FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
BIO-TECHNE Corp [ TECH ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 10/26/2017 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 1,355(1) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (2) | 10/26/2017 | A | 1,949 | (3) | (3) | Common Stock | 1,949 | $0.00 | 1,949 | D | ||||
Stock Options (Right to buy) | $125.05 | 10/26/2017 | A | 10,742 | (3) | 08/09/2024 | Common Stock | 10,742 | $0.00 | 10,742 | D | ||||
Stock Options (Right to buy) | $125.05 | 10/26/2017 | A | 14,323 | (4) | 08/09/2024 | Common Stock | 14,323 | $0.00 | 14,323 | D | ||||
Restricted Stock Units | (2) | (5) | (5) | Common Stock | 2,111 | 2,111 | D | ||||||||
Stock Options (Right to Buy) | $106.59 | (6) | 08/18/2023 | Common Stock | 17,371 | 17,371 | D | ||||||||
Stock Options (Right to Buy) | $106.59 | (5) | 08/18/2023 | Common Stock | 13,028 | 13,028 | D | ||||||||
Stock Options (Right to Buy) | $97.23 | (7) | 07/09/2022 | Common Stock | 50,000 | 50,000 | D | ||||||||
Stock Options (Right to Buy) | $97.23 | (8) | 07/09/2022 | Common Stock | 15,000 | 15,000 | D | ||||||||
Stock Options (Right to Buy) | $88.23 | (9) | 01/04/2023 | Common Stock | 10,000 | 10,000 | D |
Explanation of Responses: |
1. Includes 834 shares of restricted stock units that vest on 7/9/18. |
2. Each restricted stock unit represents a contingent right to receive one share of Bio-Techne common stock. |
3. Vests in full or in part on 8/9/2020 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
4. Vests 3,580 shares on 8/9/2018 and 3,581 shares each on 8/9/2019, 8/9/2020, 8/9/2021. |
5. Vests in full or in part on 8/18/19 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
6. Vests 4,343 shares on each of 8/18/17, 8/18/18 and 8/18/19, and 4,342 shares on 8/18/20. |
7. 50,000 common stock options vest if certain performance goals are achieved for the 12 months ending 05/31/18. |
8. Vests as to 3,750 shares on each of 7/9/16, 7/9/17, 7/9/18 and 7/9/19. |
9. Vests as to 2,500 shares on each of 01/04/17, 01/04/18, 01/04/19 and 01/04/20. |
Remarks: |
/s/ Brenda S. Furlow, attorney in fact for Kevin Gould pursuant to Power of Attorney filed here with | 10/30/2017 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |