-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QrbAY27NJQ9wGg6g6ZEQk+x25sCr7xak9SuqXkKCGUou7LZUUrEd4LuU+fRxr0A0 OpaxGm5k7S6uHWX5Ots3VA== 0000950123-10-069025.txt : 20100728 0000950123-10-069025.hdr.sgml : 20100728 20100728154605 ACCESSION NUMBER: 0000950123-10-069025 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20100531 FILED AS OF DATE: 20100728 DATE AS OF CHANGE: 20100728 EFFECTIVENESS DATE: 20100728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Municipal Premium Income Trust CENTRAL INDEX KEY: 0000842891 IRS NUMBER: 133498050 STATE OF INCORPORATION: NY FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-05688 FILM NUMBER: 10974363 BUSINESS ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 800-869-6397 MAIL ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY MUNICIPAL PREMIUM INCOME TRUST DATE OF NAME CHANGE: 20011220 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER MUNICIPAL PREMIUM INCOME TRUST DATE OF NAME CHANGE: 19981221 FORMER COMPANY: FORMER CONFORMED NAME: MUNICIPAL PREMIUM INCOME TRUST/MA DATE OF NAME CHANGE: 19930721 NSAR-B 1 answer.fil ANNUAL REPORT PAGE 1 000 B000000 05/31/2010 000 C000000 0000842891 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 INVESCO MUNICIPAL PREMIUM INCOME TRUST 001 B000000 811-05689 001 C000000 7136261919 002 A000000 11 GREENWAY PLAZA 002 B000000 HOUSTON 002 C000000 TX 002 D010000 77046 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 MORGAN STANLEY INVESTMENT ADVISORS INC. 008 B000001 A 008 C000001 801-42061 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10036 010 A000001 MORGAN STANLEY SERVICES COMPANY INC. 010 B000001 8-00000 010 C010001 JERSEY CITY 010 C020001 NJ 010 C030001 07311 012 A000001 COMPUTERSHARE TRUST COMPANY, N.A. 012 B000001 84-00000 012 C010001 PROVIDENCE 012 C020001 RI 012 C030001 02940 012 C040001 3078 013 A000001 PRICEWATERHOUSE COOPERS, LLP 013 B010001 HOUSTON 013 B020001 TX 013 B030001 77002 014 A000001 ARIGIL MENKUL DEGERLER A.S. 014 B000001 8-00000 014 A000002 BANK MORGAN STANLEY AG 014 B000002 8-00000 014 A000003 BETTER ALTERNATIVE TRADING SYSTEM 014 B000003 8-00000 014 A000004 BLOCK INTEREST DISCOVERY SERVICE PAGE 2 014 B000004 8-00000 014 A000005 CHINA INTERNATIONAL CAPITAL CORP. 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COMPANY 080 B000000 AXIS INS., CONTINENTAL INS. AND WESTCHESTER F 080 C000000 75000 081 A000000 Y 081 B000000 97 082 A000000 Y 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 90 086 D020000 9000 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 SHARES OF BENEFICIAL INTEREST 087 A020000 625923107 087 A030000 PIA 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 Y SIGNATURE KELLI GALLEGOS TITLE ASSISTANT VP AND ASSISTANT TREASURER EX-99.77B ACCT LTTR 2 ex77b.txt EXHIBIT SUB-ITEM 77B REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Invesco Municipal Premium Income Trust: In planning and performing our audits of the financial statements of Invesco Municipal Premium Income Trust (the "Fund") as of and for the year ended May 31, 2010, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Fund's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be material weaknesses as defined above as of May 31, 2010. This report is intended solely for the information and use of management and the Board of Trustees of the Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP Houston, TX July 16, 2010 EX-99.77C VOTES 3 ex77c.txt EXHIBIT Sub-Item 77C SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS INVESCO MUNICIPAL PREMIUM INCOME TRUST A Special Meeting ("Meeting") of Shareholders of Morgan Stanley Municipal Premium Income Trust was held on Friday, April 16, 2010. The Meeting was held for the following purposes: (1) Elect 17 Trustees to the Board of Trustees of the Trust, each of whom will serve until (i) his or her successor is elected and qualified, (ii) his or her death, (iii) his or her resignation or (iv) his or her removal as approved by statute or the charter. (2) Approval of a new Investment Advisory Agreement with Invesco Advisers, Inc. (3) Approval of a new Master Sub-Advisory Agreement between Invesco Advisers, Inc. and its affiliates. The results of the voting on the above matters were as follows: Votes Matters Votes For Withheld - ------- --------- -------- (1) David C. Arch.................................10,027,436 781,976 Bob R. Baker..................................10,000,211 809,201 Frank S. Bayley...............................10,021,884 787,528 James T. Bunch................................10,044,730 764,682 Bruce L. Crockett.............................10,025,500 783,912 Rod Dammeyer..................................10,038,905 770,507 Albert R. Dowden..............................10,030,653 778,759 Jack M. Fields................................10,025,476 783,936 Martin L. Flanagan.............................9,776,608 1,032,804 Carl Frischling...............................10,029,092 780,320 Prema Mathai-Davis............................10,008,141 801,271 Lewis F. Pennock..............................10,020,917 788,495 Larry Soll....................................10,021,630 787,782 Hugo F. Sonnenschein..........................10,046,850 762,562 Raymond Stickel, Jr...........................10,034,903 774,509 Philip A. Taylor...............................9,757,838 1,051,574 Wayne W. Whalen...............................10,017,045 792,367
Votes Votes Broker Votes For Withheld Abstain Non-Votes --------- -------- ------- --------- (2) Approval of a new Investment Advisory Agreement with Invesco Advisers, Inc........................................8,037,127 484,299 396,709 1,891,276 (3) Approval of a new Master Sub-Advisory Agreement between Invesco Advisers, Inc. and its affiliates................ 7,991,193 499,047 427,895 1,891,276
For a more detailed discussion on the proposal that was submitted to shareholders, please refer to the proxy statement that was filed on February 26, 2010 with the SEC under Accession number 0000950123-10-018357. EX-99.77K CHNG ACCNT 4 ex77k.txt EXHIBIT Sub-Item 77K CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANT INVESCO MUNICIPAL PREMIUM INCOME TRUST The Audit Committee of the Board of Trustees of the Trust appointed, and the Board of Trustees ratified and approved, PricewaterhouseCoopers LLP ("PWC") as the independent registered public accounting firm of the Fund for the fiscal ended May 31, 2010. Prior to May 31, 2010, the fund was audited by a different independent registered public accounting firm (the "Prior Auditor"). The Board of Trustees selected a new independent auditor for the Fund's current fiscal year in connection with the appointment of Invesco Advisers as investment adviser to the Fund ("New Advisory Agreement"). Effective June 1, 2010, the Prior Auditor resigned as the independent registered public accounting firm of Fund. The Prior Auditor's report on the financial statements of the Fund for the past two years did not contain an adverse opinion or a disclaimer of opinion, and was not qualified or modified as to uncertainty, audit scope or accounting principles. During the period the Prior Auditor was engaged, there were no disagreements with the Prior Auditor on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure which, if not resolved to the Prior Auditor's satisfaction, would have caused it to make reference to that matter in connection with its report. (Letter dated July 23, 2010 from Deloitte & Touche is attached as Attachment A to this exhibit.) ATTACHMENT A July 23, 2010 Securities and Exchange Commission addressStreet100 F Street, N.E. Washington, DC 20549-7561 Dear Sirs/Madams: We have read Item 77K of Invesco Municipal Premium Income Trust's Form N-SAR dated July 28, 2010, and we agree with the statements made therein. Yours truly, /s/ Deloitte & Touche LLP EX-99.77O RULE 10F-3 5 ex77o.txt EXHIBIT EXHIBIT 77O Sub-Item 77O MORGAN STANLEY MUNICIPAL PREMIUM INCOME TRUST ITEM 77(O) 10F-3 TRANSACTIONS DECEMBER 1, 2009 - MAY 31, 2010
AMOUNT OF % OF OFFERING TOTAL SHARES OFFERING % OF FUNDS SECURITY PURCHASE/ SIZE OF PRICE OF AMOUNT OF PURCHASED PURCHASED TOTAL PURCHASED PURCHASED TRADE DATE OFFERING SHARES OFFERING BY FUND BY FUND ASSETS BROKERS FROM --------- ---------- -------- ------------ -------------- --------- --------- ---------- ---------------- --------- Puerto Rico 01/28/10 -- $96.909 $1,823,757,271 1,225,000 0.07% 0.59% Citi, BofA Citigroup Sales Tax Merrill Lynch, Financing Barclays Corporation Capital, Goldman, Sachs & co. J.P. Morgan, Morgan Stanley, RBC Capital Markets, UBS Financial Services Incorporated of Puerto Rico, Wells Fargo Securities, BBVAPR MSD, FirstBank Puerto Rico Securities, Popular Securities, Santander Securities, Scotia Capital Puerto Rico 03/26/10 -- $97.768 $822,210,000 600,000 0.07% 0.29% J.P. Morgan, JP Morgan Electric Power Citi, Morgan Authority Stanley, 5.250% due Barclays 7/1/2040 Capital, BofA Merrill Lynch, Goldman Sachs & Co., Ramirez & Co. Inc., Raymond James, RBC Capital Markets, UBS Financial Services Incorporated of Puerto Rico, Wells Fargo Securities, BBVAPR MSD, FisrtBank Puerto Rico Securities, Oriental Financial Services, Popular Securities, Santander Securities
Puerto Rico 05/20/10 -- $103,968,768 $316,920,000 1,000,000 0.32% 0.48% J.P. Morgan, JP Morgan Electric Power Citi, Morgan Authority Stanley, 5.250% due Barclays 7/1/2040 Capital, BofA Merrill Lynch, Goldman Sachs & Co., Ramirez & Co. Inc., Raymond James, RBC Capital Markets, UBS Financial Services Incorporated of Puerto Rico, Wells Fargo Securities, BBVAPR MSD, FisrtBank Puerto Rico Securities, Oriental Financial Services, Popular Securities, Santander Securities City of 05/26/10 -- $403,845,000 $403,845,000 1,100,000 0.27% 0.52% J.P. Morgan, JP Morgan Farmington, BofA Merrill New Mexico Lynch, Citi, Pollution Morgan Stanley, Control Revenue Wells Fargo Securities, KeyBanc Capital Markets, SunTrust Robinson Humphrey, Southwest Securities
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