-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EOiqMksXX3/CpwN2Wz4UWbj/VC8hizp18ToGx3o+ggk7IcFhgSet1yhc53gnl7qL UVQj5zRp9IEHgPozHr/PZg== 0001104659-07-041031.txt : 20070517 0001104659-07-041031.hdr.sgml : 20070517 20070517150346 ACCESSION NUMBER: 0001104659-07-041031 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070517 DATE AS OF CHANGE: 20070517 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LYONDELL CHEMICAL CO CENTRAL INDEX KEY: 0000842635 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 954160558 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-10145 FILM NUMBER: 07861029 BUSINESS ADDRESS: STREET 1: 1221 MCKINNEY ST STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 713-652-7200 MAIL ADDRESS: STREET 1: 1221 MCKINNEY ST STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77010 FORMER COMPANY: FORMER CONFORMED NAME: LYONDELL PETROCHEMICAL CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: OCCIDENTAL CHEMICAL HOLDING CORP CENTRAL INDEX KEY: 0001259249 RELATIONSHIP: OTHER IRS NUMBER: 952865897 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 10889 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90024 144 1 a07-14590_1144.htm 144

 

OMB APPROVAL

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

OMB Number: 3235-0101 Expires: December 31, 2009 Estimated average burden hours per response . . . . . . . . . 2.00

FORM 144

SEC USE ONLY

NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

DOCUMENT SEQUENCE NO. FR

 

CUSIP NUMBER

ATTENTION:

Transmit for filing 3 copies of this form concurrently with either placing an order
with a broker to execute sale or executing a sale directly with a market maker.

552078107

1 (a) 

NAME OF ISSUER (Please type or print)

(b)

IRS IDENT. NO.

(c)

S.E.C. FILE NO.

WORK LOCATION

 

 

 

 

 

 

 

 

LYONDELL CHEMICAL COMPANY

 

95-4160558

 

0000842635

 

1 (d)

ADDRESS OF ISSUER

STREET

 

CITY

 

STATE

ZIP CODE

(e) TELEPHONE NO.

 

 

 

 

 

 

 

 

AREA CODE

NUMBER

 

1221

McKinney Street, Suite 700

 

Houston

 

Texas

77010

713

652-7200

2 (a)

NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD

(b)

IRS IDENT. NO.

(c)

RELATIONSHIP TO ISSUER

(d)

ADDRESS STREET

CITY

STATE

ZIP CODE

 

Occidental Chemical Holding Corporation.

 

95-2865897

 

Affiliate of a director(1)

 

10889 Wilshire Boulevard  

Los Angeles,

California

90024

 

INSTRUCTION:  The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

3 (a)

 

(b)

 

SEC USE ONLY

(c)

 

(d)

 

(e)

 

(f)

 

(g)

 

Title of the
Class of

Name and Address of Each Broker
Through Whom the Securities are to

 

Number of Shares
or Other Units

Aggregate
Market

Number of Shares
or Other Units

Approximate Date of Sale

Name of Each Securities Exchange

Securities
To Be Sold

be Offered or Each Market Maker
who is Acquiring the Securities

Broker-Dealer
File Number

To Be Sold
(See instr. 3(c))

Value
(See instr. 3(d))

Outstanding
(See instr. 3(e))

(See instr. 3(f))
(MO. DAY YR.)

(See instr. 3(g))

 

Common Stock

 

Citigroup Global Market, Inc.
390 Greenwich Street
New York, NY  10013

 

 

14,000,000

$

509,460,000(2)

 

252,889,856

 

On or after
May 21, 2007

 

NYSE

 

INSTRUCTIONS:

1.

(a)

Name of issuer

3.

(a)

Title of the class of securities to be sold

 

(b)

Issuer’s I.R.S. Identification Number

 

(b)

Name and address of each broker through whom the securities are intended to be sold

 

(c)

Issuer’s S.E.C. file number, if any

 

(c)

Number of shares or other units to be sold (if debt securities, give the aggregate face amount)

 

(d)

Issuer’s address, including zip code

 

(d)

Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice

 

(e)

Issuer’s telephone number, including area code

 

(e)

Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer

 

 

 

 

(f)

Approximate date on which the securities are to be sold

2.

(a)

Name of person for whose account the securities are to be sold

 

(g)

Name of each securities exchange, if any, on which the securities are intended to be sold

 

(b)

Such person’s I.R.S. identification number, if such person is an entity

 

 

 

 

(c)

Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)

 

 

 

 

(d)

Such person’s address, including zip code

 

 

 

 

(1)                                  The filing person disclaims any characterization that would deem the filing person to be a director of the Issuer.

(2)                                  Based on the closing price of $36.39 on May 16, 2007.

Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.

SEC 1147 (01-07)



TABLE I — SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:

Title of the Class

Date you
Acquired

Nature of Acquisition Transaction

Name of Person from Whom Acquired
(If gift, also give date donor acquired)

Amount of
Securities Acquired

Date of
Payment

Nature of Payment

Common Stock

08/2002

Private Placement

Issuer

14,000,000

08/2002

cash

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

INSTRUCTIONS:

If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

 

TABLE II — SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

Name and Address of Seller

Title of Securities Sold

Date of Sale

Amount of
Securities Sold

Gross Proceeds

Occidental Chemical Holding Corporation

Common Stock

May 9, 2007

6,990,070(3)

$224,227,465

10889 Wilshire Boulevard   Los Angeles,

 

 

 

 

California 90024

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

REMARKS:

INSTRUCTIONS:

ATTENTION:

See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.

 

May 16 , 2007

 

/s/James R.Havert

DATE OF NOTICE

 

(SIGNATURE)

 

The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

 

(3)                                  Sold in a transaction exempt pursuant to Section 4 of the Securities Act of 1933 and not involving any public offering as such terms are used in Rule 144(e)(3)(vii).

SEC 1147 (01-07)


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