-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HnNM4pWTLR98bD2pvPUoqd0z4K4Fx+9LddmScYtICgYmHC8gKeR9eh2h/zVnc52p Tv++xaaPcD/Pd0f3ZV1EEg== 0000950124-08-002823.txt : 20080625 0000950124-08-002823.hdr.sgml : 20080625 20080625171406 ACCESSION NUMBER: 0000950124-08-002823 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20080430 FILED AS OF DATE: 20080625 DATE AS OF CHANGE: 20080625 EFFECTIVENESS DATE: 20080625 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE GLOBAL SERIES INC CENTRAL INDEX KEY: 0000842918 IRS NUMBER: 411850486 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05696 FILM NUMBER: 08917258 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE GLOBAL SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP GLOBAL SERIES INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: IDS GLOBAL SERIES INC DATE OF NAME CHANGE: 19920703 0000842918 S000003513 Threadneedle Emerging Markets Fund C000009724 Threadneedle Emerging Markets Fund Class C RMCEX C000009725 Threadneedle Emerging Markets Fund Class I RSRIX C000009727 Threadneedle Emerging Markets Fund Class A IDEAX C000009728 Threadneedle Emerging Markets Fund Class B IEMBX C000043004 Threadneedle Emerging Markets Fund Class R4 C000068287 Threadneedle Emerging Markets Fund Class R5 0000842918 S000003514 RiverSource Emerging Markets Bond Fund C000009729 RiverSource Emerging Markets Bond Fund Class A REBAX C000009730 RiverSource Emerging Markets Bond Fund Class B C000009731 RiverSource Emerging Markets Bond Fund Class C REBCX C000009732 RiverSource Emerging Markets Bond Fund Class I RSMIX C000043005 RiverSource Emerging Markets Bond Fund Class R4 C000043006 RiverSource Emerging Markets Bond Fund Class W REMWX 0000842918 S000003516 RiverSource Global Bond Fund C000009739 RiverSource Global Bond Fund Class A IGBFX C000009740 RiverSource Global Bond Fund Class B IGLOX C000009741 RiverSource Global Bond Fund Class C AGBCX C000009742 RiverSource Global Bond Fund Class I AGBIX C000043007 RiverSource Global Bond Fund Class R4 RGBRX C000043008 RiverSource Global Bond Fund Class W RGBWX 0000842918 S000003517 Threadneedle Global Equity Fund C000009743 Threadneedle Global Equity Fund Class C RGCEX C000009744 Threadneedle Global Equity Fund Class A IGLGX C000009745 Threadneedle Global Equity Fund Class B IDGBX C000043009 Threadneedle Global Equity Fund Class R4 IDGYX C000043010 Threadneedle Global Equity Fund Class R5 RGERX C000043011 Threadneedle Global Equity Fund Class W C000043012 Threadneedle Global Equity Fund Class R2 C000043013 Threadneedle Global Equity Fund Class R3 C000068288 Threadneedle Global Equity Fund Class I 0000842918 S000003518 RiverSource Global Technology Fund C000009747 RiverSource Global Technology Fund Class I C000009749 RiverSource Global Technology Fund Class A AXIAX C000009750 RiverSource Global Technology Fund Class B INVBX C000009751 RiverSource Global Technology Fund Class C AXICX C000043014 RiverSource Global Technology Fund Class R4 RSGTX 0000842918 S000007870 RiverSource Absolute Return Currency and Income Fund C000021407 RiverSource Absolute Return Currency and Income Fund Class A RARAX C000021408 RiverSource Absolute Return Currency and Income Fund Class B C000021409 RiverSource Absolute Return Currency and Income Fund Class C RARCX C000021410 RiverSource Absolute Return Currency and Income Fund Class I RVAIX C000043015 RiverSource Absolute Return Currency and Income Fund Class R4 C000043016 RiverSource Absolute Return Currency and Income Fund Class W RACWX C000055911 RiverSource Absolute Return Currency and Income Fund Class R5 NSAR-A 1 answer.fil SEMI-ANNUAL REPORT PAGE 1 000 A000000 04/30/2008 000 C000000 0000842918 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 RIVERSOURCE GLOBAL SERIES, INC. 001 B000000 811-5696 001 C000000 6126715682 002 A000000 50606 AMERIPRISE FINANCIAL CENTER 002 B000000 MINNEAPOLIS 002 C000000 MN 002 D010000 55474 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 6 007 C010100 1 007 C020100 RIVERSOURCE GLOBAL BOND FUND 007 C030100 N 007 C010200 2 007 C020200 THREADNEEDLE GLOBAL EQUITY FUND 007 C030200 N 007 C010300 3 007 C020300 THREADNEEDLE EMERGING MARKETS FUND 007 C030300 N 007 C010400 4 007 C010500 5 007 C020500 RIVERSOURCE GLOBAL TECHNOLOGY FUND 007 C030500 N 007 C010600 6 007 C020600 RIVERSOURCE EMERGING MARKETS BOND FUND 007 C030600 N 007 C010700 7 007 C020700 RIVERSOURCE ABSOLUTE RETURN CURRENCY & INC FD 007 C030700 N 007 C010800 8 007 C010900 9 007 C011000 10 010 A00AA01 AMERIPRISE FINANCIAL, INC. 010 C01AA01 MINNEAPOLIS 010 C02AA01 MN 010 C03AA01 55474 011 A00AA01 RIVERSOURCE DISTRIBUTORS, INC. 011 B00AA01 8-67196 011 C01AA01 MINNEAPOLIS PAGE 2 011 C02AA01 MN 011 C03AA01 55474 012 A00AA01 RIVERSOURCE SERVICE CORPORATION 012 B00AA01 84-5685 012 C01AA01 MINNEAPOLIS 012 C02AA01 MN 012 C03AA01 55474 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 MINNEAPOLIS 013 B02AA01 MN 013 B03AA01 55402 015 A00AA01 AMERIPRISE TRUST COMPANY 015 B00AA01 C 015 C01AA01 MINNEAPOLIS 015 C02AA01 MN 015 C03AA01 55474 015 E01AA01 X 015 A00AA02 BANK OF NEW YORK 015 B00AA02 S 015 C01AA02 NEW YORK 015 C02AA02 NY 015 C03AA02 10286 015 C04AA02 0001 015 E04AA02 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 96 019 C00AA00 RIVERSORCE 020 A000001 UBS SECURITIES LLC 020 B000001 13-3873456 020 C000001 490 020 A000002 CREDIT SUISSE SECURITIES (USA) L.L.C. 020 B000002 13-5659485 020 C000002 298 020 A000003 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 020 B000003 13-5674085 020 C000003 296 020 A000004 J.P. 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801-25943 008 D010301 MINNEAPOLIS 008 D020301 MN 008 D030301 55474 008 A000302 THREADNEEDLE INTERNATIONAL LTD. 008 B000302 S 008 C000302 801-63196 008 D010302 LONDON 008 D050302 UNITED KINGDOM 008 D060302 EC3A8JQ 024 000300 N 028 A010300 12314 028 A020300 1 028 A030300 0 028 A040300 13665 028 B010300 10375 028 B020300 155477 028 B030300 0 028 B040300 13872 028 C010300 12074 028 C020300 11 028 C030300 0 028 C040300 22672 028 D010300 8813 028 D020300 -5 028 D030300 0 028 D040300 12615 028 E010300 9495 028 E020300 -2 028 E030300 0 028 E040300 12391 028 F010300 37090 028 F020300 3 028 F030300 0 028 F040300 13709 028 G010300 90161 028 G020300 155485 PAGE 17 028 G030300 0 028 G040300 88924 028 H000300 6438 029 000300 Y 030 A000300 480 030 B000300 5.75 030 C000300 0.00 031 A000300 0 031 B000300 1542 032 000300 7 033 000300 2015 034 000300 Y 035 000300 20 036 A000300 N 036 B000300 0 037 000300 N 038 000300 0 039 000300 N 040 000300 Y 041 000300 Y 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 100 043 000300 1144 044 000300 0 045 000300 Y 046 000300 N 047 000300 N 048 000300 0.000 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 PAGE 18 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 049 000300 N 050 000300 N 051 000300 Y 052 000300 N 053 A000300 Y 053 B000300 Y 053 C000300 N 055 A000300 N 055 B000300 N 056 000300 Y 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 2000 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 0 063 B000300 0.0 066 A000300 Y 066 B000300 N 066 C000300 Y 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 Y PAGE 19 069 000300 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 N 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 N 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 N 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 Y 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 490171 071 B000300 484257 071 C000300 703813 071 D000300 69 072 A000300 6 072 B000300 308 072 C000300 9905 072 D000300 0 072 E000300 0 072 F000300 4044 072 G000300 276 072 H000300 0 072 I000300 553 072 J000300 329 PAGE 20 072 K000300 55 072 L000300 0 072 M000300 7 072 N000300 49 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 46 072 S000300 3 072 T000300 1144 072 U000300 0 072 V000300 0 072 W000300 156 072 X000300 6662 072 Y000300 13 072 Z000300 3564 072AA000300 64817 072BB000300 0 072CC010300 0 072CC020300 166871 072DD010300 7733 072DD020300 1496 072EE000300 148023 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 8105 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 19329 074 F000300 689346 074 G000300 0 074 H000300 0 074 I000300 4610 074 J000300 1616 074 K000300 0 074 L000300 1446 074 M000300 0 074 N000300 724452 074 O000300 1503 074 P000300 31 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 1362 074 S000300 0 074 T000300 721556 074 U010300 53815 PAGE 21 074 U020300 16652 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 55023 074 Y000300 0 075 A000300 0 075 B000300 717197 076 000300 0.00 008 A000501 RIVERSOURCE INVESTMENTS, LLC 008 B000501 A 008 C000501 801-25943 008 D010501 MINNEAPOLIS 008 D020501 MN 008 D030501 55474 024 000500 N 028 A010500 3060 028 A020500 0 028 A030500 0 028 A040500 3068 028 B010500 1480 028 B020500 0 028 B030500 0 028 B040500 2794 028 C010500 1595 028 C020500 0 028 C030500 0 028 C040500 5065 028 D010500 1032 028 D020500 0 028 D030500 0 028 D040500 2898 028 E010500 2066 028 E020500 0 028 E030500 0 028 E040500 3224 028 F010500 1498 028 F020500 0 028 F030500 0 028 F040500 3245 028 G010500 10731 028 G020500 0 028 G030500 0 028 G040500 20294 028 H000500 1262 029 000500 Y 030 A000500 104 030 B000500 5.75 030 C000500 0.00 031 A000500 29 031 B000500 0 PAGE 22 032 000500 17 033 000500 58 034 000500 Y 035 000500 10 036 A000500 N 036 B000500 0 037 000500 N 038 000500 0 039 000500 N 040 000500 Y 041 000500 Y 042 A000500 0 042 B000500 0 042 C000500 0 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 100 043 000500 333 044 000500 0 045 000500 Y 046 000500 N 047 000500 N 048 000500 0.000 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 049 000500 N 050 000500 N 051 000500 Y 052 000500 N PAGE 23 053 A000500 Y 053 B000500 Y 053 C000500 N 055 A000500 N 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 2000 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 0.0 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 N 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 N PAGE 24 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 N 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 42886 071 B000500 50575 071 C000500 146688 071 D000500 29 072 A000500 6 072 B000500 221 072 C000500 578 072 D000500 0 072 E000500 0 072 F000500 471 072 G000500 46 072 H000500 0 072 I000500 280 072 J000500 10 072 K000500 31 072 L000500 0 072 M000500 2 072 N000500 44 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 14 072 S000500 1 072 T000500 333 PAGE 25 072 U000500 0 072 V000500 0 072 W000500 4 072 X000500 1236 072 Y000500 3 072 Z000500 -434 072AA000500 0 072BB000500 3318 072CC010500 0 072CC020500 26858 072DD010500 0 072DD020500 0 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 31 074 B000500 0 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 134973 074 G000500 0 074 H000500 0 074 I000500 6551 074 J000500 3794 074 K000500 0 074 L000500 136 074 M000500 0 074 N000500 145485 074 O000500 0 074 P000500 6 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 198 074 S000500 0 074 T000500 145281 074 U010500 42968 074 U020500 16465 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 25885 074 Y000500 0 075 A000500 0 075 B000500 155704 076 000500 0.00 008 A000601 RIVERSOURCE INVESTMENTS, LLC PAGE 26 008 B000601 A 008 C000601 801-25943 008 D010601 MINNEAPOLIS 008 D020601 MN 008 D030601 55474 024 000600 Y 025 A000601 MERRLILL LYNCH & CO. 025 B000601 13-5674085 025 C000601 D 025 D000601 2930 025 A000602 MORGAN STANLEY 025 B000602 13-2655998 025 C000602 D 025 D000602 3322 025 D000603 0 025 D000604 0 025 D000605 0 025 D000606 0 025 D000607 0 025 D000608 0 028 A010600 7490 028 A020600 1006 028 A030600 0 028 A040600 6239 028 B010600 6561 028 B020600 3080 028 B030600 0 028 B040600 6668 028 C010600 2740 028 C020600 833 028 C030600 0 028 C040600 23961 028 D010600 2223 028 D020600 856 028 D030600 0 028 D040600 20140 028 E010600 1624 028 E020600 928 028 E030600 0 028 E040600 10788 028 F010600 2343 028 F020600 818 028 F030600 0 028 F040600 21529 028 G010600 22981 028 G020600 7521 028 G030600 0 028 G040600 89325 028 H000600 559 029 000600 Y 030 A000600 24 PAGE 27 030 B000600 4.75 030 C000600 0.00 031 A000600 8 031 B000600 0 032 000600 0 033 000600 16 034 000600 Y 035 000600 1 036 A000600 N 036 B000600 0 037 000600 N 038 000600 0 039 000600 N 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 100 043 000600 47 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.000 048 A010600 250000 048 A020600 0.720 048 B010600 250000 048 B020600 0.695 048 C010600 250000 048 C020600 0.670 048 D010600 250000 048 D020600 0.645 048 E010600 6500000 048 E020600 0.620 048 F010600 2500000 048 F020600 0.605 048 G010600 5000000 048 G020600 0.590 048 H010600 5000000 048 H020600 0.580 048 I010600 4000000 048 I020600 0.560 048 J010600 26000000 048 J020600 0.540 048 K010600 50000000 048 K020600 0.520 PAGE 28 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 Y 053 B000600 Y 053 C000600 N 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 N 060 B000600 N 061 000600 2000 062 A000600 Y 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.7 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 95.6 062 R000600 0.0 063 A000600 0 063 B000600 13.5 064 A000600 N 064 B000600 N 066 A000600 N 067 000600 N 068 A000600 N 068 B000600 Y 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 N 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 N 070 D020600 N PAGE 29 070 E010600 Y 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 Y 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 Y 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000600 11405 071 B000600 66720 071 C000600 156542 071 D000600 7 072 A000600 6 072 B000600 6636 072 C000600 0 072 D000600 0 072 E000600 0 072 F000600 596 072 G000600 66 072 H000600 0 072 I000600 36 072 J000600 19 072 K000600 8 072 L000600 0 072 M000600 2 072 N000600 48 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 14 072 S000600 1 PAGE 30 072 T000600 47 072 U000600 0 072 V000600 0 072 W000600 3 072 X000600 840 072 Y000600 3 072 Z000600 5799 072AA000600 745 072BB000600 0 072CC010600 0 072CC020600 7037 072DD010600 210 072DD020600 5644 072EE000600 1687 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 178 074 B000600 0 074 C000600 0 074 D000600 118666 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 830 074 J000600 2257 074 K000600 0 074 L000600 2717 074 M000600 0 074 N000600 124648 074 O000600 0 074 P000600 3 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 464 074 S000600 0 074 T000600 124181 074 U010600 743 074 U020600 11563 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 1185 074 Y000600 0 075 A000600 0 075 B000600 165478 076 000600 0.00 PAGE 31 008 A000701 RIVERSOURCE INVESTMENTS, LLC 008 B000701 A 008 C000701 801-25943 008 D010701 MINNEAPOLIS 008 D020701 MN 008 D030701 55474 024 000700 Y 025 A000701 BEAR STEARNS COMPANIES 025 B000701 13-3299429 025 C000701 D 025 D000701 724 025 A000702 CITIGROUP 025 B000702 11-2418191 025 C000702 D 025 D000702 636 025 A000703 CREDIT SUISSE FIRST BOSTON USA 025 B000703 13-5659485 025 C000703 D 025 D000703 638 025 A000704 GS MORTGAGE SECURITIES II 025 B000704 13-5108880 025 C000704 D 025 D000704 2755 025 A000705 JP MORGAN CHASE COMMERCIAL MTGE SECURITIES 025 B000705 13-3224016 025 C000705 D 025 D000705 1795 025 A000706 LEHMAN BROTHERS HOLDINGS 025 B000706 13-2518466 025 C000706 D 025 D000706 638 025 A000707 MERRILL LYNCH & CO. 025 B000707 13-5674085 025 C000707 D 025 D000707 633 025 A000708 MORGAN STANLEY 025 B000708 13-2655998 025 C000708 D 025 D000708 634 025 A000709 MORGAN STANLEY, DEAN WITTER CAPITAL I 025 B000709 13-2655998 025 C000709 D 025 D000709 1368 025 D000710 0 025 D000711 0 025 D000712 0 025 D000713 0 025 D000714 0 025 D000715 0 025 D000716 0 028 A010700 28791 PAGE 32 028 A020700 491 028 A030700 0 028 A040700 475 028 B010700 90051 028 B020700 6309 028 B030700 0 028 B040700 1852 028 C010700 72232 028 C020700 818 028 C030700 0 028 C040700 6299 028 D010700 220111 028 D020700 577 028 D030700 0 028 D040700 3176 028 E010700 49594 028 E020700 810 028 E030700 0 028 E040700 11749 028 F010700 34089 028 F020700 612 028 F030700 0 028 F040700 99604 028 G010700 494868 028 G020700 9617 028 G030700 0 028 G040700 123155 028 H000700 8739 029 000700 Y 030 A000700 206 030 B000700 3.00 030 C000700 0.00 031 A000700 56 031 B000700 0 032 000700 12 033 000700 138 034 000700 Y 035 000700 1 036 A000700 N 036 B000700 0 037 000700 N 038 000700 0 039 000700 N 040 000700 Y 041 000700 Y 042 A000700 0 042 B000700 0 042 C000700 0 042 D000700 0 042 E000700 0 042 F000700 0 PAGE 33 042 G000700 0 042 H000700 100 043 000700 188 044 000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.000 048 A010700 1000000 048 A020700 0.890 048 B010700 1000000 048 B020700 0.865 048 C010700 1000000 048 C020700 0.840 048 D010700 3000000 048 D020700 0.815 048 E010700 1500000 048 E020700 0.790 048 F010700 1500000 048 F020700 0.775 048 G010700 1000000 048 G020700 0.770 048 H010700 5000000 048 H020700 0.760 048 I010700 5000000 048 I020700 0.750 048 J010700 4000000 048 J020700 0.740 048 K010700 50000000 048 K020700 0.700 049 000700 N 050 000700 N 051 000700 N 052 000700 N 053 A000700 Y 053 B000700 Y 053 C000700 N 055 A000700 N 055 B000700 N 056 000700 Y 057 000700 N 058 A000700 N 059 000700 Y 060 A000700 N 060 B000700 N 061 000700 10000 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 PAGE 34 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000700 0 063 B000700 0.0 066 A000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 N 070 B010700 N 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 N 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 N 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 N 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 Y 070 K010700 Y 070 K020700 Y 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 N 070 P010700 Y PAGE 35 070 P020700 N 070 Q010700 Y 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 54980 071 B000700 13743 071 C000700 70600 071 D000700 19 072 A000700 6 072 B000700 6047 072 C000700 0 072 D000700 0 072 E000700 0 072 F000700 1466 072 G000700 132 072 H000700 0 072 I000700 97 072 J000700 8 072 K000700 17 072 L000700 0 072 M000700 4 072 N000700 118 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 17 072 S000700 1 072 T000700 188 072 U000700 0 072 V000700 0 072 W000700 10 072 X000700 2058 072 Y000700 1 072 Z000700 3990 072AA000700 0 072BB000700 15112 072CC010700 0 072CC020700 3674 072DD010700 887 072DD020700 3188 072EE000700 5755 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 13 074 B000700 0 074 C000700 154758 074 D000700 87496 074 E000700 0 PAGE 36 074 F000700 0 074 G000700 0 074 H000700 0 074 I000700 242251 074 J000700 1065 074 K000700 0 074 L000700 5210 074 M000700 1864 074 N000700 492657 074 O000700 1381 074 P000700 16 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 3450 074 S000700 0 074 T000700 487810 074 U010700 12689 074 U020700 37414 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 6470 074 Y000700 0 075 A000700 0 075 B000700 344022 076 000700 0.00 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: June 23, 2008 Name of Registrant, Depositor, or Trustee: RiverSource Global Series, Inc. /s/ Jeffrey P. Fox-- Treasurer and Principal Financial Officer - ---------------------------------------------------------------------------- By (Name and Title): /s/ Wade M. Voigt -- Assistant Treasurer - ---------------------------------------------------------------------------- Witness (Name and Title): RIVERSOURCE GLOBAL SERIES, INC. EX-99.77E LEGAL 2 ex77e.txt LEGAL PROCEEDINGS RiverSource Global Series, Inc.-- N-SAR exhibits for period ended April 30, 2008 EXHIBIT 77E FOR RIVERSOURCE GLOBAL SERIES, INC. EXHIBIT 77E LEGAL PROCEEDINGS. Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the fund is not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the fund or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the fund. Information regarding certain pending and settled legal proceedings may be found in the Fund's shareholder reports and in the SAI. Additionally, Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. EX-99.77H CHNG CNTRL 3 ex77h.txt CHANGE IN CONTROL RiverSource Global Series, Inc.-- N-SAR exhibits for period ended April 30, 2008 EXHIBIT 77H FOR RIVERSOURCE GLOBAL SERIES, INC. EXHIBIT 77H For RiverSource Absolute Return Currency and Income Fund: During the six-month period ended April 30, 2008, the Fund served as an underlying investment of affiliated funds-of-funds. The Disciplined Asset Allocation Portfolios, RiverSource Portfolio Builder funds, RiverSource Income Builder funds, RiverSource Retirement Plus funds and RiverSource Investments, LLC, through its initial capital investment, were owners of record of more than 25% of the outstanding shares of the Fund. For RiverSource Global Bond Fund: During the six-month period ended April 30, 2008, the Fund served as an underlying investment of affiliated funds-of-funds. The Disciplined Asset Allocation Portfolios, RiverSource Portfolio Builder funds, RiverSource Income Builder funds, RiverSource Retirement Plus funds and RiverSource Investments, LLC, through its initial capital investment, were owners of record of more than 25% of the outstanding shares of the Fund. For RiverSource Emerging Markets Bond Fund: During the six-month period ended April 30, 2008, the Fund served as an underlying investment of affiliated funds-of-funds. The Disciplined Asset Allocation Portfolios, RiverSource Income Builder funds, RiverSource Retirement Plus funds and RiverSource Investments, LLC, through its initial capital investment, were owners of record of more than 25% of the outstanding shares of the Fund. -----END PRIVACY-ENHANCED MESSAGE-----