-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TlPXsCv2iitqr2ZISMR41S3DOjOPuETE0NiKSNBZsOeXuMSNavci8yyhgxL9kFRp 1qandPcJQhZU2QT0KS/bzQ== 0000914121-02-000558.txt : 20020523 0000914121-02-000558.hdr.sgml : 20020523 20020523170509 ACCESSION NUMBER: 0000914121-02-000558 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020523 GROUP MEMBERS: MORGAN STANLEY INVESTMENT MANAGEMENT INC. GROUP MEMBERS: MS REAL ESTATE SPECIAL SITUATIONS, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAMCO GERSHENSON PROPERTIES TRUST CENTRAL INDEX KEY: 0000842183 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 136908486 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40582 FILM NUMBER: 02661294 BUSINESS ADDRESS: STREET 1: 27600 NORTHWESTERN HWY STREET 2: SUITE 200 CITY: SOUTHFIELD STATE: MI ZIP: 48034 BUSINESS PHONE: 2483509900 MAIL ADDRESS: STREET 1: 27600 NORTHWESTERN HWY STREET 2: SUITE 200 CITY: SOUTHFIELD STATE: MI ZIP: 48034 FORMER COMPANY: FORMER CONFORMED NAME: RPS REALTY TRUST DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127614000 MAIL ADDRESS: STREET 1: 1221 SIXTH AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 SC 13D/A 1 mo648095-sc13da.txt AMENDMENT NO. 2 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------------------- SCHEDULE 13D RULE 13D-101 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(A) (AMENDMENT NO. 2)[1] Ramco-Gershenson Properties Trust - -------------------------------------------------------------------------------- (Name of Issuer) Common Shares of Beneficial Interest, par value $0.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 75145220 - -------------------------------------------------------------------------------- (CUSIP Number) Christopher L. O'Dell Morgan Stanley 1221 Avenue of the Americas New York, New York 10020 (212) 761-4000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 20, 2002 --------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box |_|. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (page 1 of 12 pages) - ------------------------------ 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------------ --------------------------- CUSIP NO. 75145220 SCHEDULE 13D PAGE 2 OF 12 - ------------------------------ --------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Morgan Stanley Dean Witter & Co. 36-3145972 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)|_| (b)|X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION The state of organization is Delaware. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF SHARES -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 7,400 EACH REPORTING -------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 0 -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 7,400 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,400 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 00.104% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO, HC - -------------------------------------------------------------------------------- - ---------------------------------------- * See Instructions Before Filling Out! - ------------------------------ --------------------------- CUSIP NO. 75145220 SCHEDULE 13D PAGE 3 OF 12 - ------------------------------ --------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Morgan Stanley Investment Management Inc. 13-3040307 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)|_| (b)|X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION The state of organization is Delaware. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF SHARES -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 7,400 EACH REPORTING -------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 0 -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 7,400 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,400 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 00.104% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IA, CO - -------------------------------------------------------------------------------- - ---------------------------------------- * See Instructions Before Filling Out! - ------------------------------ --------------------------- CUSIP NO. 75145220 SCHEDULE 13D PAGE 4 OF 12 - ------------------------------ --------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MS Real Estate Special Situations, Inc. 13-3962641 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)|_| (b)|X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION The state of organization is Delaware. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF SHARES -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 EACH REPORTING -------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 0 -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IA, CO - -------------------------------------------------------------------------------- - ---------------------------------------- * See Instructions Before Filling Out! - ------------------------------ --------------------------- CUSIP NO. 75145220 SCHEDULE 13D PAGE 5 OF 12 - ------------------------------ --------------------------- ITEM 1. SECURITY AND ISSUER. This Amendment No. 2 to Schedule 13D amends and supplements the Schedule 13D Amendment No. 1 dated March 19, 2002 which was filed with the Securities and Exchange Commission ("SEC") on behalf of Morgan Stanley Dean Witter & Co. ("MSDW"), Morgan Stanley Investment Management Inc. ("MSIM") and MS Real Estate Special Situations, Inc. ("MSRESSI"). This Amendment No. 2 reflects the transaction described in Item 4 below, as it relates to MSDW, MSIM and MSRESSI (MSRESSI, together with MSDW and MSIM, the "Reporting Persons"). The class of equity securities to which this statement relates is the common shares of beneficial interest, $.01 par value per share ("Common Shares"), of Ramco-Gershenson Properties Trust, a Maryland real estate investment trust (together with its predecessors, the "Issuer"). The principal executive offices of the Issuer are located at 27600 Northwestern Highway, Suite 200, Southfield, Michigan. ITEM 2. IDENTITY AND BACKGROUND Item 2 is hereby amended and supplemented by adding the following: (a) This Schedule 13D is being filed jointly on behalf of the following persons (collectively, the "Reporting Persons"): (1) Morgan Stanley Dean Witter & Co., a Delaware corporation; (2) Morgan Stanley Investment Management Inc., a Delaware corporation; and (3) MS Real Estate Special Situations, Inc., a Delaware corporation. (c) Set forth in Schedule A is the name, citizenship, business or residence address and present principal occupation or employment, as well as the name and address of any corporation or other organization in which such occupation or employment is conducted, of each of the directors and executive officers of MSDW, as of the date hereof. Set forth in Schedule B is the name, citizenship, business or residence address and present principal occupation or employment, as well as the name, principal business and address of any corporation or other organization in which such occupation or employment is conducted, of each of the directors and executive officers of MSIM, as of the date hereof. Set forth in Schedule C is the name, citizenship, business or residence address and present principal occupation or employment, as well as the name, principal business and - ------------------------------ --------------------------- CUSIP NO. 75145220 SCHEDULE 13D PAGE 6 OF 12 - ------------------------------ --------------------------- address of any corporation or other organization in which such occupation or employment is conducted, of each of the directors and executive officers of MSRESSI, as of the date hereof. (d) None of the Reporting Persons, nor, to the knowledge of the Reporting Persons, any of the other persons listed on Schedules A, B and C attached hereto, has been convicted in a criminal proceeding in the past five years (excluding traffic violations or similar misdemeanors). (e) During the past five years, none of the Reporting Persons, nor, to the knowledge of the Reporting Persons, any of the other persons listed on Schedules A, B and C attached hereto, was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM ITEM 4. PURPOSE OF TRANSACTION. Item 4 is hereby amended and supplemented by adding the following: (a) The purpose of this filing is to report that the Reporting Persons have ceased to be beneficial owners of more than 5% of the Common Shares. On March 14, 2002 the Issuer, MSRESSI and the selling shareholders entered into a Stock Redemption Agreement ("Agreement") by which the Issuer would redeem from MSRESSI and the other selling shareholders 1,200,000 shares of Series A Convertible Preferred Shares ("Preferred Shares"), par value $0.01 per share (representing 1,714,286 Common Shares) for $22.1429 per share, subject to market price adjustments and other conditions described in the Agreement attached as Exhibit 7. On May 20, 2002, the selling shareholders tendered shares certificates representing 1,200,000 Preferred Shares to the Issuer in exchange for payment in full therefor, $26,571,428.57 in the aggregate. As a consequence, as of May 20, 2002, MSDW, MSIM and MSRESSI ceased to be reporting Persons for the purpose of Rule 13d-1. Except as described above, as of the date of this Amendment No. 2 to Schedule 13D, the Reporting Persons have no present plans or proposals of a type requiring disclosure under Item 4 of Schedule 13D. MSDW is filing solely in its capacity as parent company and indirect beneficial owner of securities held by its business units. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 is hereby amended and supplemented by adding the following: - ------------------------------ --------------------------- CUSIP NO. 75145220 SCHEDULE 13D PAGE 7 OF 12 - ------------------------------ --------------------------- As of the date of this filing, MSDW and MSRESSI, for the purpose of Rule 13d-3 promulgated under the Exchange Act, beneficially own 7,400 Common Shares representing approximately 00.104% of the outstanding Shares (based on 7,088,926 Common Shares reported by the Company as outstanding on March 13, 2002 in its report on Form 10-K for the fiscal year ended December 31, 2001); The response to Item 4 is incorporated herein by reference. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Item 6 is hereby amended and supplemented by adding the following: The response to Item 4 is incorporated herein by reference. - ------------------------------ --------------------------- CUSIP NO. 75145220 SCHEDULE 13D PAGE 8 OF 12 - ------------------------------ --------------------------- SIGNATURES After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: May 23, 2002 MORGAN STANLEY DEAN WITTER & CO. By: /s/ Peter R. Vogelsang -------------------------------------------- Peter R. Vogelsang Authorized Signatory MORGAN STANLEY INVESTMENT MANAGEMENT INC. By: /s/ Richard A. Schultz -------------------------------------------- Richard A. Schultz Authorized Signatory MS REAL ESTATE SPECIAL SITUATIONS, INC. By: /s/ Richard A. Schultz -------------------------------------------- Richard A. Schultz Vice President SCHEDULE A EXECUTIVE OFFICERS AND DIRECTORS OF MORGAN STANLEY DEAN WITTER & CO. The names of the Directors and the names and titles of the Executive Officers of Morgan Stanley Dean Witter & Co. ("MSDW") and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of MSDW at 1585 Broadway, New York, New York 10036. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to MSDW and each individual is a United States citizen. NAME PRESENT PRINCIPAL OCCUPATION - ----------------------------------- ------------------------------------------ * Philip J. Purcell Chairman of the Board and Chief Executive Officer * Robert G. Scott President and Chief Operating Officer * Robert P. Bauman Retired; former Chief Executive Officer Invensys plc of SmithKline Beecham plc Invensys House, Carlisle Place London SW1P 1BX, ENGLAND * Edward A. Brennan Retired; former Chairman of the Board, 400 North Michigan Avenue, President and Chief Executive Officer of Suite 400 Sears, Roebuck and Co. Chicago, IL 60611 * John E. Jacob Executive Vice President and Chief Anheuser-Busch Companies, Inc. Communication Officer of Anheuser-Busch One Busch Place Companies, Inc. St. Louis, MO 63118 * C. Robert Kidder Chairman of the Board and Chief Borden, Inc. Executive Officer of Borden, Inc. 180 East Broad St. Columbus, OH 43215 * Charles F. Knight Chairman of Emerson Electric Co. Emerson Electric Co. 8000 West Florissant St. Louis, MO 63136 * John W. Madigan Chairman, President and Chief Executive Tribune Company Officer of Tribune Company 435 North Michigan Avenue, Suite 2300 Chicago, IL 60611 SCHEDULE A NAME PRESENT PRINCIPAL OCCUPATION - ----------------------------------- ------------------------------------------ * Miles L. Marsh Former Chairman of the Board and Chief W.H. Clark & Associates Executive Officer of Fort James 20 S. Clark St, Suite 2222 Corporation Chicago, IL 60603 * Michael A. Miles Special Limited Partner of Forstmann 1350 Lake Road Little and Co. Lake Forest, IL 60045 * Laura D'Andrea Tyson Dean of the London Business School London Business School Sussex Place, Regents Park London NW1 4SA, England Stephen S. Crawford Executive Vice President and Chief Financial Officer Roger C. Hochschild Executive Vice President and Chief Strategic and Administrative Officer Donald G. Kempf, Jr. Executive Vice President, Chief Legal Officer & Secretary Tarek F. Abdel-Meguid Head of Worldwide Investment Banking Zoe Cruz Head of Worldwide Fixed Income Division John P. Havens Head of Worldwide Institutional Equities Group Mitchell M. Merin President and COO, Asset Management David W. Nelms President and COO, Discover Financial Services Stephan F. Newhouse Co-President and COO, Institutional Securities Group Vikram S. Pandit Co-President and COO, Institutional Securities Group Joseph R. Perella Chairman of Institutional Securities Group John H. Schaefer President and COO, Individual Investor Group * Director SCHEDULE B EXECUTIVE OFFICERS AND DIRECTORS OF MORGAN STANLEY INVESTMENT MANAGEMENT INC. The names of the Directors and the names and titles of the Executive Officers of Morgan Stanley Investment Management Inc. ("MSIM") and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of MSIM at 1221 Avenue of the Americas, New York, New York 10020. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to MSIM and each individual is a United States citizen. NAME PRESENT PRINCIPAL OCCUPATION - --------------------------------- ------------------------------------------ * Barton M. Biggs Chairman and Managing Director * Mitchell M. Merin President & Managing Director Joseph J. McAlinden Chief Investment Officer Rajesh K. Gupta Chief Administrative Officer--Investments Ronald E. Robison Chief Operations Officer and Managing Director Arthur J. Lev General Counsel, Principal and Secretary Alexander C. Frank Treasurer * Director SCHEDULE C EXECUTIVE OFFICERS AND DIRECTORS OF MS REAL ESTATE SPECIAL SITUATIONS, INC. The names of the Directors and the names and titles of the Executive Officers of MS Real Estate Special Situations, Inc. ("MSRESSI") and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of MSRESSI at 1585 Broadway, New York, New York 10036. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to MSRESSI and each individual is a United States citizen. NAME PRESENT PRINCIPAL OCCUPATION - ---------------------------------- ------------------------------------------ * Owen D. Thomas Chairman of the Board of MSRESSI and Managing Director of Morgan Stanley & Co. Incorporated * John Timothy Morris President of MSRESSI and Managing Director of Morgan Stanley & Co. Incorporated Michael E. Foster Vice President of MSRESSI and Managing Director of Morgan Stanley & Co. Incorporated Jeffrey K. Gronning Vice President of MSRESSI and Executive Director of Morgan Stanley & Co. Incorporated Richard A. Schultz Vice President of MSRESSI and Morgan Stanley & Co. Incorporated Christopher L. O'Dell Vice President and Secretary of MSRESSI and Vice President of Morgan Stanley & Co. Incorporated * Director -----END PRIVACY-ENHANCED MESSAGE-----