schema version:

SBSE-A: Filer Information

SBSE-A: Applicant Data - Page 1

WARNING: Failure to keep this form current and to file accurate supplementary information on a timely basis, or the failure to keep accurate books and records or otherwise to comply with the provisions of law applying to the conduct of business as an SBS Entity, would violate the Federal securities laws and may result in disciplinary, administrative, injunctive or criminal action.

INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS MAY CONSTITUTE FEDERAL CRIMINAL VIOLATIONS.

See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)

1. Exact name, principal business address, mailing address, if different, and telephone number of the applicant:

A. Full name of the applicant
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
B. IRS Empl. Ident. No.:
00-0000000
C. Applicant's NFA ID #:
270454
Applicant's CIK #:
0000842180
Applicant’s UIC # (if any):
K8MS7FD7N5Z2WQ51AZ71
D. Applicant's Main Address: (Do not use a P.O. Box)
Street Address 1:
CALLE AZUL 4
Street Address 2:
City:
MADRID
State/Province/Country:
SPAIN
Zip/ Postal Code:
28050
E. Mailing Address, if different:
Street Address 1:
Street Address 2:
City:
State/Province/Country:
Zip/ Postal Code:
F. Business Telephone Number:
011 34 91 537 8172
G. Website/URL:
bbva.com
H. Contact Employee:
Prefix:
First Name:
Samuel
Middle Name:
Last Name:
Fein
Suffix:
Title:
Head of Swap Dealer & Security-Based Swap Dealer Compliance
Phone:
212-728-1612
Email Address:
samuel.fein@bbva.com
I. Chief Compliance Officer designated by the applicant in accordance with Exchange Act Section 15F(k):
Prefix:
First Name:
Ana
Middle Name:
Last Name:
Fernandez Manrique
Suffix:
Title:
Global Head of Regulation & Internal Control
Phone:
011 34 629181485
Email Address:
afernandezma@bbva.com

SBSE-A: EXECUTION

EXECUTION:

The applicant consents that service of any civil action brought by or notice of any proceeding before the Securities and Exchange Commission in connection with the applicant's security-based swap activities, unless the applicant is a nonresident SBS Entity, may be given by registered or certified mail or confirmed telegram to the applicant's contact employee at the main address, or mailing address if different, given in Items 1E and 1F. If the applicant is a nonresident SBS Entity, it must complete Schedule F to designate a U.S. agent for service of process.

The undersigned certifies that he/she has executed this form on behalf of, and with the authority of, said applicant. The undersigned and applicant represent that the information and statements contained herein, including schedules attached hereto, and other information filed herewith are current, true and complete. The undersigned and applicant further represent that to the extent any information previously submitted is not amended such information is currently accurate and complete.

Date
06-20-2024
Name of Applicant
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
By: Signature
Francisco Javier Rodriguez Soler
Name of Person Signing on Applicant's behalf
Francisco Javier Rodriguez Soler
Title of Person Signing on Applicant's behalf
Global Head of C&IB

SBSE-A: Applicant Data - Page 2

FORM SBSE-A

Application for Registration as a Security-based Swap Dealer
and Major Security-based Swap Participant that is Registered
or Registering with the CFTC as a Swap Dealer or Major Swap Participant

Applicant Name:  BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Date:     Applicant NFA No.:  270454

2.

A. The applicant is registering as a security-based swap dealer: Radio button checked Yes Radio button not checked No
B. The applicant is registering as a major security-based swap participant: Radio button not checked Yes Radio button checked No

3.

A. Is the applicant a foreign security-based swap dealer that intends to:
  • work with the Commission and its primary regulator to have the Commission determine whether the requirements of its primary regulator's regulatory system are comparable to the Commission's
Radio button not checked Yes Radio button checked No
  • avail itself of a previously granted substituted compliance determination
Radio button checked Yes Radio button not checked No
with respect to the requirements of Section 15F of the Exchange Act of 1934 and the rules and regulations thereunder?
B. If "yes" to either of the questions in Item 3.A. above, identify the foreign financial regulatory authority that serves as the applicant's primary regulator and for which the Commission has made, or may make, a substituted compliance determination:
Spanish Securities Market Commission (Comision Nacional del Mercado de Valores, CNMV)
C. If the applicant is relying on a previously granted substituted compliance determination, please describe how the applicant satisfies any conditions the Commission may have placed on such substituted compliance determination:
BBVA SA has developed and implemented written policies and procedures reasonably designed to comply with all applicable terms, conditions, and limitations stated in the SEC's Order granting conditional substituted compliance for participants subject to regulation in Spain.

4.

Does the applicant intend to compute capital or margin, or price customer or proprietary positions, using mathematical models? Radio button checked Yes Radio button not checked No

5.

A. The applicant is currently registered with the Commodity Futures Trading Commission as a: Radio button checked Swap Dealer  Radio button not checked Major Swap Participant
B. The applicant is registering with the Commodity Futures Trading Commission as a: Radio button not checked Swap Dealer  Radio button not checked Major Swap Participant

6.

Is the applicant a U.S. branch of a non-resident entity? Radio button not checked Yes Radio button checked No

7.

Briefly describe the applicant's business:
The Bank's purpose is to carry out all kinds of activities, operations, acts, contracts and services within the banking business or directly or indirectly related to it, which are permitted or not prohibited by the provisions in force and supplementary activities. Its corporate purpose also includes the acquisition, possession, use and disposal of securities, public offering of acquisition and sale of securities, as well as all types of holdings in any entity or company.

8.

Is the applicant subject to regulation by a prudential regulator, as defined in Section 1a(39) of the Commodity Exchange Act. Radio button checked Yes Radio button not checked No
If "yes," identify the prudential regulator:
Checkbox checked The Federal Reserve Board
Checkbox not checked The Office of the Comptroller of the Currency
Checkbox not checked The Federal Deposit Insurance Corporation
Checkbox not checked The Farm Credit Administration
Checkbox not checked The Federal Housing Finance Agency

9.

Is the applicant registered with the Commission as an investment adviser? Radio button not checked Yes Radio button checked No

10.

A. Is the applicant registered with the Commodity Futures Trading Commission in any capacity other than as a swap dealer or major swap participant? Radio button not checked Yes Radio button checked No

11.

Does applicant engage in any other non-securities, financial services industry-related business? Radio button checked Yes Radio button not checked No

If "yes," describe each other business briefly on Schedule B, Section I.

12.

Does the applicant hold or maintain any funds or securities to collateralize counterparty transactions? Radio button checked Yes Radio button not checked No

SBSE-A: Applicant Data - Page 3

FORM SBSE-A

Application for Registration as a Security-based Swap Dealer
and Major Security-based Swap Participant that is Registered
or Registering with the CFTC as a Swap Dealer or Major Swap Participant

Applicant Name:  BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Date:     Applicant NFA No.:  270454

13.

Does the applicant have any arrangement:
A. With any other person, firm, or organization under which any books or records of the applicant are kept, maintained, or audited by such other person, firm or organization? Radio button checked Yes Radio button not checked No
B. Under which such other person, firm or organization executes, trades, custodies, clears or settles on behalf of the applicant (including any SRO in which the applicant is a member)? Radio button checked Yes Radio button not checked No

If "yes" to any part of Item 13, complete appropriate items on Schedule B, Section II.

14.

Does any person directly or indirectly control the management or policies of the applicant through agreement or otherwise? Radio button checked Yes Radio button not checked No

If "yes," complete appropriate item on Schedule B, Section II.

15.

Does any person directly or indirectly finance (wholly or partially) the business of the applicant? Do not answer "Yes" to Item 15 if the person finances the business of the applicant through: 1) a public offering of securities made pursuant to the Securities Act of 1933; or 2) credit extended in the ordinary course of business by suppliers, banks, and others.Radio button not checked Yes Radio button checked No

If "yes," complete appropriate item on Schedule B, Section II.

16.

Is the applicant at the time of this filing succeeding to the business of a currently registered SBS Entity? Radio button not checked Yes Radio button checked No

If "yes," complete appropriate items on Schedule B, Section Ill.

17.

Is the applicant registered with a foreign financial regulatory authority? Radio button checked Yes Radio button not checked No

If "yes," list all such registrations on Schedule F, Page 1, Section II.

18.

The applicant has ___ principals who are individuals.
31

Please list all principals who are individuals on Schedule A.

19.

Does any principal not identified in Item 18 and Schedule A effect, or is any principal not identified in Item 18 and Schedule A involved in effecting security-based swaps on behalf of the applicant, or will such principals effect or be involved in effecting such business on the applicant's behalf? Radio button not checked Yes Radio button checked No

If "yes," complete appropriate item on Schedule B, Section IV.

SBSE-A: Schedule A of FORM SBSE-A

FORM SBSE-A

Application for Registration as a Security-based Swap Dealer
and Major Security-based Swap Participant that is Registered
or Registering with the CFTC as a Swap Dealer or Major Swap Participant

Applicant Name:  BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Date:     Applicant NFA No.:  270454

PRINCIPALS THAT ARE INDIVIDUALS (Answer for Form SBSE-A Item 18)

Use Schedule A to identify all principals of the applicant who are individuals.

Complete the "Title or Status" column by entering board/management titles; status as partner, trustee, sole proprietor, or shareholder; and for shareholders, the class of securities owned (if more than one is issued).

Ownership Codes are:

NA - less than 5%
A - 5% but less than 10%
B - 10% but less than 25%
C - 25% but less than 50%
D - 50% but less than 75%
E - 75% or more

FULL LEGAL NAME

Prefix
Individuals: Last Name
Torres Villa
Individuals: First Name
Carlos
Individuals: Middle Name
Suffix
Title or Status
Chair President
Date Title or Status Acquired(MM/YYYY)
12/2018
Date Individual began working for applicant (MM/YYYY)
05/2015
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
491778
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Onur
Individuals: First Name
Genc
Individuals: Middle Name
Suffix
Title or Status
Chief Executive Officer
Date Title or Status Acquired(MM/YYYY)
12/2018
Date Individual began working for applicant (MM/YYYY)
12/2018
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
519143
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Dula
Individuals: First Name
Sonia
Individuals: Middle Name
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2023
Date Individual began working for applicant (MM/YYYY)
03/2023
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
556536
CRD No.
001689972
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
de Parias Halcon
Individuals: First Name
Cristina
Individuals: Middle Name
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2024
Date Individual began working for applicant (MM/YYYY)
03/2024
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
564219
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Casanueva Nardiz
Individuals: First Name
Enrique
Individuals: Middle Name
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2024
Date Individual began working for applicant (MM/YYYY)
03/2024
Does person have an ownership interest in the applicant Radio button not checked Yes Radio button checked No

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
564218
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Andres Torecillas
Individuals: First Name
Jose Miguel
Individuals: Middle Name
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2015
Date Individual began working for applicant (MM/YYYY)
03/2015
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
487479
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Caruana Lacorte
Individuals: First Name
Jaime Felix
Individuals: Middle Name
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2018
Date Individual began working for applicant (MM/YYYY)
03/2018
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
514614
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Galamba de Oliveira
Individuals: First Name
Raul Catarino
Individuals: Middle Name
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2020
Date Individual began working for applicant (MM/YYYY)
03/2020
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
529923
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Garijo Lopez
Individuals: First Name
Belen
Individuals: Middle Name
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2012
Date Individual began working for applicant (MM/YYYY)
03/2012
Does person have an ownership interest in the applicant Radio button not checked Yes Radio button checked No

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
459813
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Hedegaard Koksbang
Individuals: First Name
Connie
Individuals: Middle Name
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2022
Date Individual began working for applicant (MM/YYYY)
03/2022
Does person have an ownership interest in the applicant Radio button not checked Yes Radio button checked No

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
549935
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Maiz Carro
Individuals: First Name
Lourdes
Individuals: Middle Name
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2014
Date Individual began working for applicant (MM/YYYY)
03/2014
Does person have an ownership interest in the applicant Radio button not checked Yes Radio button checked No

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
479578
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Peralta Moreno
Individuals: First Name
Ana Cristina
Individuals: Middle Name
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2018
Date Individual began working for applicant (MM/YYYY)
03/2018
Does person have an ownership interest in the applicant Radio button not checked Yes Radio button checked No

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
514299
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Revenga Shanklin
Individuals: First Name
Ana Leonor
Individuals: Middle Name
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2020
Date Individual began working for applicant (MM/YYYY)
03/2020
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
530110
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Salazar Lomelin
Individuals: First Name
Carlos Vicente
Individuals: Middle Name
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2020
Date Individual began working for applicant (MM/YYYY)
03/2020
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
530376
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Verplancke
Individuals: First Name
Jan Paul Marie Francis
Individuals: Middle Name
Suffix
Title or Status
Director
Date Title or Status Acquired(MM/YYYY)
03/2018
Date Individual began working for applicant (MM/YYYY)
03/2018
Does person have an ownership interest in the applicant Radio button not checked Yes Radio button checked No

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
458445
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Perez Mies
Individuals: First Name
Rocio
Individuals: Middle Name
Suffix
Title or Status
Head of Compliance
Date Title or Status Acquired(MM/YYYY)
12/2020
Date Individual began working for applicant (MM/YYYY)
09/1993
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
536929
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Gomez Bravo
Individuals: First Name
Luisa
Individuals: Middle Name
Suffix
Title or Status
Chief Financial Officer
Date Title or Status Acquired(MM/YYYY)
09/2023
Date Individual began working for applicant (MM/YYYY)
01/1998
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
519652
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Gil Hernandez
Individuals: First Name
Regina
Individuals: Middle Name
Suffix
Title or Status
Head of CIB USA
Date Title or Status Acquired(MM/YYYY)
06/2023
Date Individual began working for applicant (MM/YYYY)
01/2004
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
488547
CRD No.
005774494
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Allano
Individuals: First Name
Nicolas Eugene
Individuals: Middle Name
Suffix
Title or Status
Head of Global Equities
Date Title or Status Acquired(MM/YYYY)
05/2022
Date Individual began working for applicant (MM/YYYY)
01/2020
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
549481
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Ordas Porras
Individuals: First Name
Jose Antonio
Individuals: Middle Name
Suffix
Title or Status
Head of Global Markets
Date Title or Status Acquired(MM/YYYY)
07/2017
Date Individual began working for applicant (MM/YYYY)
09/2004
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
459454
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Alarcon Gonzalez
Individuals: First Name
Luis Francisco
Individuals: Middle Name
Suffix
Title or Status
Head of Global Credit and USA Global Products
Date Title or Status Acquired(MM/YYYY)
01/2022
Date Individual began working for applicant (MM/YYYY)
11/2011
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
555782
CRD No.
007560286
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
de Matos Pereira Martins
Individuals: First Name
Luis Carlos
Individuals: Middle Name
Suffix
Title or Status
Head of G10 Rates & FX
Date Title or Status Acquired(MM/YYYY)
04/2019
Date Individual began working for applicant (MM/YYYY)
12/2008
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
509922
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Rodriguez Soler
Individuals: First Name
Francisco Javier
Individuals: Middle Name
Suffix
Title or Status
Global Head of C&IB
Date Title or Status Acquired(MM/YYYY)
09/2023
Date Individual began working for applicant (MM/YYYY)
07/2008
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
559744
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Piqueras Hernandez
Individuals: First Name
Maria de la Paloma
Individuals: Middle Name
Suffix
Title or Status
Head of Regulation & Internal Control CIB
Date Title or Status Acquired(MM/YYYY)
11/2022
Date Individual began working for applicant (MM/YYYY)
11/1990
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
553893
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Vila Freyer
Individuals: First Name
Roberto Elias
Individuals: Middle Name
Suffix
Title or Status
Head of Global Sales & Structuring
Date Title or Status Acquired(MM/YYYY)
05/2022
Date Individual began working for applicant (MM/YYYY)
09/2019
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
528012
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Steindl Balestra
Individuals: First Name
Javier
Individuals: Middle Name
Suffix
Title or Status
Head of EM Rates and South America
Date Title or Status Acquired(MM/YYYY)
05/2023
Date Individual began working for applicant (MM/YYYY)
01/2007
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
555140
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Crasny Zyman
Individuals: First Name
Diego
Individuals: Middle Name
Suffix
Title or Status
New York Branch General Manager and CFO CIB USA
Date Title or Status Acquired(MM/YYYY)
03/2011
Date Individual began working for applicant (MM/YYYY)
09/2006
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
407337
CRD No.
005218291
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Martin Sanchez
Individuals: First Name
Jaime
Individuals: Middle Name
Suffix
Title or Status
Head of Engineering CIB
Date Title or Status Acquired(MM/YYYY)
10/2023
Date Individual began working for applicant (MM/YYYY)
03/2001
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
549177
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Blanco Bergareche
Individuals: First Name
Javier Maria
Individuals: Middle Name
Suffix
Title or Status
Head of Risk
Date Title or Status Acquired(MM/YYYY)
03/2021
Date Individual began working for applicant (MM/YYYY)
07/1994
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
538893
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Borraz Peralta
Individuals: First Name
Antonio Joaquin
Individuals: Middle Name
Suffix
Title or Status
Head of CIB Finance
Date Title or Status Acquired(MM/YYYY)
08/2022
Date Individual began working for applicant (MM/YYYY)
11/1998
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
551751
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

FULL LEGAL NAME

Prefix
Individuals: Last Name
Navarro Gimeno
Individuals: First Name
Maria Angeles
Individuals: Middle Name
Suffix
Title or Status
Head of Talent & Culture CIB and Business Support
Date Title or Status Acquired(MM/YYYY)
08/2022
Date Individual began working for applicant (MM/YYYY)
11/2011
Does person have an ownership interest in the applicant Radio button checked Yes Radio button not checked No
If yes, include ownership code
Radio button checked NA - less than 5%
Radio button not checked A - 5% but less than 10%
Radio button not checked B - 10% but less than 25%
Radio button not checked C - 25% but less than 50%
Radio button not checked D - 50% but less than 75%
Radio button not checked E - 75% or more

NFA Identification No., CRD No. and/or IARD No.

NFA Identification No.
551971
CRD No.
IARD No.
For individuals not presently registered through NFA, CRD or lARD, describe prior investment-related experience (e.g., for each prior position- employer, job title, and dates of service):

SBSE-A: Schedule B of FORM SBSE-A

FORM SBSE-A

Application for Registration as a Security-based Swap Dealer
and Major Security-based Swap Participant that is Registered
or Registering with the CFTC as a Swap Dealer or Major Swap Participant

Applicant Name:  BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Date:     Applicant NFA No.:  270454

Use this Schedule B to report details for items listed below. Report only new information or changes/updates to previously submitted details. Do not repeat previously submitted information.

This is an INITIAL / AMENDED detail filing for the Form SBSE-A items checked below: Radio button checked Initial   Radio button not checked Amended

Section I

Other Business

Item 11: Does applicant engage in any other non-securities, financial services industry-related business?

UIC (if any), or other Unique Identification Number(s):
K8MS7FD7N5Z2WQ51AZ71
Assigning Regulator(s)/Entity(s):
Briefly describe any other financial services industry-related, non-securities business in which the applicant is engaged:
Banco Bilbao Vizcaya Argentaria, S.A (BBVA SA) is the parent company of the BBVA Group. BBVA SA is under direct supervision of the ECB under the Single Supervisory Mechanism. The BBVA Group s activity in Spain is mainly conducted through BBVA SA. The activity in Spain is based on the following business lines: Retail network, Corporate and Business banking, Corporate and Investment Banking (CIB) and Global Markets. Additionally, there are other units part of the group based in Spain, including the insurance company and mutual funds and pension funds. BBVA SA enjoys a solid leadership position in the Spanish market.

Section II

Record Maintenance Arrangements I Business Arrangements I Control Persons I Financings

(Check one)Radio button checked Item 13A   Radio button not checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
Google (Gmail)
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
1600 Amphitheatre Parkway
Street Address 2
City
Mountain View
State/Country
CALIFORNIA
Zip + 4 Postal Code
94043
Effective Date MM DD YYYY
01-01-2014
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Communication tool (global use). Gmail: electronic mail & Gmail: chat
(Check one)Radio button checked Item 13A   Radio button not checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
Smarsh
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
851 SW 6th Ave 800
Street Address 2
City
Portland
State/Country
OREGON
Zip + 4 Postal Code
97204
Effective Date MM DD YYYY
01-01-2014
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Smarsh is used for audio and written recording storage in the United States. Archives Gmail, GChat, Bloomberg mail, Bloomberg chat, LSEG chat, voice recording communication from New York IPC & cisco phone systems
(Check one)Radio button checked Item 13A   Radio button not checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
Iron Mountain Inc.
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
85 New Hampshire Avenue
Street Address 2
Suite 150
City
Portsmouth
State/Country
NEW HAMPSHIRE
Zip + 4 Postal Code
03801
Effective Date MM DD YYYY
05-31-2021
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Iron Mountain Inc. is used in the NY Branch shredding services of paper records, warehouse boxes in their storage and moving of selective electronic files from our network drives into a cloud storage.
(Check one)Radio button checked Item 13A   Radio button not checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
Recordia
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
17 State Street
Street Address 2
40th Floor
City
New York
State/Country
NEW YORK
Zip + 4 Postal Code
10004
Effective Date MM DD YYYY
12-14-2023
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Cell phone conversations in Madrid
(Check one)Radio button checked Item 13A   Radio button not checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
Cloud (ONSIM)
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
86-90 Paul Street
Street Address 2
City
London
State/Country
UNITED KINGDOM
Zip + 4 Postal Code
EC2A 4NE
Effective Date MM DD YYYY
01-10-2024
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Cell phone conversations in Germany, France and Italy
(Check one)Radio button checked Item 13A   Radio button not checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
Acadia
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
27 Bush Lane
Street Address 2
Cannon Green
City
London
State/Country
UNITED KINGDOM
Zip + 4 Postal Code
EC4R 0AN
Effective Date MM DD YYYY
09-01-2019
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
SaaS to do Initial Margin collateral and counterparty matching. It does online management of BBVA margin calls with counterparties
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
Bloomberg LP
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
731 Lexington Avenue
Street Address 2
City
New York
State/Country
NEW YORK
Zip + 4 Postal Code
10022
Effective Date MM DD YYYY
11-23-2017
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Bloomberg provides archiving services for records that have been sent to or received from BBVA via the Bloomberg Terminal. Email (communications and confirmations). It also record Instant Messages and any other digital or electronic media that leads to execution
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
Refinitiv (Reuters)
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
28 Liberty Street
Street Address 2
City
New York
State/Country
NEW YORK
Zip + 4 Postal Code
10005
Effective Date MM DD YYYY
10-01-1999
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Refinitiv provides archiving services for records that have been sent to or received from BBVA Instant Messages and Chat rooms
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
TriOptima
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
Fleminggatan 14
Street Address 2
City
Stockholm
State/Country
SWEDEN
Zip + 4 Postal Code
112 26
Effective Date MM DD YYYY
01-01-2012
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Portfolio Compression
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
FIN IQ (SOLAR)
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
10 Collyer Quay
Street Address 2
#40-00, Ocean Financial Centre
City
Singapore
State/Country
SINGAPORE
Zip + 4 Postal Code
049315
Effective Date MM DD YYYY
01-11-2022
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
STW to do the pricing of equity derivative products, with tendency to cross asset class. Main application for Sales to receive client RFQs and set operations orchestrating pricing, booking and documentation workflow
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
FIN IQ (ePricer)
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
10 Collyer Quay
Street Address 2
#40-00, Ocean Financial Centre
City
Singapore
State/Country
SINGAPORE
Zip + 4 Postal Code
049315
Effective Date MM DD YYYY
01-01-2021
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Single Dearer Website, SaaS developed by FinIQ, with annual licenses for BBVA and BBVA clients usage. Currently provides the ability for users to request prices for structured investments in Equity, Credit and Rate investment products as well as facilitates the Click and Trade workflow for some FX structured products
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
BLOOMBERG SEF LLC
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
731 Lexington Avenue
Street Address 2
City
New York
State/Country
NEW YORK
Zip + 4 Postal Code
10022
Effective Date MM DD YYYY
01-01-1990
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
CDS are executed in BBGSEF
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
LCH Ltd (Rates and FX)
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
28 Liberty Street
Street Address 2
58th Floor
City
New York
State/Country
NEW YORK
Zip + 4 Postal Code
10005
Effective Date MM DD YYYY
01-08-2012
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Clearing
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
Eurex Clearing AG
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
Mergenthalerallee 61
Street Address 2
City
Eschborn
State/Country
GERMANY
Zip + 4 Postal Code
65760
Effective Date MM DD YYYY
11-23-2018
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Clearing
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
BME Clearing
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
Plaza de la Lealtad, 1
Street Address 2
City
Madrid
State/Country
SPAIN
Zip + 4 Postal Code
28014
Effective Date MM DD YYYY
01-21-2016
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Clearing
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
CLEARSTREAM
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
42 Av. J-F Kennedy
Street Address 2
City
Ettelbruck
State/Country
LUXEMBOURG
Zip + 4 Postal Code
9053
Effective Date MM DD YYYY
09-24-2018
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Settlement
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
EUROCLEAR
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
1 Boulevard Du Roi Albert II
Street Address 2
City
Brussels
State/Country
BELGIUM
Zip + 4 Postal Code
1210
Effective Date MM DD YYYY
09-24-2018
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Settlement
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
CHICAGO MERCANTILE EXCHANGE (CME)
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
20 South Wacker Drive
Street Address 2
City
Chicago
State/Country
ILLINOIS
Zip + 4 Postal Code
60606
Effective Date MM DD YYYY
08-13-2018
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
OTC derivatives Clearing
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
ICE Clear
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
1 North End Avenue
Street Address 2
City
New York
State/Country
NEW YORK
Zip + 4 Postal Code
10282
Effective Date MM DD YYYY
02-27-2013
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Clearing
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
EuroCCP
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
Strawinskylaan 1847
Street Address 2
City
Amsterdam
State/Country
NETHERLANDS
Zip + 4 Postal Code
1077 XX
Effective Date MM DD YYYY
01-25-2016
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Clearing
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
4Sigth
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
1680 NJ-23
Street Address 2
City
Wayne
State/Country
NEW JERSEY
Zip + 4 Postal Code
07470
Effective Date MM DD YYYY
06-15-2022
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Software to manage security lendings and their collaterals
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
Tradeweb
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
1177 Avenue of the Americas
Street Address 2
City
New York
State/Country
NEW YORK
Zip + 4 Postal Code
10036
Effective Date MM DD YYYY
09-20-2011
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Any other digital or electronic media that leads to trade execution
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
DTCC
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
55 Water Street
Street Address 2
City
New York
State/Country
NEW YORK
Zip + 4 Postal Code
10041
Effective Date MM DD YYYY
01-03-2012
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Confirmation, termination, novation, amendment, assignment
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
S&P Global (Markit Wire)
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
55 Water Street
Street Address 2
City
New York
State/Country
NEW YORK
Zip + 4 Postal Code
10004
Effective Date MM DD YYYY
12-05-2022
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Confirmation, termination, novation, amendment, assignment
(Check one)Radio button not checked Item 13A   Radio button checked Item 13B   Radio button not checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
S&P Global (Cappitech)
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
55 Water Street
Street Address 2
City
New York
State/Country
NEW YORK
Zip + 4 Postal Code
10004
Effective Date MM DD YYYY
12-05-2022
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Records of transactions executed on a DCM, At-execution data: USI, UPI, LEI; Date and time of execution, to nearest minute using UTC(GMT) & Data reported to a swap data repository, including date and time of report; real time reported data, including date and time of report
(Check one)Radio button not checked Item 13A   Radio button not checked Item 13B   Radio button checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
NICE Actimize
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
221 River St
Street Address 2
10th Floor
City
Hoboken
State/Country
NEW JERSEY
Zip + 4 Postal Code
07030
Effective Date MM DD YYYY
07-22-2016
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Provides real-time fraud prevention, AML detection, and trading surveillance solutions
(Check one)Radio button not checked Item 13A   Radio button not checked Item 13B   Radio button checked Item 14   Radio button not checked Item 15

Applicant must complete a separate Schedule B Page 1 for each affirmative response in this section including any multiple responses to any item. Complete the "Effective Date" box with the Month, Day and Year that the arrangement or agreement became effective. When reporting a change or termination of an arrangement, enter the effective date of the change.

Firm or Organization Name
Fenergo
SEC File, CRD, NFA, lARD, UIC, and/or CIK Number (if any)
SEC File Number (if any)
CRD (if any)
NFA (if any)
IARD (if any)
UIC (if any)
CIK Number (if any)
Business Address (Street, City, State/Country, Zip + 4 Postal Code)
Street Address 1
Castleforbes House Mayor St
Street Address 2
Dublin 1
City
Dublin
State/Country
IRELAND
Zip + 4 Postal Code
D01 A8N0
Effective Date MM DD YYYY
12-09-2020
Termination Date MM DD YYYY
Briefly describe the nature of the arrangement with respect to books or records (ITEM 13A); the nature of the execution, trading, custody, clearing or settlement arrangement (ITEM 13B); the nature of the control or agreement (ITEM 14); or the method and amount of financing (ITEM 15).
Client onboarding tool (global use)

SBSE-A: SCHEDULE F of Form SBSE-A

FORM SBSE-A

Application for Registration as a Security-based Swap Dealer
and Major Security-based Swap Participant that is Registered
or Registering with the CFTC as a Swap Dealer or Major Swap Participant

Applicant Name:  BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Date:     Applicant NFA No.:  270454

Section I

Service of Process and Certification Regarding Access to Records

Each nonresident security-based swap dealer and non-resident security-based swap participant shall use Schedule F to identify its United States agent for service of process and the certify that it can as a matter of law, and will -

(3) provide the Commission with prompt access to its books and records, and
(4) submit to onsite inspection and examination by the Commission.

1. Service of Process:

A. Name of United States person applicant designates and appoints as agent for service of process

Name
Banco Bilbao Vizcaya Argentaria,S.A. New York Branch

B. Address of United States person applicant designates and appoints as agent for service of process

Street Address 1
1345 Avenue of the Amercias
Street Address 2
44th Floor
City
New York
State
NEW YORK
Zip/Postal Code
10105

The above identified agent for service of process may be served any process, pleadings, subpoenas, or other papers in
(a) any investigation or administrative proceeding conducted by the Commission that relates to the applicant or about which the applicant may have information; and
(b) any civil or criminal suit or action or proceeding brought against the applicant or to which the applicant has been joined as defendant or respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United States or of any of its territories or possessions or of the District of Columbia, to enforce the Exchange Act. The applicant has stipulated and agreed that any such suit, action or administrative proceeding may be commenced by the service of process upon, and that service of an administrative subpoena shall be effected by service upon the above-named Agent for Service of Process, and that service as aforesaid shall be taken and held in all courts and administrative tribunals to be valid and binding as if personal service thereof had been made.

2. Certification regarding access to records:

Applicant can as a matter of law, and will;
(3) provide the Commission with prompt access to its books and records, and
(4) submit to onsite inspection and examination by the Commission.

Applicant must attach to this Form SBSE a copy of the opinion of counsel it is required to obtain in accordance with paragraph (c)(2) or (c)(3) of Exchange Act Rule 15Fb2-4, as appropriate [paragraphs (c)(2) or (c)(3) of 17 CFR 240. 15Fb2-4].

Signature:
Jaime Martin Sanchez
Name:
Jaime Martin Sanchez
Title:
Head of Engineering CIB
Date:
06-20-2024

Section II

Registration with Foreign Financial Regulatory Authorities

Complete this Section for Registration with Foreign Financial Regulatory Authorities relating to ITEM 17. Each security based swap dealer and major security-based swap participant that is registered with a foreign financial regulatory authority must list on Section II of this Schedule F, for each foreign financial regulatory authority with which it is registered, the following information:

English Name of Foreign Financial Regulatory Authority
European Central Bank (ECB)
Foreign Registration No. (if any)
English Name of Country:
GERMANY
English Name of Foreign Financial Regulatory Authority
Spanish National Central Bank
Foreign Registration No. (if any)
English Name of Country:
SPAIN
English Name of Foreign Financial Regulatory Authority
European Securities and Markets Authority (ESMA)
Foreign Registration No. (if any)
English Name of Country:
FRANCE
English Name of Foreign Financial Regulatory Authority
Spanish Securities Market Commission (Comision Nacional del Mercado de Valores, CNMV)
Foreign Registration No. (if any)
English Name of Country:
SPAIN
English Name of Foreign Financial Regulatory Authority
European Banking Authority (EBA)
Foreign Registration No. (if any)
English Name of Country:
FRANCE
English Name of Foreign Financial Regulatory Authority
Prudential Regulatory Authority (PRA)
Foreign Registration No. (if any)
English Name of Country:
UNITED KINGDOM
English Name of Foreign Financial Regulatory Authority
Bank of England (BoE)
Foreign Registration No. (if any)
English Name of Country:
UNITED KINGDOM
English Name of Foreign Financial Regulatory Authority
Financial Conduct Authority (FCA)
Foreign Registration No. (if any)
English Name of Country:
UNITED KINGDOM
English Name of Foreign Financial Regulatory Authority
Commission Bancaire, Financere Et Des Assurances (CBFA)
Foreign Registration No. (if any)
English Name of Country:
BELGIUM
English Name of Foreign Financial Regulatory Authority
Autorite De Controle Prudentiel Et De Resolution (ACPR)
Foreign Registration No. (if any)
English Name of Country:
FRANCE
English Name of Foreign Financial Regulatory Authority
Federal Financial Supervisory Authority (BaFin)
Foreign Registration No. (if any)
English Name of Country:
GERMANY
English Name of Foreign Financial Regulatory Authority
Banca D Italia
Foreign Registration No. (if any)
English Name of Country:
ITALY
English Name of Foreign Financial Regulatory Authority
Banco De Portugal
Foreign Registration No. (if any)
English Name of Country:
PORTUGAL
English Name of Foreign Financial Regulatory Authority
Financial Services Agency (FSA)
Foreign Registration No. (if any)
English Name of Country:
JAPAN
English Name of Foreign Financial Regulatory Authority
Hong Kong Monetary Authority (HKMA)
Foreign Registration No. (if any)
English Name of Country:
CHINA
English Name of Foreign Financial Regulatory Authority
Monetary Authority of Singapore (MAS)
Foreign Registration No. (if any)
English Name of Country:
SINGAPORE
English Name of Foreign Financial Regulatory Authority
China Banking Regulatory Commission (CBRC)
Foreign Registration No. (if any)
English Name of Country:
CHINA
English Name of Foreign Financial Regulatory Authority
Financial Supervisory Commission (FSC)
Foreign Registration No. (if any)
English Name of Country:
TAIWAN, PROVINCE OF CHINA

If applicant has more than 3 Foreign Financial Regulatory Authorities to report, complete additional Schedule F Page 1s.