0000950123-11-071019.txt : 20110801
0000950123-11-071019.hdr.sgml : 20110801
20110801152758
ACCESSION NUMBER: 0000950123-11-071019
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20110603
FILED AS OF DATE: 20110801
DATE AS OF CHANGE: 20110801
EFFECTIVENESS DATE: 20110801
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RIVERSOURCE GLOBAL SERIES INC
CENTRAL INDEX KEY: 0000842918
IRS NUMBER: 411850486
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05696
FILM NUMBER: 111000420
BUSINESS ADDRESS:
STREET 1: 50606 AMERIPRSE FINANCIAL CENTER
STREET 2: H27/5228
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-4321
MAIL ADDRESS:
STREET 1: 50606 AMERIPRSE FINANCIAL CENTER
STREET 2: H27/5228
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: RIVERSOURCE GLOBAL SERIES, INC.
DATE OF NAME CHANGE: 20060504
FORMER COMPANY:
FORMER CONFORMED NAME: AXP GLOBAL SERIES INC
DATE OF NAME CHANGE: 19991228
FORMER COMPANY:
FORMER CONFORMED NAME: IDS GLOBAL SERIES INC
DATE OF NAME CHANGE: 19920703
0000842918
S000022614
Threadneedle Global Equity Income Fund
C000065411
Threadneedle Global Equity Income Fund Class A
RTNAX
C000065412
Threadneedle Global Equity Income Fund Class B
C000065413
Threadneedle Global Equity Income Fund Class C
RTNEX
C000065414
Threadneedle Global Equity Income Fund Class I
C000065415
Columbia Global Equity Income Fund Class R
RGEOX
C000065417
Threadneedle Global Equity Income Fund Class R4
RGEYX
NSAR-A
1
answer.fil
SEMI-ANNUAL REPORT
PAGE 1
000 A000000 06/03/2011
000 C000000 0000842918
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 RIVERSOURCE GLOBAL SERIES, INC.
001 B000000 811-5696
001 C000000 6126715682
002 A000000 50606 AMERIPRISE FINANCIAL CENTER
002 B000000 MINNEAPOLIS
002 C000000 MN
002 D010000 55474
003 000000 N
004 000000 Y
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 1
007 C010100 1
007 C010200 2
007 C010300 3
007 C010400 4
007 C010500 5
007 C010600 6
007 C010700 7
007 C010800 8
007 C010900 9
007 C020900 THREADNEEDLE GLOBAL EQUITY INCOME FUND
007 C030900 Y
007 C011000 10
010 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
010 B00AA01 801-25943
010 C01AA01 BOSTON
010 C02AA01 MA
010 C03AA01 02110
011 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC.
011 B00AA01 8-25845
011 C01AA01 BOSTON
011 C02AA01 MA
011 C03AA01 02110
012 A00AA01 COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP.
012 B00AA01 84-5685
012 C01AA01 BOSTON
012 C02AA01 MA
012 C03AA01 02110
013 A00AA01 ERNST & YOUNG LLP
013 B01AA01 MINNEAPOLIS
PAGE 2
013 B02AA01 MN
013 B03AA01 55402
014 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC.
014 B00AA01 8-25845
014 A00AA02 AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
014 B00AA02 8-42582
014 A00AA03 SECURITIES AMERICA, INC.
014 B00AA03 8-26602
014 A00AA04 AMERIPRISE FINANCIAL SERVICES, INC.
014 B00AA04 8-16791
014 A00AA05 RIVERSOURCE DISTRIBUTORS, INC.
014 B00AA05 8-67196
015 A00AA01 JPMORGAN CHASE BANK, N.A.
015 B00AA01 C
015 C01AA01 NEW YORK
015 C02AA01 NY
015 C03AA01 10005
015 E01AA01 X
015 A00AA02 JPMORGAN CHASE BANK, N.A.
015 B00AA02 S
015 C01AA02 NEW YORK
015 C02AA02 NY
015 C03AA02 10005
015 E04AA02 X
018 00AA00 Y
019 A00AA00 Y
019 B00AA00 227
019 C00AA00 COLUMBIAFD
020 A000001 UBS SECURITIES LLC
020 B000001 13-3873456
020 C000001 3
020 A000002 GOLDMAN, SACHS & CO.
020 B000002 13-5108880
020 C000002 1
020 A000003 CALYON SECURITIES (USA) INC.
020 B000003 13-2602298
020 C000003 1
020 A000004 NOMURA SECURITIES INTERNATIONAL, INC.
020 B000004 13-2642206
020 C000004 1
020 A000005 CITIGROUP GLOBAL MARKETS INC.
020 B000005 11-2418191
020 C000005 1
020 A000006 CARNEGIE, INC.
020 B000006 13-3392829
020 C000006 1
020 A000007 MONUMENT SECURITIES
020 B000007 N/A
020 C000007 1
020 C000008 0
020 C000009 0
PAGE 3
020 C000010 0
021 000000 12
022 A000001 ROYAL BANK OF SCOTLAND
022 B000001 N/A
022 C000001 0
022 D000001 449
022 A000002 JEFFERIES & COMPANY, INC.
022 B000002 95-2622900
022 C000002 0
022 D000002 210
022 C000003 0
022 D000003 0
022 C000004 0
022 D000004 0
022 C000005 0
022 D000005 0
022 C000006 0
022 D000006 0
022 C000007 0
022 D000007 0
022 C000008 0
022 D000008 0
022 C000009 0
022 D000009 0
022 C000010 0
022 D000010 0
023 C000000 0
023 D000000 659
026 A000000 N
026 B000000 Y
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 N
026 H000000 N
027 000000 Y
054 A00AA00 Y
054 B00AA00 Y
054 C00AA00 Y
054 D00AA00 N
054 E00AA00 N
054 F00AA00 N
054 G00AA00 Y
054 H00AA00 Y
054 I00AA00 N
054 J00AA00 Y
054 K00AA00 N
054 L00AA00 Y
054 M00AA00 Y
PAGE 4
054 N00AA00 N
054 O00AA00 Y
077 A000000 Y
077 B000000 N
077 C000000 N
077 D000000 N
077 E000000 Y
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 N
077 Q020000 N
077 Q030000 N
078 000000 N
080 C00AA00 0
081 B00AA00 0
082 B00AA00 0
083 B00AA00 0
084 B00AA00 0
086 A010000 0
086 A020000 0
086 B010000 0
086 B020000 0
086 C010000 0
086 C020000 0
086 D010000 0
086 D020000 0
086 E010000 0
086 E020000 0
086 F010000 0
086 F020000 0
008 A000901 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
008 B000901 A
008 C000901 801-25943
008 D010901 BOSTON
008 D020901 MA
008 D030901 02110
008 A000902 THREADNEEDLE INTERNATIONAL LIMITED
008 B000902 S
008 C000902 801-63196
008 D010902 LONDON
008 D050902 UNITED KINGDOM
008 D060902 EC3A8JQ
PAGE 5
024 000900 N
028 A010900 1156
028 A020900 0
028 A030900 0
028 A040900 379
028 B010900 215
028 B020900 2296
028 B030900 0
028 B040900 52
028 C010900 0
028 C020900 0
028 C030900 0
028 C040900 0
028 D010900 0
028 D020900 0
028 D030900 0
028 D040900 0
028 E010900 0
028 E020900 0
028 E030900 0
028 E040900 0
028 F010900 0
028 F020900 0
028 F030900 0
028 F040900 0
028 G010900 1371
028 G020900 2296
028 G030900 0
028 G040900 431
028 H000900 101
029 000900 Y
030 A000900 35
030 B000900 5.75
030 C000900 0.00
031 A000900 8
031 B000900 0
032 000900 1
033 000900 26
034 000900 Y
035 000900 0
036 A000900 N
036 B000900 0
037 000900 N
038 000900 0
039 000900 N
040 000900 Y
041 000900 Y
042 A000900 0
042 B000900 0
042 C000900 0
042 D000900 0
PAGE 6
042 E000900 0
042 F000900 0
042 G000900 0
042 H000900 100
043 000900 72
044 000900 0
045 000900 Y
046 000900 N
047 000900 N
048 000900 0.000
048 A010900 0
048 A020900 0.000
048 B010900 0
048 B020900 0.000
048 C010900 0
048 C020900 0.000
048 D010900 0
048 D020900 0.000
048 E010900 0
048 E020900 0.000
048 F010900 0
048 F020900 0.000
048 G010900 0
048 G020900 0.000
048 H010900 0
048 H020900 0.000
048 I010900 0
048 I020900 0.000
048 J010900 0
048 J020900 0.000
048 K010900 0
048 K020900 0.000
049 000900 N
050 000900 N
051 000900 Y
052 000900 N
053 A000900 Y
053 B000900 Y
053 C000900 N
055 A000900 N
055 B000900 N
056 000900 Y
057 000900 N
058 A000900 N
059 000900 Y
060 A000900 Y
060 B000900 Y
061 000900 2000
062 A000900 N
062 B000900 0.0
062 C000900 0.0
PAGE 7
062 D000900 0.0
062 E000900 0.0
062 F000900 0.0
062 G000900 0.0
062 H000900 0.0
062 I000900 0.0
062 J000900 0.0
062 K000900 0.0
062 L000900 0.0
062 M000900 0.0
062 N000900 0.0
062 O000900 0.0
062 P000900 0.0
062 Q000900 0.0
062 R000900 0.0
063 A000900 0
063 B000900 0.0
066 A000900 Y
066 B000900 N
066 C000900 N
066 D000900 N
066 E000900 N
066 F000900 Y
066 G000900 N
067 000900 N
068 A000900 N
068 B000900 Y
069 000900 N
070 A010900 Y
070 A020900 Y
070 B010900 Y
070 B020900 N
070 C010900 N
070 C020900 N
070 D010900 Y
070 D020900 N
070 E010900 N
070 E020900 N
070 F010900 Y
070 F020900 N
070 G010900 N
070 G020900 N
070 H010900 Y
070 H020900 N
070 I010900 N
070 I020900 N
070 J010900 Y
070 J020900 N
070 K010900 Y
070 K020900 Y
070 L010900 Y
PAGE 8
070 L020900 Y
070 M010900 Y
070 M020900 Y
070 N010900 Y
070 N020900 Y
070 O010900 Y
070 O020900 N
070 P010900 Y
070 P020900 N
070 Q010900 Y
070 Q020900 N
070 R010900 Y
070 R020900 N
071 A000900 12277
071 B000900 5097
071 C000900 42969
071 D000900 12
072 A000900 8
072 B000900 118
072 C000900 1306
072 D000900 0
072 E000900 0
072 F000900 236
072 G000900 21
072 H000900 0
072 I000900 40
072 J000900 13
072 K000900 2
072 L000900 0
072 M000900 0
072 N000900 21
072 O000900 0
072 P000900 0
072 Q000900 0
072 R000900 3
072 S000900 0
072 T000900 72
072 U000900 0
072 V000900 0
072 W000900 40
072 X000900 448
072 Y000900 29
072 Z000900 1005
072AA000900 1876
072BB000900 0
072CC010900 2130
072CC020900 0
072DD010900 1536
072DD020900 360
072EE000900 1750
073 A010900 0.0000
PAGE 9
073 A020900 0.0000
073 B000900 0.0000
073 C000900 0.0000
074 A000900 0
074 B000900 0
074 C000900 0
074 D000900 0
074 E000900 0
074 F000900 0
074 G000900 0
074 H000900 0
074 I000900 0
074 J000900 0
074 K000900 0
074 L000900 0
074 M000900 0
074 N000900 0
074 O000900 0
074 P000900 0
074 Q000900 0
074 R010900 0
074 R020900 0
074 R030900 0
074 R040900 0
074 S000900 0
074 T000900 0
074 U010900 0
074 U020900 0
074 V010900 0.00
074 V020900 0.00
074 W000900 0.0000
074 X000900 0
074 Y000900 0
075 A000900 0
075 B000900 44273
076 000900 0.00
SIGNATURE
TITLE
This report is signed on behalf of the registrant (or depositor or trustee).
City of: Minneapolis State of: Minnesota Date: July 22, 2011
Name of Registrant, Depositor, or Trustee: RiverSource Global Series, Inc.
/s/ Michael G. Clarke
-----------------------
Michael G. Clarke
Treasurer
/s/ Wade M. Voigt
-----------------------
Wade M. Voigt
Assistant Treasurer
Witness
RIVERSOURCE GLOBAL SERIES, INC.
EX-99.77E LEGAL
2
c65656ex77e.txt
EXHIBIT 77E
EXHIBIT 77E
RIVERSOURCE GLOBAL SERIES, INC.
-------------------------------
LEGAL PROCEEDINGS. Ameriprise Financial and certain of its affiliates have
historically been involved in a number of legal, arbitration and regulatory
proceedings, including routine litigation, class actions, and governmental
actions, concerning matters arising in connection with the conduct of their
business activities. Ameriprise Financial believes that the Fund is not
currently the subject of, and that neither Ameriprise Financial nor any of its
affiliates are the subject of, any pending legal, arbitration or regulatory
proceedings that are likely to have a material adverse effect on the Fund or the
ability of Ameriprise Financial or its affiliates to perform under their
contracts with the Fund. Information regarding certain pending and settled legal
proceedings may be found in the Fund's shareholder reports and in the SAI.
Additionally, Ameriprise Financial is required to make 10-Q, 10-K and, as
necessary, 8-K filings with the Securities and Exchange Commission on legal and
regulatory matters that relate to Ameriprise Financial and its affiliates.
Copies of these filings may be obtained by accessing the SEC website at
www.sec.gov.