD010900 11 072DD020900 14 072EE000900 1 073 A010900 0.0000 073 A020900 0.0000 073 B000900 0.0000 073 C000900 0.0000 074 A000900 1019 074 B000900 0 074 C000900 0 074 D000900 54 074 E000900 0 074 F000900 9054 074 G000900 0 074 H000900 0 074 I000900 0 074 J000900 78 074 K000900 0 074 L000900 127 074 M000900 0 074 N000900 10332 074 O000900 551 074 P000900 0 074 Q000900 0 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 42 074 S000900 0 074 T000900 9739 074 U010900 750 074 U020900 595 074 V010900 0.00 074 V020900 0.00 074 W000900 0.0000 074 X000900 755 074 Y000900 0 075 A000900 0 075 B000900 7865 076 000900 0.00 PAGE 47 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: December 19, 2008 Name of Registrant, Depositor, or Trustee: RiverSource Global Series, Inc. /s/ Jeffrey P. Fox -- Treasurer and Principal Financial Officer - ------------------------------------------------------------------------------- By (Name and Title): /s/ Wade M. Voigt -- Assistant Treasurer - ------------------------------------------------------------------------------- Witness (Name and Title): RIVERSOURCE GLOBAL SERIES, INC. EX-99.77B ACCT LTTR 2 ex77b.txt EXHIBIT EXHIBIT 77B Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of the RiverSource Global Series, Inc.: In planning and performing our audits of the financial statements of the funds listed in the accompanying Attachment A which comprise the RiverSource Global Series, Inc. (the Funds) as of and for the year ended October 31, 2008, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we express no such opinion. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and directors of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the fund's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (nited States). However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of October 31, 2008. This report is intended solely for the information and use of management and the Board of Directors of the RiverSource Global Series, Inc. and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/Enrst & Young LLP Minneapolis, N December 19, 2008 ATTACHMENT A FUNDS COMPRISING THE RIVERSOURCE GLOBAL SERIES, INC.: RiverSource Absolute Return Currency and Income Fund RiverSource Emerging Markets Bond Fund RiverSource Global Bond Fund RiverSource Global Technology Fund Threadneedle Emerging Markets Fund Threadneedle Global Equity Fund Threadneedle Global Extended Alpha Fund Threadneedle Global Equity Income Fund EX-99.77E LEGAL 3 ex77e.txt EXHIBIT EXHIBIT 77E RIVERSOURCE GLOBAL SERIES, INC. LEGAL PROCEEDINGS. Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the fund is not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the fund or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the fund. Information regarding certain pending and settled legal proceedings may be found in the Fund's shareholder reports and in the SAI. Additionally, Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. EX-99.77H CHNG CNTRL 4 ex77h.txt EXHIBIT EXHIBIT 77H RIVERSOURCE GLOBAL SERIES, INC. For RiverSource Global Bond Fund and RiverSource Absolute Return Currency and Income Fund: During the six-month period ended Oct. 31, 2008, each of the Funds served as an underlying investment of affiliated funds-of-funds. The Disciplined Asset Allocation Portfolios, RiverSource Portfolio Builder funds, RiverSource Income Builder funds, RiverSource Retirement Plus funds and RiverSource Investments, LLC through its initial capital investment, were owners of record of more than 25% of the outstanding shares of each of the Funds. For RiverSource Emerging Markets Bond Fund: During the six-month period ended Oct. 31, 2008, the Fund served as an underlying investment of affiliated funds-of-funds. The Disciplined Asset Allocation Portfolios, RiverSource Income Builder funds, RiverSource Retirement Plus funds and RiverSource Investments, LLC through its initial capital investment, were owners of record of more than 25% of the outstanding shares of the Fund. For Threadneedle Global Equity Income Fund and Threadneedle Global Extended Alpha Fund: During the six-month period ended Oct. 31, 2008 RiverSource Investments, LLC through its initial capital investment, was owner of record of more than 25% of the outstanding shares of each of the Funds. EX-99.77I NEW SECUR 5 ex77i.txt EXHIBIT EXHIBIT 77I RIVERSOURCE GLOBAL SERIES, INC. For Threadneedle Emerging Markets Fund - Class R5: Class R2, Class R3, Class R4 and Class R5 are offered exclusively to certain institutional investors at net asset value without an initial sales charge or contingent deferred sales charge on redemption. These shares do not convert to any other class of shares. Class R2 and Class R3 shares have an annual distribution and shareholder servicing (12b-1) fee. Class R2, Class R3 and Class R4 have an annual plan administration services fee. Class R2, Class R3, Class R4 and Class R5 shares are available to the following investors: o Qualified employee benefit plans. o Trust companies or similar institutions, and charitable organizations that meet the definition in Section 501(c)(3) of the Internal Revenue Code. o Non-qualified deferred compensation plans whose participants are included in a qualified employee benefit plan described above. o State sponsored college savings plans established under Section 529 of the Internal Revenue Code. o Health Savings Accounts (HSAs) created pursuant to public law 108-173. Additionally, if approved by the distributor, the following eligible institutional investors may purchase Class R5 shares: o Institutional or corporate accounts above a threshold established by the distributor (currently $1 million per fund or $10 million in all RiverSource funds). o Bank Trusts departments. For Threadneedle Global Equity Fund - Class I: Class I shares are offered exclusively to certain institutional investors at net asset value without an initial sales charge or contingent deferred sales charge on redemption. These shares do not convert to any other class of shares. Class I shares are available to the following investors: o Any fund distributed by RiverSource Distributors, Inc., if the fund seeks to achieve its investment objective by investing primarily in shares of the fund and other RiverSource funds. Class I shares may be purchased, sold or exchanged only through the distributor or an authorized financial institution. -----END PRIVACY-ENHANCED MESSAGE-----