-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EWJB/+kW9k1bb5vncMH7XUhrZT9JTFV1ZBvQuhyTXroUvFVyaaRgO3KNS1++AvkK bMlcYH0Xl/TpO9Cs9a12hg== 0000842295-09-000020.txt : 20090505 0000842295-09-000020.hdr.sgml : 20090505 20090505114626 ACCESSION NUMBER: 0000842295-09-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090504 FILED AS OF DATE: 20090505 DATE AS OF CHANGE: 20090505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARTMAN DAVID H CENTRAL INDEX KEY: 0001268223 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17321 FILM NUMBER: 09796107 MAIL ADDRESS: STREET 1: 722 BURLESON STREET CITY: CORPUS CHRISTI STATE: TX ZIP: 78402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOR MINERALS INTERNATIONAL INC CENTRAL INDEX KEY: 0000842295 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 742081929 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 722 BURLESON CITY: CORPUS CHRISTI STATE: TX ZIP: 78402 BUSINESS PHONE: 3618825175 MAIL ADDRESS: STREET 1: 722 BURLESON CITY: CORPUS CHRISTI STATE: TX ZIP: 78402 FORMER COMPANY: FORMER CONFORMED NAME: HITOX CORPORATION OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-05-04 0 0000842295 TOR MINERALS INTERNATIONAL INC TORM 0001268223 HARTMAN DAVID H 722 BURLESON STREET CORPUS CHRISTI TX 78402 1 0 1 0 6% Convertible Subordinated Debenture 0.53 2009-05-04 4 P 0 250000 A 2009-05-04 2016-05-04 Common Stock 471700 250000 I by The D and CH Trust Common Stock Warrants (Right to Buy) 0.53 2009-05-04 4 P 0 471700 A 2016-05-04 Common Stock 471700 471700 I by The D and CH Trust The reported securities are included within the 10 Units purchased by the reporting person, each of which consists of an aggregate principal amount of $25,000 of the issuer's 6% Convertible Subordinated Debentures, due May 4, 2016 and warrants to purchase 10 Warrant Units (47,170 shares per unit) of common stock of the issuer. The debentures comprising a Unit are each convertible into 47,170 shares of common stock. The reporting person is Trustee for The D and CH Trust. The reporting person disclaims beneficial ownership of the securities held by the Trust, except to the extent of his pecuniary interest therein. The warrants may be exercised in whole or in part at any time or from time to time only after the issuer obtains shareholder approval of the issuance of the shares upon exercise of the warrants. David A. Hartman 2009-05-05 -----END PRIVACY-ENHANCED MESSAGE-----