-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WrKFxcNshaBMc0m3EgSmMVVtE87uSUIJrIVWku3RsXlZ2Jt67Dx8NUqPtnW4ehyN XTImVsRhR9q1zb14PYBvVg== 0001140361-07-024868.txt : 20071220 0001140361-07-024868.hdr.sgml : 20071220 20071220134215 ACCESSION NUMBER: 0001140361-07-024868 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071220 FILED AS OF DATE: 20071220 DATE AS OF CHANGE: 20071220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LYONDELL CHEMICAL CO CENTRAL INDEX KEY: 0000842635 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 954160558 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1221 MCKINNEY ST STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 713-652-7200 MAIL ADDRESS: STREET 1: 1221 MCKINNEY ST STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77010 FORMER COMPANY: FORMER CONFORMED NAME: LYONDELL PETROCHEMICAL CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGEN D TRAVIS CENTRAL INDEX KEY: 0001014325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10145 FILM NUMBER: 071318620 BUSINESS ADDRESS: BUSINESS PHONE: 9146412000 MAIL ADDRESS: STREET 1: ITT INDUSTRIES INC STREET 2: 4 WEST RED OAK LANE CITY: WHITE PLAINS STATE: NY ZIP: 10604 4 1 doc1.xml FORM 4 X0202 4 2007-12-20 1 0000842635 LYONDELL CHEMICAL CO LYO 0001014325 ENGEN D TRAVIS 1221 MCKINNEY, SUITE 700 HOUSTON TX 77010 1 0 0 0 Common Stock 2007-12-20 4 D 0 73767 48 D 0 D Stock Option (Right to Buy) 12.9125 2007-12-20 4 D 0 5000 35.0875 D 2010-02-03 Common Stock 5000 0 D Stock Option (Right to Buy) 13.8 2007-12-20 4 D 0 5000 34.2 D 2012-02-08 Common Stock 5000 0 D Stock Option (Right to Buy) 16.25 2007-12-20 4 D 0 5000 31.75 D 2011-02-01 Common Stock 5000 0 D Phantom Stock 2007-12-20 4 D 0 9436 48 D Common Stock 9436 0 D Disposed of on the effective date of the merger pursuant to the Merger Agreement between Lyondell and Basell AF and BIL Acquisition Holdings Limited (?Merger Agreement?) for the merger consideration of $48 per share. This option, which vested on August 21, 2002 in connection with Lyondell?s purchase of Occidental Petroleum Corporation?s interest in Equistar Chemicals, LP., was canceled pursuant to the Merger Agreement in exchange for a cash payment of $175,437.50 representing the difference between the exercise price of the option and the $48 per share merger consideration. This option, which vested on December 1, 2004 in connection with the acquisition of Millennium Chemicals Inc., was canceled pursuant to the Merger Agreement in exchange for a cash payment of $171,000 representing the difference between the exercise price of the option and the $48 per share merger consideration. This option, which vested on August 21, 2002 in connection with Lyondell?s purchase of Occidental Petroleum Corporation?s interest in Equistar Chemicals, LP., was canceled pursuant to the Merger Agreement in exchange for a cash payment of $158,750 representing the difference between the exercise price of the option and the $48 per share merger consideration. Phantom Stock, which convert on a 1 for 1 basis and vested in connection with the merger, was disposed of on the effective date of the merger pursuant to the Merger Agreement for the merger consideration of $48 per share. /s/ KERRY A. GALVIN as Attorney In Fact for Travis Engen 2007-12-20 -----END PRIVACY-ENHANCED MESSAGE-----