0001127602-20-013293.txt : 20200406
0001127602-20-013293.hdr.sgml : 20200406
20200406101807
ACCESSION NUMBER: 0001127602-20-013293
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200402
FILED AS OF DATE: 20200406
DATE AS OF CHANGE: 20200406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STONE MICHAEL J
CENTRAL INDEX KEY: 0001192707
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09463
FILM NUMBER: 20776110
MAIL ADDRESS:
STREET 1: C/O RLI CORP
STREET 2: 9025 N. LINDBERGH DR.
CITY: PEORIA
STATE: IL
ZIP: 61615
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RLI CORP
CENTRAL INDEX KEY: 0000084246
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 370889946
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9025 N. LINDBERGH DRIVE
CITY: PEORIA
STATE: IL
ZIP: 61615
BUSINESS PHONE: 3096921000
MAIL ADDRESS:
STREET 1: 9025 N. LINDBERGH DRIVE
CITY: PEORIA
STATE: IL
ZIP: 61615
4/A
1
form4a.xml
PRIMARY DOCUMENT
X0306
4/A
2020-04-02
2020-04-06
0000084246
RLI CORP
RLI
0001192707
STONE MICHAEL J
9025 N. LINDBERGH DRIVE
PEORIA
IL
61615
1
Common Stock
2020-04-02
4
J
0
3230
0
D
9692.3824
I
By Trust
Common Stock
2020-04-02
4
J
0
3230
0
A
242341.1688
D
Common Stock
2020-04-02
4
S
0
1355
83.40
D
240986.1688
D
Common Stock
20837.55
I
M.J. Stone Grantor Retained Annuity Trust (M6) dtd. 10/31/11
Common Stock
1580
I
By Wife, Custodian UTMA-FL
Restricted Stock Unit
Common Stock
605
605
D
Quarterly distribution from the RLI Corp. Executive Deferred Compensation Plan to Michael J. Stone.
Ownership reflects dividend reinvestment
Sale of shares re payment of tax liability on quarterly deferred compensation distribution.
Upon vesting, each restricted stock unit represents the right to receive one share of common stock.
These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2020 Annual Shareholders' Meeting or (2) one year after the date of grant.
/s/ Jeffrey D. Fick, attorney-in-fact for Mr. Stone
2020-04-06
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC):
Power of Attorney
Know all by these presents, that the undersigned hereby makes,
constitutes and appoints each of Jeffrey D. Fick, Sr. Vice President &
Corporate Secretary, and Christina G. Dean, Assistant Corporate Secretary,
or either of them acting singly, and with full power of substitution and re-
substitution, the undersigned?s true and lawful attorney-in-fact (each of
such persons and their substitutes being referred to herein as the
"Attorney-in-Fact"), with full power to act for the undersigned and in the
undersigned's name, place and stead, in any and all capacities, to:
1. Prepare, execute, and submit to the Securities and Exchange Commission
("SEC") a Form ID, including amendments thereto, and any other documents
necessary or appropriate to obtain codes and passwords enabling the
undersigned to make electronic filings with the SEC of reports required or
considered by the Attorney-in-Fact to be advisable under Section 13 or
Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or
any rule or regulation of the SEC;
2. Prepare, execute and submit to the SEC, RLI Corp. (the ?Company?),
and/or any national securities exchange on which the Company?s securities
are listed any and all reports (including any amendments thereto) the
undersigned is required to file with the SEC, or which the Attorney-in-Fact
considers it advisable to file with the SEC, under Section 13 or Section 16 of
the Exchange Act or any rule or regulation thereunder, or under Rule 144
under the Securities Act of 1933 (?Rule 144?), with respect to the any
security of the Company, including Forms 3, 4 and 5, Schedules 13D and
13G, and Forms 144; and
3. Obtain, as the undersigned's representative and on the undersigned's
behalf, information regarding transactions in the Company's equity
securities from any third party, including the Company and any brokers,
dealers, employee benefit plan administrators and trustees, and the
undersigned hereby authorizes any such third party to release any such
information to the Attorney-in-Fact.
The undersigned acknowledges that:
a) This Power of Attorney authorizes, but does not require, the Attorney-in-
Fact to act in his or her discretion on information provided to such Attorney-
in-Fact without independent verification of such information;
b) Any documents prepared or executed by the Attorney-in-Fact on behalf of
the undersigned pursuant to this Power of Attorney will be in such form and
will contain such information as the Attorney-in-Fact, in his or her
discretion, deems necessary or desirable;
c) Neither the Company nor the Attorney-in-Fact assumes any liability for
the undersigned's responsibility to comply with the requirements of Section
13 or Section 16 of the Exchange Act or Rule 144, any liability of the
undersigned for any failure to comply with such requirements, or any
liability of the undersigned for disgorgement of profits under Section 16(b)
of the Exchange Act; and
d) This Power of Attorney does not relieve the undersigned from
responsibility for compliance with the undersigned's obligations under
Section 13 or Section 16 of the Exchange Act, including, without limitation,
the reporting requirements under Section 13 or Section 16 of the Exchange
Act.
The undersigned hereby grants to the Attorney-in-Fact full power and
authority to do and perform each and every act and thing requisite,
necessary or advisable to be done in connection with the foregoing, as fully,
to all intents and purposes, as the undersigned might or could do in person,
hereby ratifying and confirming all that the Attorney-in-Fact, or his or her
substitute or substitutes, shall lawfully do or cause to be done by authority
of this Power of Attorney.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 4 or 5 or Schedules 13D or
13G or Forms 144 with respect to the undersigned's holdings of and
transactions in securities of the Company, unless earlier revoked by the
undersigned in a signed writing delivered to the Attorney-in-Fact. This
Power of Attorney revokes all previous powers of attorney with respect to
the subject matter of this Power of Attorney.
IN WITNESS WHEREOF, the undersigned has executed this Power of
Attorney as of February 13, 2020.
/s/ Michael J. Stone
Michael J. Stone