0001127602-20-024122.txt : 20200824 0001127602-20-024122.hdr.sgml : 20200824 20200824161232 ACCESSION NUMBER: 0001127602-20-024122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200821 FILED AS OF DATE: 20200824 DATE AS OF CHANGE: 20200824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Diefenthaler Aaron Paul CENTRAL INDEX KEY: 0001540227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09463 FILM NUMBER: 201128021 MAIL ADDRESS: STREET 1: 9025 N. LINDBERGH DRIVE CITY: PEORIA STATE: IL ZIP: 61615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RLI CORP CENTRAL INDEX KEY: 0000084246 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 370889946 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9025 N. LINDBERGH DRIVE CITY: PEORIA STATE: IL ZIP: 61615 BUSINESS PHONE: 3096921000 MAIL ADDRESS: STREET 1: 9025 N. LINDBERGH DRIVE CITY: PEORIA STATE: IL ZIP: 61615 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-08-21 0000084246 RLI CORP RLI 0001540227 Diefenthaler Aaron Paul 9025 N. LINDBERGH DRIVE PEORIA IL 61615 1 VP, CIO, Treasurer Common Stock 20752.2849 D Common Stock 3150.8946 I Employee Stock Ownership Plan - ESOP Common Stock 1300.3635 I By Executive Deferred Compensation Stock Option 93.24 2020-08-21 4 A 0 12500 93.24 A 2021-08-21 2028-08-21 Common Stock 12500 12500 D Restricted Stock Unit Common Stock 300 300 D Restricted Stock Unit Common Stock 300 300 D Stock Option 47.61 2016-05-07 2023-05-07 Common Stock 12000 12000 D Stock Option 64.09 2017-05-05 2024-05-05 Common Stock 9000 9000 D Stock Option 56.71 2018-05-04 2025-05-04 Common Stock 11000 11000 D Stock Option 63.14 2019-05-03 2026-05-03 Common Stock 9000 9000 D Stock Option 82.66 2020-05-02 2027-05-02 Common Stock 7500 7500 D Ownership reflects dividend reinvestment Balance reflects annual company contributions and dividend reinvestment. Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments. Upon vesting, each restricted stock unit represents the right to receive one share of common stock. These restricted stock units are scheduled to vest 100% on the third anniversary of the date of grant. Upon vesting, each restricted stock unit represents the right to receive one share of common stock. Stock option grant price adjusted to reflect $2.00 extraordinary dividend declared 11-12-15. /s/ Aaron Paul Diefenthaler 2020-08-24