-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q+WbN9BzqdQRsuUcnoRMlPyspcaqP2yAkFui7OaSDHxXMt52IpQJrVzfavUK3oW8 s2BwNJoG1Gfgz/BwSRsGbQ== 0001140361-07-010269.txt : 20070517 0001140361-07-010269.hdr.sgml : 20070517 20070517160549 ACCESSION NUMBER: 0001140361-07-010269 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070517 FILED AS OF DATE: 20070517 DATE AS OF CHANGE: 20070517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRIMAS CORP CENTRAL INDEX KEY: 0000842633 STANDARD INDUSTRIAL CLASSIFICATION: METAL FORGING & STAMPINGS [3460] IRS NUMBER: 382687639 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39400 WOODWARD AVENUE, SUITE 130 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 BUSINESS PHONE: 2486315400 MAIL ADDRESS: STREET 1: 39400 WOODWARD AVENUE, SUITE 130 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIP Side-by-Side Partners, LP CENTRAL INDEX KEY: 0001399755 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10716 FILM NUMBER: 07861430 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-861-2622 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Metaldyne Investment Fund I, LLC CENTRAL INDEX KEY: 0001399760 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10716 FILM NUMBER: 07861432 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-861-2622 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TriMas Investment Fund I, LLC CENTRAL INDEX KEY: 0001399756 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10716 FILM NUMBER: 07861433 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-861-2622 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEARTLAND INDUSTRIAL ASSOCIATES LLC CENTRAL INDEX KEY: 0001179822 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10716 FILM NUMBER: 07861434 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038612622 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TriMas Investment Fund II, LLC CENTRAL INDEX KEY: 0001399757 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10716 FILM NUMBER: 07861435 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-861-2622 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Metaldyne Investment Fund II, LLC CENTRAL INDEX KEY: 0001399759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10716 FILM NUMBER: 07861431 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-861-2622 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 3 1 doc1.xml FORM 3 X0202 3 2007-05-17 0 0000842633 TRIMAS CORP TRS 0001179822 HEARTLAND INDUSTRIAL ASSOCIATES LLC 55 RAILROAD AVENUE 3RD FLOOR GREENWICH CT 06830 0 0 1 0 0001399756 TriMas Investment Fund I, LLC 55 RAILROAD AVENUE 3RD FLOOR GREENWICH CT 06830 0 0 1 0 0001399760 Metaldyne Investment Fund I, LLC 55 RAILROAD AVENUE 3RD FLOOR GREENWICH CT 06830 0 0 1 0 0001399759 Metaldyne Investment Fund II, LLC 55 RAILROAD AVENUE 3RD FLOOR GREENWICH CT 06830 0 0 1 0 0001399755 HIP Side-by-Side Partners, LP 55 RAILROAD AVENUE 3RD FLOOR GREENWICH CT 06830 0 0 1 0 0001399757 TriMas Investment Fund II, LLC 55 RAILROAD AVENUE 3RD FLOOR GREENWICH CT 06830 0 0 1 0 Common Stock 11805779 D Common Stock 2243827 D Common Stock 835339 D Common Stock 173378 D Common Stock 32952 D These securities are owned directly by TriMas Investment Fund I, L.L.C. (?TriMas I?). Heartland Industrial Associates, L.L.C. (?Heartland?), the Managing Member of TriMas I, is an indirect beneficial owner of these securities. These securities are owned directly by Metaldyne Investment Fund I, L.L.C. (?Metaldyne I?). Heartland, the Managing Member of Metaldyne I, is an indirect beneficial owner of these securities. These securities are owned directly by HIP Side-by-Side Partners, L.P. (?HIP?). Heartland, the General Partner of HIP, is an indirect beneficial owner of these securities. These securities are owned directly by TriMas Investment Fund II, L.L.C. (?TriMas II?). Heartland, the Managing Member of TriMas II, is an indirect beneficial owner of these securities. These securities are owned directly by Metaldyne Investment Fund II, L.L.C. (?Metaldyne II?). Heartland, the Managing Member of Metaldyne II, is an indirect beneficial owner of these securities. Heartland, TriMas I, Metaldyne I, HIP, TriMas II and Metaldyne II may be deemed to be members of a ?group? for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the ?Exchange Act?). By reason of TriMas Corporation?s (the ?Company?) shareholders agreement (the ?Shareholders Agreement?), dated as of June 6, 2002, as amended, holders of an additional 5,534,756 shares of the Company?s common stock have entered into certain voting agreements with affiliates of Heartland. Heartland Industrial Associates, L.L.C. /s/ Daniel P. Tredwell, Managing Member 2007-05-17 TriMas Investment Fund I, L.L.C., By: Heartland Industrial Associates, L.L.C., its Managing Member, /s/ Daniel P. Tredwell, Managing Member 2007-05-17 TriMas Investment Fund II, L.L.C., By: Heartland Industrial Associates, L.L.C., its Managing Member, /s/ Daniel P. Tredwell, Managing Member 2007-05-17 Metaldyne Investment Fund I, L.L.C., By: Heartland Industrial Associates, L.L.C., its Managing Member, /s/ Daniel P. Tredwell, Managing Member 2007-05-17 Metaldyne Investment Fund II, L.L.C., By: Heartland Industrial Associates, L.L.C., its Managing Member, /s/ Daniel P. Tredwell, Managing Member 2007-05-17 HIP Side-by-Side Partners, L.P., By: Heartland Industrial Associates, L.L.C., its Managing Member, /s/ Daniel P. Tredwell, Managing Member 2007-05-17 -----END PRIVACY-ENHANCED MESSAGE-----