0000950170-24-080777.txt : 20240702 0000950170-24-080777.hdr.sgml : 20240702 20240702172622 ACCESSION NUMBER: 0000950170-24-080777 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240522 FILED AS OF DATE: 20240702 DATE AS OF CHANGE: 20240702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Montano Trevor CENTRAL INDEX KEY: 0002019441 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39165 FILM NUMBER: 241097172 MAIL ADDRESS: STREET 1: 4250 FAIRFAX DRIVE STREET 2: SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLUE RIDGE BANKSHARES, INC. CENTRAL INDEX KEY: 0000842717 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 541838100 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1801 BAYBERRY COURT STREET 2: SUITE 101 CITY: RICHMOND STATE: VA ZIP: 23226 BUSINESS PHONE: 540-743-6521 MAIL ADDRESS: STREET 1: 1801 BAYBERRY COURT STREET 2: SUITE 101 CITY: RICHMOND STATE: VA ZIP: 23226 FORMER COMPANY: FORMER CONFORMED NAME: BLUE RIDGE BANKSHARES INC DATE OF NAME CHANGE: 19881115 3 1 ownership.xml 3 X0206 3 2024-05-22 0 0000842717 BLUE RIDGE BANKSHARES, INC. BRBS 0002019441 Montano Trevor 1801 BAYBERRY COURT SUITE 101 RICHMOND VA 23226 true false false false Common Stock 14284.76 D Common Stock 15369.24 I By managed account Series B Preferred Stock Common Stock 227369.24 D Series B Preferred Stock Common Stock 244630.76 I By managed account Warrant (right to buy) 2024-04-03 2029-04-03 Series B Preferred Stock 30.35 D Warrant (right to buy) 2024-04-03 2029-04-03 Series B Preferred Stock 32.65 I By managed account The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest in the securities. The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, becomes convertible into shares of common stock upon a Mandatory Conversion or Partial Conversion (as such terms are defined in the Articles of Amendment to the Company's Articles of Incorporation creating and authorizing the shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B). The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date. Upon a Mandatory Conversion or Partial Conversion, all or a portion of the shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, are convertible into Common Stock on a 1-for-4,000 basis, which reflects an initial conversion price of $2.50 per share of Common Stock, subject to certain adjustments. The Series B Warrant is exercisable to purchase shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, at a price of $10,000 per share, subject to certain adjustments. Upon a Mandatory Conversion, the Series B Warrant will become exercisable by the reporting person to purchase shares of Common Stock (reflecting a conversion on a 1-for-4,000 basis) at a price of $2.50 per share, subject to certain adjustments. Trevor Montano 2024-07-02