0001127602-18-001609.txt : 20180111 0001127602-18-001609.hdr.sgml : 20180111 20180111152829 ACCESSION NUMBER: 0001127602-18-001609 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180111 DATE AS OF CHANGE: 20180111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Diefenthaler Aaron Paul CENTRAL INDEX KEY: 0001540227 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09463 FILM NUMBER: 18523591 MAIL ADDRESS: STREET 1: 9025 N. LINDBERGH DRIVE CITY: PEORIA STATE: IL ZIP: 61615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RLI CORP CENTRAL INDEX KEY: 0000084246 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 370889946 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9025 N. LINDBERGH DRIVE CITY: PEORIA STATE: IL ZIP: 61615 BUSINESS PHONE: 3096921000 MAIL ADDRESS: STREET 1: 9025 N. LINDBERGH DRIVE CITY: PEORIA STATE: IL ZIP: 61615 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2017-12-31 0 0 0000084246 RLI CORP RLI 0001540227 Diefenthaler Aaron Paul 9025 N. LINDBERGH DRIVE PEORIA IL 61615 1 VP, CIO, Treasurer Common Stock 12484.2849 D Common Stock 1230.828 I By Executive Deferred Compensation Common Stock 2390.4667 I Employee Stock Ownership Plan - ESOP Restricted Stock Unit Common Stock 300 300 D Stock Option 29.42 2014-05-02 2021-05-02 Common Stock 16000 16000 D Stock Option 38.21 2015-05-01 2022-05-01 Common Stock 12000 12000 D Stock Option 47.61 2016-05-07 2023-05-07 Common Stock 12000 12000 D Stock Option 64.09 2017-05-05 2024-05-05 Common Stock 9000 9000 D Stock Option 56.71 2018-05-04 2025-05-04 Common Stock 11000 11000 D Ownership reflects dividend reinvestment Balance reflects annual company contributions and dividend reinvestment. Upon vesting, each restricted stock unit represents the right to receive one share of common stock. These restricted stock units are scheduled to vest 100% on the third anniversary of the date of grant. Stock option grant price adjusted to reflect $2.00 extraordinary dividend declared 11-12-15. Stock option grant price adjusted to reflect $3.00 extraordinary dividend declared 11/13/14. Stock option grant price adjusted to reflect $3.00 extraordinary dividend declared 11/14/13. Stock option grant price and number of stock options adjusted to reflect 2-for-1 stock split on 01/15/14. Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments. /s/ Aaron Paul Diefenthaler 2018-01-11