0000950123-11-062462.txt : 20110628 0000950123-11-062462.hdr.sgml : 20110628 20110628171950 ACCESSION NUMBER: 0000950123-11-062462 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20110430 FILED AS OF DATE: 20110628 DATE AS OF CHANGE: 20110628 EFFECTIVENESS DATE: 20110628 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE GLOBAL SERIES INC CENTRAL INDEX KEY: 0000842918 IRS NUMBER: 411850486 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05696 FILM NUMBER: 11936563 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE GLOBAL SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP GLOBAL SERIES INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: IDS GLOBAL SERIES INC DATE OF NAME CHANGE: 19920703

0000842918 S000003513 Columbia Emerging Markets Opportunity Fund

C000009724 Columbia Emerging Markets Opportunity Fund Class C RMCEX

C000009725 Columbia Emerging Markets Opportunity Fund Class I RSRIX

C000009727 Columbia Emerging Markets Opportunity Fund Class A IDEAX

C000009728 Columbia Emerging Markets Opportunity Fund Class B IEMBX

C000043004 Columbia Emerging Markets Opportunity Fund Class R4

C000068287 Columbia Emerging Markets Opportunity Fund Class R5 REMFX

C000076523 Columbia Emerging Markets Opportunity Fund Class R REMRX

C000094150 Columbia Emerging Markets Opportunity Fund Class Z CEOZX

C000094151 Columbia Emerging Markets Opportunity Fund Class W CMOWX

0000842918 S000003514 Columbia Emerging Markets Bond Fund

C000009729 Columbia Emerging Markets Bond Fund Class A REBAX

C000009730 Columbia Emerging Markets Bond Fund Class B

C000009731 Columbia Emerging Markets Bond Fund Class C REBCX

C000009732 Columbia Emerging Markets Bond Fund Class I RSMIX

C000043005 Columbia Emerging Markets Bond Fund Class R4

C000043006 Columbia Emerging Markets Bond Fund Class W REMWX

C000094152 Columbia Emerging Markets Bond Fund Class Z CMBZX

0000842918 S000003516 Columbia Global Bond Fund

C000009739 Columbia Global Bond Fund Class A IGBFX

C000009740 Columbia Global Bond Fund Class B IGLOX

C000009741 Columbia Global Bond Fund Class C AGBCX

C000009742 Columbia Global Bond Fund Class I AGBIX

C000043007 Columbia Global Bond Fund Class R4 RGBRX

C000043008 Columbia Global Bond Fund Class W RGBWX

C000089163 Columbia Global Bond Fund Class R RBGRX

C000094153 Columbia Global Bond Fund Class Z CGBZX

0000842918 S000003517 Columbia Global Equity Fund

C000009743 Columbia Global Equity Fund Class C RGCEX

C000009744 Columbia Global Equity Fund Class A IGLGX

C000009745 Columbia Global Equity Fund Class B IDGBX

C000043009 Columbia Global Equity Fund Class R4 IDGYX

C000043010 Columbia Global Equity Fund Class R5 RGERX

C000043011 Columbia Global Equity Fund Class W

C000043012 Columbia Global Equity Fund Class R

C000068288 Columbia Global Equity Fund Class I

C000094154 Columbia Global Equity Fund Class Z CGEZX

0000842918 S000007870 Columbia Absolute Return Currency and Income Fund

C000021407 Columbia Absolute Return Currency and Income Fund Class A RARAX

C000021408 Columbia Absolute Return Currency and Income Fund Class B

C000021409 Columbia Absolute Return Currency and Income Fund Class C RARCX

C000021410 Columbia Absolute Return Currency and Income Fund Class I RVAIX

C000043016 Columbia Absolute Return Currency and Income Fund Class W RACWX

C000094155 Columbia Absolute Return Currency and Income Fund Class Z CACZX

0000842918 S000022614 Threadneedle Global Equity Income Fund

C000065411 Threadneedle Global Equity Income Fund Class A RTNAX

C000065412 Threadneedle Global Equity Income Fund Class B

C000065413 Threadneedle Global Equity Income Fund Class C RTNEX

C000065414 Threadneedle Global Equity Income Fund Class I

C000065415 Columbia Global Equity Income Fund Class R RGEOX

C000065417 Threadneedle Global Equity Income Fund Class R4 RGEYX

0000842918 S000022615 Columbia Global Extended Alpha Fund

C000065419 Columbia Global Extended Alpha Fund Class B

C000065420 Columbia Global Extended Alpha Fund Class C RTACX

C000065421 Columbia Global Extended Alpha Fund Class I

C000065422 Columbia Global Extended Alpha Fund Class R REAOX

C000065424 Columbia Global Extended Alpha Fund Class R4 REYRX

C000065426 Columbia Global Extended Alpha Fund Class A RTAAX

C000094156 Columbia Global Extended Alpha Fund Class Z CEAZX

NSAR-A 1 answer.fil NSAR-A PAGE 1 000 A000000 04/30/2011 000 C000000 0000842918 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 RIVERSOURCE GLOBAL SERIES, INC. 001 B000000 811-5696 001 C000000 6126715682 002 A000000 50606 AMERIPRISE FINANCIAL CENTER 002 B000000 MINNEAPOLIS 002 C000000 MN 002 D010000 55474 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 7 007 C010100 1 007 C020100 COLUMBIA GLOBAL BOND FUND 007 C030100 Y 007 C010200 2 007 C020200 COLUMBIA GLOBAL EQUITY FUND 007 C030200 Y 007 C010300 3 007 C020300 COLUMBIA EMERGING MARKETS OPPORTUNITY FUND 007 C030300 Y 007 C010400 4 007 C010500 5 007 C010600 6 007 C020600 COLUMBIA EMERGING MARKETS BOND FUND 007 C030600 Y 007 C010700 7 007 C020700 COLUMBIA ABSOLUTE RETURN CURRENCY & INC FD 007 C030700 Y 007 C010800 8 007 C020800 COLUMBIA GLOBAL EXTENDED ALPHA FUND 007 C030800 Y 007 C010900 9 007 C020900 THREADNEEDLE GLOBAL EQUITY INCOME FUND 007 C030900 N 007 C011000 10 010 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 010 B00AA01 801-25943 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 PAGE 2 011 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC. 011 B00AA01 8-25845 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02110 012 A00AA01 COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP. 012 B00AA01 84-5685 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02110 013 A00AA01 ERNST & YOUNG LLP 013 B01AA01 MINNEAPOLIS 013 B02AA01 MN 013 B03AA01 55402 014 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC. 014 B00AA01 8-25845 014 A00AA02 AMERICAN ENTERPRISE INVESTMENT SERVICES INC. 014 B00AA02 8-42582 014 A00AA03 SECURITIES AMERICA, INC. 014 B00AA03 8-26602 014 A00AA04 AMERIPRISE FINANCIAL SERVICES, INC. 014 B00AA04 8-16791 014 A00AA05 RIVERSOURCE DISTRIBUTORS, INC. 014 B00AA05 8-67196 015 A00AA01 JPMORGAN CHASE BANK, N.A. 015 B00AA01 C 015 C01AA01 NEW YORK 015 C02AA01 NY 015 C03AA01 10005 015 E01AA01 X 015 A00AA02 JPMORGAN CHASE BANK, N.A. 015 B00AA02 S 015 C01AA02 NEW YORK 015 C02AA02 NY 015 C03AA02 10005 015 E04AA02 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 222 019 C00AA00 COLUMBIAFD 020 A000001 UBS SECURITIES LLC 020 B000001 13-3873456 020 C000001 112 020 A000002 CREDIT SUISSE SECURITIES (USA) L.L.C. 020 B000002 13-5659485 020 C000002 100 020 A000003 MORGAN STANLEY 020 B000003 13-2655998 020 C000003 88 020 A000004 CALYON SECURITIES (USA) INC. 020 B000004 13-2602298 PAGE 3 020 C000004 83 020 A000005 J.P. MORGAN SECURITIES, INC. 020 B000005 13-3224016 020 C000005 57 020 A000006 GOLDMAN, SACHS & CO. 020 B000006 13-5108880 020 C000006 52 020 A000007 DEUTSCHE BANK SECURITIES INC. 020 B000007 13-2730828 020 C000007 47 020 A000008 CITIGROUP GLOBAL MARKETS INC. 020 B000008 11-2418191 020 C000008 45 020 A000009 MACQUARIE EQUITIES (U.S.A.) INC. 020 B000009 98-0141094 020 C000009 22 020 A000010 HSBC INVESTMENT BANK 020 B000010 N/A 020 C000010 20 021 000000 760 022 A000001 BARCLAYS CAPITAL 022 B000001 N/A 022 C000001 14191 022 D000001 16145 022 A000002 MORGAN STANLEY 022 B000002 13-2655998 022 C000002 14604 022 D000002 12835 022 A000003 CITIGROUP GLOBAL MARKETS INC. 022 B000003 11-2418191 022 C000003 18843 022 D000003 7997 022 A000004 HSBC SECURITIES (USA), INC. 022 B000004 13-5101370 022 C000004 14126 022 D000004 12349 022 A000005 J.P. MORGAN SECURITIES, INC. 022 B000005 13-3224016 022 C000005 14246 022 D000005 8271 022 A000006 DEUTSCHE BANK SECURITIES INC. 022 B000006 13-2730828 022 C000006 13602 022 D000006 8623 022 A000007 JEFFERIES & COMPANY, INC. 022 B000007 95-2622900 022 C000007 10494 022 D000007 9765 022 A000008 GOLDMAN, SACHS & CO. 022 B000008 13-5108880 022 C000008 10075 PAGE 4 022 D000008 8501 022 A000009 CREDIT SUISSE SECURITIES (USA) L.L.C. 022 B000009 13-5659485 022 C000009 12800 022 D000009 4071 022 A000010 NOMURA SECURITIES INTERNATIONAL, INC. 022 B000010 13-2642206 022 C000010 9396 022 D000010 4509 023 C000000 174920 023 D000000 122948 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 Y 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 077 A000000 Y 077 B000000 N 077 C000000 Y 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N PAGE 5 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 008 A000101 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B000101 A 008 C000101 801-25943 008 D010101 BOSTON 008 D020101 MA 008 D030101 02110 024 000100 N 028 A010100 3970 028 A020100 0 028 A030100 0 028 A040100 7731 028 B010100 9012 028 B020100 11454 028 B030100 0 028 B040100 13633 028 C010100 3263 028 C020100 0 028 C030100 0 028 C040100 9128 028 D010100 6987 028 D020100 0 028 D030100 0 028 D040100 8566 028 E010100 608 028 E020100 0 028 E030100 0 028 E040100 2313 028 F010100 0 028 F020100 0 PAGE 6 028 F030100 0 028 F040100 0 028 G010100 23840 028 G020100 11454 028 G030100 0 028 G040100 41371 028 H000100 1248 029 000100 Y 030 A000100 39 030 B000100 4.75 030 C000100 0.00 031 A000100 12 031 B000100 0 032 000100 1 033 000100 26 034 000100 Y 035 000100 3 036 A000100 N 036 B000100 0 037 000100 N 038 000100 0 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 100 043 000100 340 044 000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.000 048 A010100 250000 048 A020100 0.720 048 B010100 250000 048 B020100 0.695 048 C010100 250000 048 C020100 0.670 048 D010100 250000 048 D020100 0.645 048 E010100 6500000 048 E020100 0.620 048 F010100 2500000 048 F020100 0.605 048 G010100 5000000 PAGE 7 048 G020100 0.590 048 H010100 5000000 048 H020100 0.580 048 I010100 4000000 048 I020100 0.560 048 J010100 26000000 048 J020100 0.540 048 K010100 50000000 048 K020100 0.520 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 Y 053 B000100 Y 053 C000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 N 060 B000100 N 061 000100 2000 062 A000100 Y 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 0.0 064 A000100 N 066 A000100 N 067 000100 N 068 A000100 N 068 B000100 Y 069 000100 N PAGE 8 070 A010100 Y 070 A020100 Y 070 B010100 N 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 Y 070 E020100 Y 070 F010100 N 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 Y 070 Q020100 N 070 R010100 Y 070 R020100 N 071 A000100 110746 071 B000100 106773 071 C000100 492712 071 D000100 22 072 A000100 5 072 B000100 7537 072 C000100 10 072 D000100 0 072 E000100 0 072 F000100 1258 072 G000100 142 072 H000100 0 072 I000100 308 072 J000100 31 072 K000100 26 PAGE 9 072 L000100 0 072 M000100 2 072 N000100 32 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 13 072 S000100 0 072 T000100 340 072 U000100 0 072 V000100 0 072 W000100 15 072 X000100 2167 072 Y000100 204 072 Z000100 5584 072AA000100 3491 072BB000100 0 072CC010100 0 072CC020100 16615 072DD010100 5409 072DD020100 6691 072EE000100 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 0 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 0 074 L000100 0 074 M000100 0 074 N000100 0 074 O000100 0 074 P000100 0 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 0 074 S000100 0 074 T000100 0 074 U010100 0 074 U020100 0 PAGE 10 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 0 074 Y000100 0 075 A000100 0 075 B000100 517120 076 000100 0.00 008 A000201 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B000201 A 008 C000201 801-25943 008 D010201 BOSTON 008 D020201 MA 008 D030201 02110 008 A000202 THREADNEEDLE INTERNATIONAL LIMITED 008 B000202 S 008 C000202 801-63196 008 D010202 LONDON 008 D050202 UNITED KINGDOM 008 D060202 EC3A8JQ 024 000200 N 028 A010200 1565 028 A020200 0 028 A030200 0 028 A040200 8456 028 B010200 2139 028 B020200 1301 028 B030200 0 028 B040200 9634 028 C010200 1898 028 C020200 0 028 C030200 0 028 C040200 8728 028 D010200 1489 028 D020200 0 028 D030200 0 028 D040200 20122 028 E010200 279 028 E020200 0 028 E030200 0 028 E040200 21864 028 F010200 0 028 F020200 0 028 F030200 0 028 F040200 0 028 G010200 7370 028 G020200 1301 028 G030200 0 028 G040200 68804 028 H000200 1592 029 000200 Y PAGE 11 030 A000200 69 030 B000200 5.75 030 C000200 0.00 031 A000200 21 031 B000200 0 032 000200 1 033 000200 47 034 000200 Y 035 000200 5 036 A000200 N 036 B000200 0 037 000200 N 038 000200 0 039 000200 N 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 100 043 000200 446 044 000200 0 045 000200 Y 046 000200 N 047 000200 N 048 000200 0.000 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 PAGE 12 048 K020200 0.000 049 000200 N 050 000200 N 051 000200 Y 052 000200 N 053 A000200 Y 053 B000200 Y 053 C000200 N 055 A000200 N 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 2000 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 063 A000200 0 063 B000200 0.0 066 A000200 Y 066 B000200 N 066 C000200 N 066 D000200 Y 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 Y 069 000200 N 070 A010200 Y 070 A020200 Y 070 B010200 Y PAGE 13 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 77697 071 B000200 140175 071 C000200 434559 071 D000200 18 072 A000200 5 072 B000200 46 072 C000200 1327 072 D000200 0 072 E000200 0 072 F000200 1229 072 G000200 125 072 H000200 0 072 I000200 380 072 J000200 29 072 K000200 12 072 L000200 0 072 M000200 2 072 N000200 28 PAGE 14 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 14 072 S000200 0 072 T000200 446 072 U000200 0 072 V000200 0 072 W000200 58 072 X000200 2323 072 Y000200 66 072 Z000200 -884 072AA000200 24740 072BB000200 0 072CC010200 16870 072CC020200 0 072DD010200 1145 072DD020200 215 072EE000200 0 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 0 074 B000200 0 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 0 074 K000200 0 074 L000200 0 074 M000200 0 074 N000200 0 074 O000200 0 074 P000200 0 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 0 074 S000200 0 074 T000200 0 074 U010200 0 074 U020200 0 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 PAGE 15 074 X000200 0 074 Y000200 0 075 A000200 0 075 B000200 442879 076 000200 0.00 008 A000301 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B000301 A 008 C000301 801-25943 008 D010301 BOSTON 008 D020301 MA 008 D030301 02110 008 A000302 THREADNEEDLE INTERNATIONAL LIMITED 008 B000302 S 008 C000302 801-63196 008 D010302 LONDON 008 D050302 UNITED KINGDOM 008 D060302 EC3A8JQ 024 000300 N 025 D000301 0 025 D000302 0 025 D000303 0 025 D000304 0 025 D000305 0 025 D000306 0 025 D000307 0 025 D000308 0 028 A010300 10763 028 A020300 0 028 A030300 0 028 A040300 19270 028 B010300 11985 028 B020300 14307 028 B030300 0 028 B040300 19855 028 C010300 10776 028 C020300 0 028 C030300 0 028 C040300 10540 028 D010300 8866 028 D020300 0 028 D030300 0 028 D040300 45910 028 E010300 2003 028 E020300 0 028 E030300 0 028 E040300 3655 028 F010300 0 028 F020300 0 028 F030300 0 028 F040300 0 028 G010300 44393 PAGE 16 028 G020300 14307 028 G030300 0 028 G040300 99230 028 H000300 5490 029 000300 Y 030 A000300 217 030 B000300 5.75 030 C000300 0.00 031 A000300 62 031 B000300 0 032 000300 11 033 000300 144 034 000300 Y 035 000300 7 036 A000300 N 036 B000300 0 037 000300 N 038 000300 0 039 000300 N 040 000300 Y 041 000300 Y 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 100 043 000300 740 044 000300 0 045 000300 Y 046 000300 N 047 000300 N 048 000300 0.000 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 PAGE 17 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 049 000300 N 050 000300 N 051 000300 Y 052 000300 N 053 A000300 N 055 A000300 Y 055 B000300 Y 056 000300 Y 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 2000 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 0 063 B000300 0.0 066 A000300 Y 066 B000300 N 066 C000300 N 066 D000300 Y 066 E000300 N 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 Y 069 000300 N PAGE 18 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 N 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 N 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 N 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 128933 071 B000300 185011 071 C000300 662578 071 D000300 19 072 A000300 5 072 B000300 16 072 C000300 2081 072 D000300 0 072 E000300 0 072 F000300 2540 072 G000300 187 072 H000300 0 072 I000300 461 072 J000300 112 072 K000300 36 PAGE 19 072 L000300 0 072 M000300 2 072 N000300 62 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 24 072 S000300 0 072 T000300 740 072 U000300 0 072 V000300 0 072 W000300 68 072 X000300 4232 072 Y000300 0 072 Z000300 -2135 072AA000300 24961 072BB000300 0 072CC010300 0 072CC020300 19048 072DD010300 5232 072DD020300 1672 072EE000300 8545 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.1193 073 C000300 0.0000 074 A000300 0 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 0 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 0 074 K000300 0 074 L000300 0 074 M000300 0 074 N000300 0 074 O000300 0 074 P000300 0 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 0 074 S000300 0 074 T000300 0 074 U010300 0 074 U020300 0 PAGE 20 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 0 074 Y000300 0 075 A000300 0 075 B000300 675524 076 000300 0.00 008 A000601 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B000601 A 008 C000601 801-25943 008 D010601 BOSTON 008 D020601 MA 008 D030601 02110 024 000600 N 028 A010600 20534 028 A020600 1539 028 A030600 0 028 A040600 11382 028 B010600 20254 028 B020600 1833 028 B030600 0 028 B040600 11326 028 C010600 13195 028 C020600 1630 028 C030600 0 028 C040600 5673 028 D010600 11041 028 D020600 1252 028 D030600 0 028 D040600 6037 028 E010600 1004 028 E020600 0 028 E030600 0 028 E040600 2203 028 F010600 0 028 F020600 0 028 F030600 0 028 F040600 0 028 G010600 66028 028 G020600 6254 028 G030600 0 028 G040600 36621 028 H000600 5737 029 000600 Y 030 A000600 188 030 B000600 4.75 030 C000600 0.00 031 A000600 70 031 B000600 0 032 000600 77 PAGE 21 033 000600 41 034 000600 Y 035 000600 2 036 A000600 N 036 B000600 0 037 000600 N 038 000600 0 039 000600 N 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 100 043 000600 172 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.000 048 A010600 250000 048 A020600 0.720 048 B010600 250000 048 B020600 0.695 048 C010600 250000 048 C020600 0.670 048 D010600 250000 048 D020600 0.645 048 E010600 6500000 048 E020600 0.620 048 F010600 2500000 048 F020600 0.605 048 G010600 5000000 048 G020600 0.590 048 H010600 5000000 048 H020600 0.580 048 I010600 4000000 048 I020600 0.560 048 J010600 26000000 048 J020600 0.540 048 K010600 50000000 048 K020600 0.520 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 Y PAGE 22 053 B000600 Y 053 C000600 N 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 N 060 B000600 N 061 000600 2000 062 A000600 Y 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 063 A000600 0 063 B000600 0.0 064 A000600 N 066 A000600 N 067 000600 N 068 A000600 N 068 B000600 Y 069 000600 N 070 A010600 Y 070 A020600 Y 070 B010600 N 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 N 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 Y 070 G020600 N PAGE 23 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 Y 070 N010600 Y 070 N020600 Y 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 Y 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000600 59367 071 B000600 27497 071 C000600 233661 071 D000600 12 072 A000600 5 072 B000600 5947 072 C000600 10 072 D000600 0 072 E000600 0 072 F000600 619 072 G000600 69 072 H000600 0 072 I000600 173 072 J000600 56 072 K000600 13 072 L000600 0 072 M000600 1 072 N000600 46 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 11 072 S000600 0 072 T000600 172 072 U000600 0 072 V000600 0 072 W000600 7 072 X000600 1167 072 Y000600 137 PAGE 24 072 Z000600 4927 072AA000600 1810 072BB000600 0 072CC010600 0 072CC020600 11373 072DD010600 2383 072DD020600 4322 072EE000600 0 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 0 074 B000600 0 074 C000600 0 074 D000600 0 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 0 074 K000600 0 074 L000600 0 074 M000600 0 074 N000600 0 074 O000600 0 074 P000600 0 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 0 074 S000600 0 074 T000600 0 074 U010600 0 074 U020600 0 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 0 074 Y000600 0 075 A000600 0 075 B000600 249650 076 000600 0.00 008 A000701 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B000701 A 008 C000701 801-25943 008 D010701 BOSTON 008 D020701 MA 008 D030701 02110 PAGE 25 024 000700 N 028 A010700 1590 028 A020700 0 028 A030700 0 028 A040700 5605 028 B010700 6132 028 B020700 0 028 B030700 0 028 B040700 5655 028 C010700 4360 028 C020700 0 028 C030700 0 028 C040700 4949 028 D010700 1997 028 D020700 0 028 D030700 0 028 D040700 6000 028 E010700 445 028 E020700 0 028 E030700 0 028 E040700 1156 028 F010700 0 028 F020700 0 028 F030700 0 028 F040700 0 028 G010700 14524 028 G020700 0 028 G030700 0 028 G040700 23365 028 H000700 104 029 000700 Y 030 A000700 3 030 B000700 3.00 030 C000700 0.00 031 A000700 1 031 B000700 0 032 000700 0 033 000700 2 034 000700 Y 035 000700 0 036 A000700 N 036 B000700 0 037 000700 N 038 000700 0 039 000700 N 040 000700 Y 041 000700 Y 042 A000700 0 042 B000700 0 042 C000700 0 042 D000700 0 PAGE 26 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 100 043 000700 125 044 000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.000 048 A010700 1000000 048 A020700 0.890 048 B010700 1000000 048 B020700 0.865 048 C010700 1000000 048 C020700 0.840 048 D010700 3000000 048 D020700 0.815 048 E010700 1500000 048 E020700 0.790 048 F010700 1500000 048 F020700 0.775 048 G010700 1000000 048 G020700 0.770 048 H010700 5000000 048 H020700 0.760 048 I010700 5000000 048 I020700 0.750 048 J010700 4000000 048 J020700 0.740 048 K010700 50000000 048 K020700 0.700 049 000700 N 050 000700 N 051 000700 N 052 000700 N 053 A000700 N 055 A000700 N 055 B000700 N 056 000700 Y 057 000700 N 058 A000700 N 059 000700 Y 060 A000700 N 060 B000700 N 061 000700 10000 062 A000700 Y 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 PAGE 27 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000700 0 063 B000700 0.0 064 A000700 N 066 A000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 N 070 B010700 N 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 N 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 N 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 N 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 Y 070 L010700 Y 070 L020700 N 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 N PAGE 28 070 P010700 Y 070 P020700 N 070 Q010700 Y 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 0 071 B000700 5157 071 C000700 17864 071 D000700 0 072 A000700 5 072 B000700 64 072 C000700 118 072 D000700 0 072 E000700 0 072 F000700 516 072 G000700 46 072 H000700 0 072 I000700 147 072 J000700 11 072 K000700 23 072 L000700 0 072 M000700 1 072 N000700 23 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 13 072 S000700 0 072 T000700 125 072 U000700 0 072 V000700 0 072 W000700 5 072 X000700 910 072 Y000700 0 072 Z000700 -728 072AA000700 2203 072BB000700 0 072CC010700 1088 072CC020700 0 072DD010700 0 072DD020700 0 072EE000700 0 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 0 074 B000700 0 074 C000700 0 074 D000700 0 PAGE 29 074 E000700 0 074 F000700 0 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 0 074 K000700 0 074 L000700 0 074 M000700 0 074 N000700 0 074 O000700 0 074 P000700 0 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 0 074 S000700 0 074 T000700 0 074 U010700 0 074 U020700 0 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 0 074 Y000700 0 075 A000700 0 075 B000700 166552 076 000700 0.00 008 A000801 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B000801 A 008 C000801 801-25943 008 D010801 BOSTON 008 D020801 MA 008 D030801 02110 008 A000802 THREADNEEDLE INTERNATIONAL LIMITED 008 B000802 S 008 C000802 801-63196 008 D010802 LONDON 008 D050802 UNITED KINGDOM 008 D060802 EC3A8JQ 024 000800 N 028 A010800 149 028 A020800 0 028 A030800 0 028 A040800 85 028 B010800 191 028 B020800 70 028 B030800 0 028 B040800 52 028 C010800 126 PAGE 30 028 C020800 0 028 C030800 0 028 C040800 119 028 D010800 126 028 D020800 0 028 D030800 0 028 D040800 84 028 E010800 3 028 E020800 0 028 E030800 0 028 E040800 0 028 F010800 0 028 F020800 0 028 F030800 0 028 F040800 0 028 G010800 595 028 G020800 70 028 G030800 0 028 G040800 340 028 H000800 107 029 000800 Y 030 A000800 4 030 B000800 5.75 030 C000800 0.00 031 A000800 1 031 B000800 0 032 000800 1 033 000800 2 034 000800 Y 035 000800 0 036 A000800 N 036 B000800 0 037 000800 N 038 000800 0 039 000800 N 040 000800 Y 041 000800 Y 042 A000800 0 042 B000800 0 042 C000800 0 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 100 043 000800 6 044 000800 0 045 000800 Y 046 000800 N 047 000800 N 048 000800 0.000 PAGE 31 048 A010800 0 048 A020800 0.000 048 B010800 0 048 B020800 0.000 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 0 048 K020800 0.000 049 000800 N 050 000800 N 051 000800 Y 052 000800 N 053 A000800 Y 053 B000800 Y 053 C000800 N 055 A000800 N 055 B000800 N 056 000800 Y 057 000800 N 058 A000800 N 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 10000 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 PAGE 32 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 063 A000800 0 063 B000800 0.0 066 A000800 Y 066 B000800 N 066 C000800 N 066 D000800 Y 066 E000800 N 066 F000800 N 066 G000800 N 067 000800 N 068 A000800 N 068 B000800 Y 069 000800 N 070 A010800 Y 070 A020800 Y 070 B010800 Y 070 B020800 N 070 C010800 N 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 N 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 N 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 Y 070 L010800 Y 070 L020800 Y 070 M010800 Y 070 M020800 Y 070 N010800 Y 070 N020800 Y 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 Y PAGE 33 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000800 2768 071 B000800 2525 071 C000800 10181 071 D000800 25 072 A000800 5 072 B000800 85 072 C000800 42 072 D000800 0 072 E000800 0 072 F000800 54 072 G000800 3 072 H000800 0 072 I000800 2 072 J000800 8 072 K000800 6 072 L000800 0 072 M000800 0 072 N000800 19 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 13 072 S000800 0 072 T000800 6 072 U000800 0 072 V000800 0 072 W000800 1 072 X000800 112 072 Y000800 45 072 Z000800 60 072AA000800 358 072BB000800 0 072CC010800 430 072CC020800 0 072DD010800 83 072DD020800 121 072EE000800 0 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 074 A000800 0 074 B000800 0 074 C000800 0 074 D000800 0 074 E000800 0 074 F000800 0 074 G000800 0 PAGE 34 074 H000800 0 074 I000800 0 074 J000800 0 074 K000800 0 074 L000800 0 074 M000800 0 074 N000800 0 074 O000800 0 074 P000800 0 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 0 074 S000800 0 074 T000800 0 074 U010800 0 074 U020800 0 074 V010800 0.00 074 V020800 0.00 074 W000800 0.0000 074 X000800 0 074 Y000800 0 075 A000800 0 075 B000800 10544 076 000800 0.00 008 A000901 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B000901 A 008 C000901 801-25943 008 D010901 BOSTON 008 D020901 MA 008 D030901 02110 008 A000902 THREADNEEDLE INTERNATIONAL LIMITED 008 B000902 S 008 C000902 801-63196 008 D010902 LONDON 008 D050902 UNITED KINGDOM 008 D060902 EC3A8JQ 024 000900 N 028 A010900 1176 028 A020900 0 028 A030900 0 028 A040900 811 028 B010900 1684 028 B020900 566 028 B030900 0 028 B040900 666 028 C010900 4481 028 C020900 0 028 C030900 0 028 C040900 532 PAGE 35 028 D010900 1671 028 D020900 0 028 D030900 0 028 D040900 508 028 E010900 1124 028 E020900 138 028 E030900 0 028 E040900 639 028 F010900 2034 028 F020900 0 028 F030900 0 028 F040900 777 028 G010900 12170 028 G020900 704 028 G030900 0 028 G040900 3933 028 H000900 1147 029 000900 Y 030 A000900 30 030 B000900 5.75 030 C000900 0.00 031 A000900 6 031 B000900 0 032 000900 1 033 000900 23 034 000900 Y 035 000900 0 036 A000900 N 036 B000900 0 037 000900 N 038 000900 0 039 000900 N 040 000900 Y 041 000900 Y 042 A000900 0 042 B000900 0 042 C000900 0 042 D000900 0 042 E000900 0 042 F000900 0 042 G000900 0 042 H000900 100 043 000900 59 044 000900 0 045 000900 Y 046 000900 N 047 000900 N 048 000900 0.000 048 A010900 0 048 A020900 0.000 048 B010900 0 PAGE 36 048 B020900 0.000 048 C010900 0 048 C020900 0.000 048 D010900 0 048 D020900 0.000 048 E010900 0 048 E020900 0.000 048 F010900 0 048 F020900 0.000 048 G010900 0 048 G020900 0.000 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 048 J010900 0 048 J020900 0.000 048 K010900 0 048 K020900 0.000 049 000900 N 050 000900 N 051 000900 Y 052 000900 N 053 A000900 Y 053 B000900 Y 053 C000900 N 055 A000900 N 055 B000900 N 056 000900 Y 057 000900 N 058 A000900 N 059 000900 Y 060 A000900 Y 060 B000900 Y 061 000900 2000 062 A000900 N 062 B000900 0.0 062 C000900 0.0 062 D000900 0.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 062 K000900 0.0 062 L000900 0.0 062 M000900 0.0 062 N000900 0.0 062 O000900 0.0 062 P000900 0.0 PAGE 37 062 Q000900 0.0 062 R000900 0.0 063 A000900 0 063 B000900 0.0 066 A000900 Y 066 B000900 N 066 C000900 N 066 D000900 N 066 E000900 N 066 F000900 Y 066 G000900 N 067 000900 N 068 A000900 N 068 B000900 Y 069 000900 N 070 A010900 Y 070 A020900 Y 070 B010900 Y 070 B020900 N 070 C010900 N 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 N 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 N 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 N 070 I020900 N 070 J010900 Y 070 J020900 N 070 K010900 Y 070 K020900 Y 070 L010900 Y 070 L020900 Y 070 M010900 Y 070 M020900 Y 070 N010900 Y 070 N020900 Y 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 Y 070 Q020900 N 070 R010900 Y 070 R020900 N PAGE 38 071 A000900 12277 071 B000900 4786 071 C000900 41645 071 D000900 11 072 A000900 6 072 B000900 88 072 C000900 938 072 D000900 0 072 E000900 0 072 F000900 190 072 G000900 17 072 H000900 0 072 I000900 33 072 J000900 11 072 K000900 7 072 L000900 0 072 M000900 0 072 N000900 42 072 O000900 0 072 P000900 0 072 Q000900 0 072 R000900 19 072 S000900 0 072 T000900 59 072 U000900 0 072 V000900 0 072 W000900 40 072 X000900 418 072 Y000900 54 072 Z000900 662 072AA000900 1831 072BB000900 0 072CC010900 3811 072CC020900 0 072DD010900 716 072DD020900 180 072EE000900 0 073 A010900 0.0000 073 A020900 0.0000 073 B000900 0.0000 073 C000900 0.0000 074 A000900 229 074 B000900 3339 074 C000900 0 074 D000900 799 074 E000900 647 074 F000900 47861 074 G000900 0 074 H000900 0 074 I000900 1556 074 J000900 0 PAGE 39 074 K000900 0 074 L000900 367 074 M000900 0 074 N000900 54798 074 O000900 0 074 P000900 4 074 Q000900 0 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 3693 074 S000900 0 074 T000900 51101 074 U010900 3718 074 U020900 828 074 V010900 0.00 074 V020900 0.00 074 W000900 0.0000 074 X000900 3282 074 Y000900 0 075 A000900 0 075 B000900 42860 076 000900 0.00 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: June 21, 2011 Name of Registrant, Depositor, or Trustee: RiverSource Global Series, Inc. /s/ Michael G. Clarke -------------------------- Michael G. Clarke Treasurer /s/ Wade M. Voigt -------------------------- Wade M. Voigt Assistant Treasurer Witness RIVERSOURCE GLOBAL SERIES, INC. EX-99.77C VOTES 2 c65285ex77c.txt EXHIBIT 77C RIVERSOURCE GLOBAL SERIES, INC. EXHIBIT 77C RESULTS OF MEETING OF SHAREHOLDERS Columbia Absolute Return Currency and Income Fund, Columbia Emerging Markets Bond Fund, Columbia Emerging Markets Opportunity Fund, Columbia Global Bond Fund, Columbia Global Equity Fund, Columbia Global Extended Alpha Fund and Threadneedle Global Equity Income Fund SPECIAL MEETING OF SHAREHOLDERS HELD ON FEBRUARY 15, 2011 (UNAUDITED) A brief description of the proposals voted upon at the meeting and the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal are set forth below. A vote is based on total dollar interest in a Fund. RiverSource Global Series, Inc. - on behalf of Columbia Absolute Return Currency and Income Fund, Columbia Emerging Markets Bond Fund, Columbia Emerging Markets Opportunity Fund, Columbia Global Bond Fund, Columbia Global Equity Fund, Columbia Global Extended Alpha Fund and Threadneedle Global Equity Income Fund PROPOSAL. To elect directors to the Board.*

-------- * All dollars of RiverSource Global Series, Inc. are voted together as a single class for the election of directors. RiverSource Global Series, Inc. - on behalf of Columbia Absolute Return Currency and Income Fund, Columbia Emerging Markets Bond Fund, Columbia Emerging Markets Opportunity Fund, Columbia Global Bond Fund, Columbia Global Equity Fund, Columbia Global Extended Alpha Fund and Threadneedle Global Equity Income Fund PROPOSAL. To approve a proposed amendment to the Articles of Incorporation.*

-------- * All dollars of RiverSource Global Series, Inc. are voted together as a single class for the amendment to the Articles of Incorporation. Columbia Absolute Return Currency and Income Fund PROPOSAL. To approve a proposed Agreement and Plan of Redomiciling.

Columbia Absolute Return Currency and Income Fund PROPOSAL. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC.

Columbia Emerging Markets Bond Fund PROPOSAL. To approve a proposed Agreement and Plan of Redomiciling.

Columbia Emerging Markets Bond Fund PROPOSAL. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC.

Columbia Emerging Markets Opportunity Fund PROPOSAL. To approve a proposed Agreement and Plan of Redomiciling.

Columbia Emerging Markets Opportunity Fund PROPOSAL. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC.

Columbia Global Bond Fund PROPOSAL. To approve a proposed Agreement and Plan of Redomiciling.

Columbia Global Bond Fund PROPOSAL. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC.

Columbia Global Bond Fund PROPOSAL. To approve a proposal to authorize Columbia Management Investment Advisers, LLC to enter into and materially amend subadvisory agreements in the future, with the approval of the Fund's Board, but without obtaining shareholder approval.

Columbia Global Equity Fund PROPOSAL. To approve a proposed Agreement and Plan of Redomiciling.

Columbia Global Equity Fund PROPOSAL. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC.

Columbia Global Extended Alpha Fund PROPOSAL. To approve a proposed Agreement and Plan of Redomiciling.

Columbia Global Extended Alpha Fund PROPOSAL. To approve a proposed Investment Management Services Agreement with Columbia Management Investment Advisers, LLC.

Threadneedle Global Equity Income Fund PROPOSAL. To approve an Agreement and Plan of Reorganization between Threadneedle Global Equity Income Fund and Columbia Global Equity Fund.

EX-99.77E LEGAL 3 c65285ex77e.txt EXHIBIT 77E RIVERSOURCE GLOBAL SERIES, INC. EXHIBIT 77E LEGAL PROCEEDINGS. Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Fund is not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the Fund or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Fund. Information regarding certain pending and settled legal proceedings may be found in the Fund's shareholder reports and in the SAI. Additionally, Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov.