-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RRsdVtspdRKqQQPO/cHiQtMYkLupGE9rN/FA5lbybZ9dhdaUvAB+BGpv0KAxdyrT 7AkmUl9nemABvylnIkNcuQ== 0000906504-97-000062.txt : 19970930 0000906504-97-000062.hdr.sgml : 19970930 ACCESSION NUMBER: 0000906504-97-000062 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970929 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROANOKE ELECTRIC STEEL CORP CENTRAL INDEX KEY: 0000084278 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 540585263 STATE OF INCORPORATION: VA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-18025 FILM NUMBER: 97686969 BUSINESS ADDRESS: STREET 1: P O BOX 13948 CITY: ROANOKE STATE: VA ZIP: 24038-3948 BUSINESS PHONE: 5403421831 MAIL ADDRESS: STREET 1: PO BOX 13948 CITY: ROANOKE STATE: VA ZIP: 24038-3948 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MCCLAIN SARAH HANCOCK CENTRAL INDEX KEY: 0001035205 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3912 BOSWORTH DR SW CITY: ROANOKE STATE: VA ZIP: 24014 BUSINESS PHONE: 5403432677 MAIL ADDRESS: STREET 2: 3912 BOSWORTH DR SW CITY: ROANOKE STATE: VA ZIP: 24014 SC 13D/A 1 AMENDMENT NO. 1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _______________ Amendment No. 1 to SCHEDULE 13D Under THE SECURITIES EXCHANGE ACT OF 1934 _______________ ROANOKE ELECTRIC STEEL CORPORATION (Name of Issuer) COMMON STOCK, NO PAR VALUE (Title of Class of Securities) 769841 10 7 (CUSIP Number) _______________ Donald G. Smith, President Roanoke Electric Steel Corporation P. O. Box 13948 Roanoke, Virginia 24038-3948 (540) 342-1831 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) _______________ September 18, 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP No. 769841 10 7 - ---------------------------------------------------------------------------- (1) Name of Reporting Person. S.S. or I.R.S. Identification Nos. of Above Person Sarah Hancock McClain SS# ###-##-#### - ----------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) [ ] of a Group (See Instructions) (b) [ X ] - ----------------------------------------------------------------------------- (3) SEC Use Only - ---------------------------------------------------------------------------- (4) Source of Funds (See Instructions) 00 (Inheritance) - ---------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings [ ] is Required Pursuant to Items 2(d) or 2(e) - ---------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - ---------------------------------------------------------------------------- Number of Shares (7) Sole Voting Beneficially Owned Power 634,646 by Each Reporting ---------------------------------------------- Person With (8) Shared Voting Power 0 ---------------------------------------------- (9) Sole Dispositive Power 634,646 ----------------------------------------------- (10) Shared Dispositive Power 0 shares - ----------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 634,646 - ----------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row [ ] (11) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 8.51% - ----------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - ----------------------------------------------------------------------------- ITEM 1. Security and Issuer The class of securities to which this statement relates is Common Stock, no par value, of Roanoke Electric Steel Corporation ("RESCO"), a Virginia corporation. RESCO's address is P.O. Box 13948, Roanoke, Virginia 24038-3948. ITEM 2. Identity and Background This statement is being filed by Sarah Hancock McClain. Mrs. McClain's occupation is homemaker, and her residence address is 3912 Bosworth Drive, S.W., Roanoke, Virginia 24014. Mrs. McClain is a citizen of the United States. Mrs. McClain has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). Further, Mrs. McClain has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in Mrs. McClain being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM 3. Source and Amount of Funds or Other Consideration Not applicable. This schedule is being filed to report Mrs. McClain's acquisition of beneficial ownership of 244,619 additional shares of RESCO common stock, as a result of a distribution from an estate of which she is a beneficiary. ITEM 4. Purpose of Transaction Not applicable (see Item 3 above). ITEM 5. Interest in Securities of the Issuer (a) Mrs. McClain is the beneficial owner of 634,646 shares of RESCO Common Stock, which represent 8.51% of RESCO's issued and outstanding Common Stock. (b) Mrs. McClain has sole voting power and sole dispositive power with respect to the 634,646 shares of RESCO Common Stock of which she is the beneficial owner. (c) None. (d) Not applicable. (e) Not applicable. ITEM 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer None. ITEM 7. Material to Be Filed as Exhibits None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 26, 1997 --------------------------------- (Date) s/Sarah Hancock McClain ---------------------------------- Sarah Hancock McClain -----END PRIVACY-ENHANCED MESSAGE-----