-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VQDx9t6yygowA3l7AjKBQ+DGEoTLm9Yaf3oxbkHxMr14WIkKlEWUBA62k0QLGqD6 NLsonyoA8lIinCVNCmzFUQ== 0001181431-06-010254.txt : 20060210 0001181431-06-010254.hdr.sgml : 20060210 20060210132426 ACCESSION NUMBER: 0001181431-06-010254 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060209 FILED AS OF DATE: 20060210 DATE AS OF CHANGE: 20060210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH DAN F CENTRAL INDEX KEY: 0001188511 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10145 FILM NUMBER: 06596961 BUSINESS ADDRESS: STREET 1: LYONDELL CHEMICAL CO STREET 2: PO BOX 3646 CITY: HOUSTON STATE: TX ZIP: 77253-3646 BUSINESS PHONE: 7136527445 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LYONDELL CHEMICAL CO CENTRAL INDEX KEY: 0000842635 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 954160558 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1221 MCKINNEY ST STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 713-652-7200 MAIL ADDRESS: STREET 1: 1221 MCKINNEY ST STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77010 FORMER COMPANY: FORMER CONFORMED NAME: LYONDELL PETROCHEMICAL CO DATE OF NAME CHANGE: 19920703 4 1 rrd107247.xml X0202 4 2006-02-09 0 0000842635 LYONDELL CHEMICAL CO LYO 0001188511 SMITH DAN F 1221 MCKINNEY STREET SUITE 700 HOUSTON TX 77010 0 1 0 0 CEO, President and Director Common Stock 2006-02-09 4 M 0 700 12.87 A 305899 D Common Stock 2006-02-09 4 S 0 700 23.58 D 305199 D Common Stock 2006-02-09 4 M 0 2400 12.87 A 307599 D Common Stock 2006-02-09 4 S 0 2400 23.57 D 305199 D Common Stock 2006-02-09 4 M 0 8100 12.87 A 313299 D Common Stock 2006-02-09 4 S 0 8100 23.56 D 305199 D Common Stock 2006-02-09 4 M 0 6800 12.87 A 311999 D Common Stock 2006-02-09 4 S 0 6800 23.55 D 305199 D Common Stock 2006-02-09 4 M 0 10300 12.87 A 315499 D Common Stock 2006-02-09 4 S 0 10300 23.54 D 305199 D Common Stock 2006-02-09 4 M 0 7900 12.87 A 313099 D Common Stock 2006-02-09 4 S 0 7900 23.53 D 305199 D Common Stock 2006-02-09 4 M 0 10300 12.87 A 315499 D Common Stock 2006-02-09 4 S 0 10300 23.52 D 305199 D Common Stock 2006-02-09 4 M 0 3600 12.87 A 308799 D Common Stock 2006-02-09 4 S 0 3600 23.51 D 305199 D Common Stock 2006-02-09 4 M 0 49700 12.87 A 354899 D Common Stock 2006-02-09 4 S 0 49700 23.5 D 305199 D Common Stock 2006-02-09 4 M 0 200 12.87 A 305399 D Common Stock 2006-02-09 4 S 0 200 23.49 D 305199 D Common Stock 26093 I By 401(K) Stock Option (Right to Buy) 12.87 2006-02-09 4 M 0 700 12.87 D 2013-02-07 Common Stock 700 433583 D Stock Option (Right to Buy) 12.87 2006-02-09 4 M 0 2400 12.87 D 2013-02-07 Common Stock 2400 431183 D Stock Option (Right to Buy) 12.87 2006-02-09 4 M 0 8100 12.87 D 2013-02-07 Common Stock 8100 423083 D Stock Option (Right to Buy) 12.87 2006-02-09 4 M 0 6800 12.87 D 2013-02-07 Common Stock 6800 416283 D Stock Option (Right to Buy) 12.87 2006-02-09 4 M 0 10300 12.87 D 2013-02-07 Common Stock 10300 405983 D Stock Option (Right to Buy) 12.87 2006-02-09 4 M 0 7900 12.87 D 2013-02-07 Common Stock 7900 398083 D Stock Option (Right to Buy) 12.87 2006-02-09 4 M 0 10300 12.87 D 2013-02-07 Common Stock 10300 387783 D Stock Option (Right to Buy) 12.87 2006-02-09 4 M 0 3600 12.87 D 2013-02-07 Common Stock 3600 384183 D Stock Option (Right to Buy) 12.87 2006-02-09 4 M 0 49700 12.87 D 2013-02-07 Common Stock 49700 334483 D Stock Option (Right to Buy) 12.87 2006-02-09 4 M 0 200 12.87 D 2013-02-07 Common Stock 200 334283 D One-third of the award vested on February 7, 2004 and the remaining two-thirds vested on November 23, 2004 when the stock price closed at two times the strike price. /s/ KERRY A. GALVIN as Attorney In Fact for Dan F. Smith 2006-02-10 -----END PRIVACY-ENHANCED MESSAGE-----