-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UScG4ma4TiQtACpAokK7Ay/QoXYQRzA4Z2BCVuwaWnEz4TQy2QodKGeqDDABd7Bf zc5KgKkw4wbKvAHveOYrqQ== 0000899243-02-002268.txt : 20020813 0000899243-02-002268.hdr.sgml : 20020813 20020813170516 ACCESSION NUMBER: 0000899243-02-002268 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LYONDELL CHEMICAL CO CENTRAL INDEX KEY: 0000842635 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 954160558 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10145 FILM NUMBER: 02730527 BUSINESS ADDRESS: STREET 1: 1221 MCKINNEY ST STREET 2: STE 700 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 7136527200 MAIL ADDRESS: STREET 1: 1221 MCKINNEY ST STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77010 FORMER COMPANY: FORMER CONFORMED NAME: LYONDELL PETROCHEMICAL CO DATE OF NAME CHANGE: 19920703 8-K 1 d8k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 13, 2002 LYONDELL CHEMICAL COMPANY (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-10145 95-4160558 (Commission File Number) (I.R.S. Employer Identification No.) 1221 McKinney Street, Suite 700, Houston, Texas 77010 (Address of principal executive offices) (Zip Code) (713) 652-7200 (Registrant's telephone number, including area code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Item 7. Financial Statements and Exhibits. (c) Exhibits. 99.1 Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings 99.2 Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings Item 9. Regulation FD Disclosure. On August 13, 2002, in accordance with Order No. 4-460 and pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934, each of the principal executive officer and the principal financial officer of Lyondell Chemical Company filed sworn statements with the Securities and Exchange Commission. Copies of the sworn statements are furnished as Exhibits 99.1 and 99.2 to this report. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LYONDELL CHEMICAL COMPANY By: /s/ Kerry A. Galvin ---------------------------------------- Kerry A. Galvin Senior Vice President, General Counsel, and Secretary Date: August 13, 2002 INDEX TO EXHIBITS Exhibit Number Description - ------- ----------- 99.1 Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings 99.2 Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings EX-99.1 3 dex991.txt STATEMENT UNDER OATH - PRINCIPAL EXECUTIVE OFFICER EXHIBIT 99.1 Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, Dan F. Smith, President and Chief Executive Officer of Lyondell Chemical Company, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Lyondell Chemical Company, and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with Lyondell Chemical Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the year ended December 31, 2001 of Lyondell Chemical Company; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Lyondell Chemical Company filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Dan F. Smith Subscribed and sworn to before me - ----------------------------- this 13th day of August, 2002. Dan F. Smith August 13, 2002 /s/ Florence L. Weems -------------------------- Notary Public My Commission Expires: March 7, 2004 -------------------------- EX-99.2 4 dex992.txt STATEMENT UNDER OATH - PRINCIPAL FINANCIAL OFFICER EXHIBIT 99.2 Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, T. Kevin DeNicola, Senior Vice President and Chief Financial Officer of Lyondell Chemical Company, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Lyondell Chemical Company, and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with Lyondell Chemical Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the year ended December 31, 2001 of Lyondell Chemical Company; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Lyondell Chemical Company filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ T. Kevin DeNicola Subscribed and sworn to before me - ---------------------------- this 13th day of August, 2002. T. Kevin DeNicola August 13, 2002 /s/ Florence L. Weems -------------------------- Notary Public My Commission Expires: March 7, 2004 -------------------------- -----END PRIVACY-ENHANCED MESSAGE-----