0001398344-19-000692.txt : 20190115 0001398344-19-000692.hdr.sgml : 20190115 20190115120015 ACCESSION NUMBER: 0001398344-19-000692 CONFORMED SUBMISSION TYPE: NT-NCEN PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181031 FILED AS OF DATE: 20190115 DATE AS OF CHANGE: 20190115 EFFECTIVENESS DATE: 20190115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPINE EQUITY TRUST CENTRAL INDEX KEY: 0000842436 IRS NUMBER: 136915301 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NT-NCEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-05684 FILM NUMBER: 19526601 BUSINESS ADDRESS: STREET 1: 2500 WESTCHESTER CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142510880 MAIL ADDRESS: STREET 1: 2500 WESTCHESTER AVENUE CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: EVERGREEN GLOBAL EQUITY TRUST /NY DATE OF NAME CHANGE: 19970429 FORMER COMPANY: FORMER CONFORMED NAME: EVERGREEN GLOBAL REAL ESTATE EQUITY TRUST DATE OF NAME CHANGE: 19920703

0000842436 S000005193 Alpine Realty Income & Growth Fund

C000014171 Institutional Class AIGYX

C000109319 Class A AIAGX

0000842436 S000005194 Alpine International Real Estate Equity Fund

C000014172 Institutional Class EGLRX

C000109320 Class A EGALX

0000842436 S000023641 Alpine Emerging Markets Real Estate Fund

C000069631 Institutional Class AEMEX

C000109321 Class A AEAMX

0000842436 S000023642 Alpine Global Infrastructure Fund

C000069632 Institutional Class AIFRX

C000109322 Class A AIAFX

0000842436 S000051611 Alpine Global Realty Growth & Income Fund

C000162376 Institutional Class ARIGX

C000162377 Class A

NT-NCEN 1 fp0038578_ntncen.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

	SEC FILE NUMBER
	811-05684

FORM 12b-25

NOTIFICATION OF LATE FILING

	(Check one):	[ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [X] Form N-CEN [ ] Form N-CSR

		For Period Ended: October 31, 2018

		[ ] Transition Report on Form 10-K
		[ ] Transition Report on Form 20-F
		[ ] Transition Report on Form 11-K
		[ ] Transition Report on Form 10-Q
		[ ] Transition Report on Form N-CEN

		For the Transition Period Ended: ______________________________

Read Instructions (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

PART I — REGISTRANT INFORMATION

Full Name of Registrant

Alpine Equity Trust

Former Name if Applicable

Address of Principal Executive Office (Street and Number)

2500 Westchester Avenue, Suite 215

City, State and Zip Code

Purchase, New York 10577

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PART II — RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

[X]

(a)

The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense

(b)

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due dated; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

(c)

The accountant’s statement or other exhibit required by Rule 12b-25 (c) has been attached if applicable.

PART III — NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, N-CEN or the transition report or portion thereof, could not be filed within the prescribed time period.

The Registrant was unable to file its final N-CEN filing within the prescribed time period without unreasonable effort or expense due to changes in services provided by the administrator subsequent to the deregistration of the Registrant; however, the Registrant expects to file its final Form N-CEN as quickly as possible.

(Attach extra Sheets if Needed)

PART IV — OTHER INFORMATION

(1)	Name and telephone number of person to contact in regard to this notification

Joe C. Caruso		914		708-5114
(Name)		(Area Code)		(Telephone Number)

(2)

Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed ? If answer is no, identify report(s). Yes [X] No [ ]

(3)	Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? Yes [ ] No [X]

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

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Alpine Equity Trust

(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

Date:	January 15, 2019	By:	/s/ Joe C. Caruso
			Joe C. Caruso, Treasurer

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