0001181431-13-051638.txt : 20131001 0001181431-13-051638.hdr.sgml : 20131001 20131001203304 ACCESSION NUMBER: 0001181431-13-051638 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130927 FILED AS OF DATE: 20131001 DATE AS OF CHANGE: 20131001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITE AID CORP CENTRAL INDEX KEY: 0000084129 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 231614034 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 30 HUNTER LANE CITY: CAMP HILL OWN STATE: PA ZIP: 17011 BUSINESS PHONE: 7177612633 MAIL ADDRESS: STREET 1: PO BOX 3165 CITY: HARRISBURG STATE: PA ZIP: 17105 FORMER COMPANY: FORMER CONFORMED NAME: RACK RITE DISTRIBUTORS DATE OF NAME CHANGE: 19680510 FORMER COMPANY: FORMER CONFORMED NAME: LEHRMAN LOUIS & CO DATE OF NAME CHANGE: 19680510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAUMER JOHN M CENTRAL INDEX KEY: 0001243584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05742 FILM NUMBER: 131128347 MAIL ADDRESS: STREET 1: 11111SANTA MONICA BLVD STREET 2: STE 2000 CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 rrd391676.xml RITE AID SALE 9-27-13 X0306 4 2013-09-27 1 0000084129 RITE AID CORP RAD 0001243584 BAUMER JOHN M 11111 SANTA MONICA BOULEVARD, SUITE 2000 LOS ANGELES CA 90025 1 0 0 1 See Footnote 4 below Common Stock 2013-09-27 4 S 0 34000000 4.49 D 6000000 I See Footnotes Common Stock 153846 D Not applicable. Represents shares sold by Green Equity Investors III LP ("GEI III") and Green Equity Investors Side III LP ("GEI Side III"). GEI III and GEI Side III disposed of 34,000,000 shares of common stock for $4.49 per share in a block trade. GEI Capital III LLC ("GEIC") is the general partner of GEI III and GEI Side III. Grand Avenue Associates LP ("Grand Avenue") is a limited partner of GEI III. Grand Avenue Capital Corp ("GACC") is the general partner of Grand Avenue. Leonard Green Partners LP ("LGP") is the management company of GEI III and GEI Side III and an affiliate of GEIC, Grand Avenue and GACC. LGP Management Inc ("LGPM") is the general partner of LGP. GEI III, GEI Side III, GEIC, Grand Avenue, GACC, LGP, and LGPM are collectively the "13D Filers." Mr. Baumer is a director of the Issuer and a partner of LGP. As disclosed by the Issuer on a Form 8-K filed on September 27, 2013, and by an Amendment No. 7 to Schedule 13D, filed on October 1, 2013 by the 13D Filers, Mr. Baumer is resigning as a director of the Issuer effective as of the settlement of the exchange offer. Following his resignation, Mr. Baumer will no longer be subject to Section 16. GEI III and GEI Side III are the direct owners of the shares reported on this row. Mr. Baumer, GEIC, Grand Avenue, GACC, LGP, and LGPM directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be an indirect beneficial owner of the shares owned by GEI III and GEI Side III. Each of the 13D Filers and Mr. Baumer disclaims beneficial ownership of the shares reported herein (other than, with respect to GEI III and GEI Side III, the shares each owns directly), except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. The securities reported on this row are held by Mr. Baumer for the benefit of LGP. Mr. Baumer disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein. The securities reported on this row do not include, and Mr. Baumer expressly disclaims beneficial ownership of, any other securities of the Issuer owned by GEI III, GEIC, GEI Side III, Grand Avenue, GACC, LGP, and LGPM, except to the extent of any pecuniary interest therein. /s/ Cody Franklin, attorney-in-fact for John M. Baumer 2013-10-01