-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QDPxp9lu93JPK/utOu+EdJAlVDhJKAV9sqVT4Nsb77rpaFMI0nHWc6JsJWuUOP+i HLvczvzp1OCH7/kL9hv5Qw== 0001104659-10-055693.txt : 20101103 0001104659-10-055693.hdr.sgml : 20101103 20101103204137 ACCESSION NUMBER: 0001104659-10-055693 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101101 FILED AS OF DATE: 20101103 DATE AS OF CHANGE: 20101103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRIMAS CORP CENTRAL INDEX KEY: 0000842633 STANDARD INDUSTRIAL CLASSIFICATION: METAL FORGING & STAMPINGS [3460] IRS NUMBER: 382687639 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39400 WOODWARD AVENUE, SUITE 130 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 BUSINESS PHONE: 2486315400 MAIL ADDRESS: STREET 1: 39400 WOODWARD AVENUE, SUITE 130 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEARTLAND INDUSTRIAL ASSOCIATES LLC CENTRAL INDEX KEY: 0001179822 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10716 FILM NUMBER: 101162938 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038612622 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 a4.xml 4 X0303 4 2010-11-01 0 0000842633 TRIMAS CORP TRS 0001179822 HEARTLAND INDUSTRIAL ASSOCIATES LLC 177 BROAD STREET 10TH FLOOR STAMFORD CT 06901 0 0 1 0 Common Stock 2010-11-01 4 S 0 3000000 14.75 D 11904972 I See Footnote These securities are owned directly by TriMas Investment Fund I, L.L.C. ("TIF I") and HIP Investment Holdings I, LLC ("HIP Holdings"). TIF I and HIP Holdings will sell 1,133,024 shares and 1,866,976 shares, respectively, as holders of record of such shares. Following the sale of these securities, TIF I will own 8,609,206 shares and HIP Holdings will no longer own any shares. Heartland Industrial Partners, L.P. ("Heartland Partners"), as the managing member of TIF I and HIP Holdings, and Heartland Industrial Associates, L.L.C. ("Heartland"), as the General Partner of Heartland Partners, may each be deemed to be an indirect beneficial owner of the securities held by TIF I and HIP Holdings. Following the sale of the securities, Heartland Partners will indirectly beneficially own 10,853,033 shares. Heartland and Heartland Partners each disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of these securities, except to the extent of its pecuniary interest therein. Heartland, Heartland Partners, TIF I and HIP Holdings may be deemed to be members of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934. Signature by Daniel P. Tredwell, as Managing Member of Heartland, which is General Partner of Heartland Partners, which is managing member of TIF I and HIP Holdings. /s/ Daniel P. Tredwell 2010-11-03 -----END PRIVACY-ENHANCED MESSAGE-----