-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JXS59HEtNFk4Zr5+mTwBROYE3p5701EeOjK/tPHPyEY9NzOl3CWrbMxFkkIXXcDZ 7fHDXeJFPFJuDuRPMH8zSQ== 0000842325-97-000007.txt : 19970225 0000842325-97-000007.hdr.sgml : 19970225 ACCESSION NUMBER: 0000842325-97-000007 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970205 SROS: NASD GROUP MEMBERS: ALAN STAHLER GROUP MEMBERS: BLAIR D H & CO INC/NY/ GROUP MEMBERS: KALMAN RENOV GROUP MEMBERS: KENTON E. WOOD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INMARK ENTERPRISES INC CENTRAL INDEX KEY: 0000886475 STANDARD INDUSTRIAL CLASSIFICATION: [9995] IRS NUMBER: 061340408 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48449 FILM NUMBER: 97518414 BUSINESS ADDRESS: STREET 1: ONE PLAZA ROAD CITY: GREENVALE STATE: NY ZIP: 11548 BUSINESS PHONE: 5166253500 MAIL ADDRESS: STREET 1: ONE PLAZA ROAD CITY: GREENVALE STATE: NY ZIP: 11548 FORMER COMPANY: FORMER CONFORMED NAME: HEALTH IMAGE MEDIA INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BLAIR D H & CO INC/NY/ CENTRAL INDEX KEY: 0000842325 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 132797175 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 44 WALL ST CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2129682000 SC 13G/A 1 SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No._____2______)* Inmark Enterprises, Inc. ----------------------------------------------------- (Name of Issuer) Common Stock, $.001 par value ------------------------------------------------------------- (Title of Class of Securities) 457635100 ----------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 9 pages CUSIP No. 457635100 13G Page 2 of 9 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON D.H. Blair & Co., Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 177,480 BENEFICIALLY -------------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 0 REPORTING -------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 177,480 -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 177,480 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.8% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT CUSIP No. 457635100 13G Page 3 of 9 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kenton Wood - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Great Britain - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 8,000 BENEFICIALLY -------------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 177,480 REPORTING -------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 8,000 -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 177,480 - ---------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 185,480 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT CUSIP No. 457635100 13G Page 4 of 9 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Alan Stahler - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 19,360 BENEFICIALLY -------------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 177,480 REPORTING -------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 19,360 -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 177,480 - ---------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 196,840 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.4% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT CUSIP No. 457635100 13G Page 5 of 9 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kalman Renov - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 19,360 BENEFICIALLY -------------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 177,480 REPORTING -------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 19,360 -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 177,480 - ---------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 196,840 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.4% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT Page 6 of 9 pages Item 1. (a) Name of Issuer: Inmark Enterprises, Inc. (b) Address of Issuer's Principal Executive Offices: 1 Plaza Road Greenvale, NY 11548 Item 2. (a) Name of Person Filing: This amended statement is filed jointly by D.H. Blair & Co., Inc. ("Blair"), Kenton E. Wood ("Wood"), Alan Stahler ("Stahler"), and Kalman Renov ("Renov") (collectively, the "Reporting Parties"). Wood is Chairman and Chief Executive Officer of Blair. Stahler and Renov are each Vice Chairman of Blair. See attached Exhibit A which is a copy of their agreement in writing to file this statement on behalf of each of them. (b) Address of Principal Business Office or, if None, Residence: The Reporting Parties' business address is 44 Wall Street, New York, NY 10005. (c) Citizen: Blair is incorporated in the State of New York, Wood is a citizen of Great Britain, and Stahler and Renov are citizens of the United States. (d) Title of Class of Securities: Common Stock, $.001 par value ("shares"). (e) CUSIP#: 457635100 Item 3. (a) Blair is a broker-dealer registered under Section 15 of the Securities Exchange Act. Item 4. Ownership: (a) (b) (i) As of December 31, 1996, Blair may be deemed to beneficially own 177,480 shares or 5.8% of the Issuer's shares issued and outstanding as follows: (A) 170,280 shares underlying a Unit Purchase Option to purchase 42,570 Units (1) (the "UPO") at an exercise price of $8.40 per Unit through October 20, 1997, owned directly by Blair, and (B) 1,450 Units and 1,400 shares held by Blair as market-maker. (ii) As of December 31, 1996, Wood may be deemed to beneficially own 185,480 shares or 6.1% of the Issuer's shares issued and outstanding as follows: (A) 8,000 shares underlying a Unit Purchase Option to purchase 2,000 Units at an exercise price of $8.40 per Unit through October 20, 1997 owned directly by him, (B) 170,280 shares underlying the UPO owned by Blair as described in (i) (A) above, and (C) 1,450 Units and 1,400 shares held by Blair as market-maker. (iii) As of December 31, 1996, Stahler may be deemed to beneficially own 196,840 shares or 6.9% of the Issuer's shares issued and outstanding as follows: (A) 19,360 shares underlying a Unit Purchase Option to purchase 4,840 Units at an exercise price of $8.40 per Unit through October 20, 1997 owned directly by him, (B) 170,280 shares underlying the UPO owned by Blair and described in (i) (A) above, and (C) 1,450 Units and 1,400 shares held by Blair as marker-maker. (iv) As of December 31, 1996, Renov may be deemed to beneficially own 196,840 shares or 6.4% of the Issuer's shares issued and outstanding as follows: (A) 19,360 shares underlying a Unit Purchase Option to purchase 4,840 Units at an exercise price of $8.40 per Unit through October 20, 1997, owned directly by him, (B) 170,000 shares underlying the UPO owned by Blair as described in (i) (A) above, and (C) 1,450 Units and 1,400 shares held by Blair as market-maker. _____________________________________________________________________________ (1) Each Unit consists of one share, one Class A Warrant, and one Class B Warrant. Each Class A Warrant entitles the holder to purchase one share and one Class B Warrant at a price of $7.85, subject to adjustment, until October 20, 1997. Each Class B Warrant entitles the holder to purchase one share at a price of $11.80, subject to adjustment until October 20, 1997. Page 7 of 9 pages (c) Wood, as Chairman of the Board of Directors of Blair, shares voting and dispositive power over securities owned by Blair with its Board of Directors, of which Stahler and Renov are members. Wood, Stahler, and Renov each have sole voting and dispositive power over securities owned directly by each of them. Item 5. Ownership of Five Percent or Less of a Class: Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Members of the Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: By signing below we certify that to the best of our knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as participant in any transaction having such purpose of effect. EXHIBIT INDEX ------------- EXHIBIT A - Agreement by the Reporting Parties to file this Schedule 13G on behalf of each of them. Page 8 of 9 pages SIGNATURES After reasonable inquiry and to the best knowledge and belief of the Reporting Persons, each such person or entity certifies that the information set forth in this statement is true, complete and correct. D.H. BLAIR & CO., INC. /s/ Kenton E. Wood Dated: February 3, 1997 By:________________________________ New York, New York Kenton E. Wood Chairman /s/ Kenton E. Wood Dated: February 3, 1997 _________________________________ New York, New York Kenton E. Wood /s/ Alan Stahler Dated: February 3, 1997 _________________________________ New York, New York Alan Stahler /s/ Kalman Renov Dated: February 3, 1997 _________________________________ New York, New York Kalman Renov EX-99 2 AGREEMENT Page 9 of 9 Pages EXHIBIT A AGREEMENT JOINT FILING OF SCHEDULE 13G The undersigned hereby agree to jointly prepare and file with regulatory authorities a Schedule 13G and any future amendments thereto reporting each of the undersigned's ownership of securities of Inmark Enterprises, Inc., and hereby affirm that such Schedule 13G is being filed on behalf of each of the undersigned. D.H. BLAIR & CO., INC. /s/ Kenton E. Wood Dated: February 3, 1997 By:________________________________ New York, New York Kenton E. Wood Chairman /s/ Kenton E. Wood Dated: February 3, 1997 _________________________________ New York, New York Kenton E. Wood /s/ Alan Stahler Dated: February 3, 1997 _________________________________ New York, New York Alan Stahler /s/ Kalman Renov Dated: February 3, 1997 _________________________________ New York, New York Kalman Renov -----END PRIVACY-ENHANCED MESSAGE-----