0000842295-12-000024.txt : 20120503 0000842295-12-000024.hdr.sgml : 20120503 20120503174355 ACCESSION NUMBER: 0000842295-12-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120503 FILED AS OF DATE: 20120503 DATE AS OF CHANGE: 20120503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAUKEN THOMAS W CENTRAL INDEX KEY: 0001184548 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17321 FILM NUMBER: 12811140 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOR MINERALS INTERNATIONAL INC CENTRAL INDEX KEY: 0000842295 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 742081929 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 722 BURLESON CITY: CORPUS CHRISTI STATE: TX ZIP: 78402 BUSINESS PHONE: 361-883-5591 MAIL ADDRESS: STREET 1: 722 BURLESON CITY: CORPUS CHRISTI STATE: TX ZIP: 78402 FORMER COMPANY: FORMER CONFORMED NAME: HITOX CORPORATION OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0305 4 2012-05-03 0 0000842295 TOR MINERALS INTERNATIONAL INC TORM 0001184548 PAUKEN THOMAS W 1 0 0 0 Common Stock 2012-05-03 4 P 0 19160 50774 A 47801 I Shares held by self, spouse and TWP Common Stock 2012-05-03 4 P 0 500 2875 A 48301 I Ownership includes self, spouse and TWP, Inc. 6% Convertible Debenture 2.65 2012-05-03 4 C 0 18868 50000 D 2009-05-04 2016-05-04 Common Stock 18868 0 I Beneficial Ownership includes Self and Spouse Optoin Right to Buy 5.75 2012-05-03 4 X 0 500 2875 D 2002-05-13 2012-05-12 Common Stock 500 0 D Purchase represents the conversion of 6% Convertible Debentures (the "Debenture"), due May 4, 2016, at a conversion price of $2.65/ea. The Debenture, in the amount of $50,000, was held by both Mr. Pauken and his wife since May 4, 2009. The total shares acquired include 292 shares related to the conversion of accrued interest on the Debenture and represents $774 of the total purchase price of $50,774 Beneficial ownership consist of 28,043 shares owned directly by Mr. Pauken, 11,020 owned by his spouse and 8,738 owned by TWP, Inc Exercise of 500 options granted 5/13/2002 under the TOR Minerals Option Plan at an exercise price of $5.75/ea. Beneficial ownership includes 28,543 shares directly owned, 11,020 owned by spouse and 8,738 owned by TWP, Inc. THOMAS W PAUKEN 2012-05-03