-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, WQkN7sgvuZ2DrSkc02B/QcFwP1efKJrTFfknw2WzOeodbCZTuoCPCQSt2pZov/v5 sl8e+Oy0GgbY++7qyppdrQ== 0000908645-94-000006.txt : 19940128 0000908645-94-000006.hdr.sgml : 19940128 ACCESSION NUMBER: 0000908645-94-000006 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19940126 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ATWOOD OCEANICS INC CENTRAL INDEX KEY: 0000008411 STANDARD INDUSTRIAL CLASSIFICATION: 1381 IRS NUMBER: 741611874 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 34 SEC FILE NUMBER: 005-03611 FILM NUMBER: 94502694 BUSINESS ADDRESS: STREET 1: 15835 PARK TEN PL DR STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77084 BUSINESS PHONE: 7134922929 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FORSTMANN LEFF ASSOCIATES INC CENTRAL INDEX KEY: 0000917297 STANDARD INDUSTRIAL CLASSIFICATION: 0000 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 55 EAST 52ND ST CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-644-9888 MAIL ADDRESS: STREET 1: 55 EAST 52ND ST CITY: NEW YORK STATE: NY ZIP: 10055 SC 13G 1 ATWOOD FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ___4______)* ATWOOD OCEANICS, INC. (Name of Issuer) COMMON STOCK, $1.00 PAR VALUE (Title of Class of Securities) 050095108 (CUSIP Number) Check the following box if a fee is being paid with this statement. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Forstmann-Leff Associates Inc. 13-3131718 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York 5 SOLE VOTING POWER NUMBER OF SHARES 348,900 shares BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH REPORTING 14,500 shares PERSON 7 SOLE DISPOSITIVE POWER WITH 468,900 shares 8 SHARED DISPOSITIVE POWER 121,200 shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 590,100 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.0% 12 TYPE OF REPORTING PERSON* IA, CO 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON FLA Asset Management, Inc. 13-29256626 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 5 SOLE VOTING POWER NUMBER OF SHARES None BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH REPORTING 14,500 shares PERSON 7 SOLE DISPOSITIVE POWER WITH None 8 SHARED DISPOSITIVE POWER 121,200 shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 121,200 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.8% 12 TYPE OF REPORTING PERSON* IA, CO 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Stamford Advisers Corp. 13-3421430 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York 5 SOLE VOTING POWER NUMBER OF SHARES None BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH REPORTING None PERSON 7 SOLE DISPOSITIVE POWER WITH None 8 SHARED DISPOSITIVE POWER None 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% 12 TYPE OF REPORTING PERSON* IA, CO Item 1(a) Name of Issuer Atwood Oceanics, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 15835 Park Ten Place Drive P.O. Box 218350 Houston, Texas 77218 Item 2(a) Name of Person Filing: See Item 1 of the cover pages attached hereto Item 2(b) Address of Principal Business Office, or if none, Residence: 55 East 52nd Street New York, New York 10055 Item 2(c) Citizenship: See Item 4 of the cover pages attached hereto Item 2(d) Title of Class of Securities: Common Stock, par value $1.00 Item 2(e) CUSIP Number: 050095108 Item 3 Forstmann-Leff Associates Inc., a New York corporation, is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940 (the "Act"). FLA Asset Management, Inc. is a registered investment adviser under the Act and a subsidiary of Forstmann-Leff Associates Inc. Stamford Advisers Corp. is a registered investment adviser under the Act and a subsidiary of Forstmann-Leff Associates Inc. Item 4 Ownership: (a) Amount beneficially owned: See Item 9 of the cover pages attached hereto (b) Percent of Class: See Item 11 of the cover pages attached hereto (c) See Items 5 through 8 of the cover pages attached hereto Item 5 Ownership of Five Percent or Less of a Class: Not Applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 12, 1994 FORSTMANN-LEFF ASSOCIATES INC. By: /s/ Peter A. Lusk Peter A. Lusk Chief Operating Officer FLA ASSET MANAGEMENT, INC. By: /s/ Peter A. Lusk Peter A. Lusk Executive Vice President and Chief Operating Officer STAMFORD ADVISERS CORP. By: /s/ Peter A. Lusk Peter A. Lusk Vice President/Secretary Exhibit A AGREEMENT The undersigned, Forstmann-Leff Associates Inc., FLA Asset Management, Inc. and Stamford Advisers Corp., agree that the statement to which this exhibit is appended is filed on behalf of each of them. January 12, 1994 FORSTMANN-LEFF ASSOCIATES INC. By: /s/ Peter A. Lusk Peter A. Lusk Chief Operating Officer FLA ASSET MANAGEMENT, INC. By: /s/ Peter A. Lusk Peter A. Lusk Executive Vice President and Chief Operating Officer STAMFORD ADVISERS CORP. By: /s/ Peter A. Lusk Peter A. Lusk Vice President/Secretary EX-99 2 COVER LETTER Fulbright & Jaworski L.L.P. A Registered Limited Liability Partnership 666 Fifth Avenue New York, New York 10103 telephone: 212/318-3000 facsimile: 212/752-5958 writer's direct dial number: 212/318-3382 January 26, 1994 Securities and Exchange Commission Judiciary Plaza 450 Fifth Street, NW Washington, D.C. 20549 Re: Reports on Schedule 13G Ladies and Gentlemen: Attached are conformed copies of two reports on Schedule 13G which are being filed on behalf of Forstmann-Leff Associates Inc. and FLA Asset Management, Inc. to report these entities' beneficial ownership of Common Stock of the following companies as of December 31, 1993: Company Document Filed Service Merchandise Co., Inc. Amendment No. 7 Atwood Oceanics, Inc. Amendment No. 4 These reports are also being transmitted to the Securities and Exchange Commission pursuant to EDGAR. Copies of these reports are being sent to the companies and, in the case of Service Merchandise Co., Inc., are being filed with the New York Stock Exchange, Inc. Please acknowledge receipt of the enclosed by stamping the accompanying duplicate copy of this letter and returning it to the undersigned in the enclosed self-addressed stamped envelope. Very truly yours, Mara H. Rogers MHR/gr Enclosures cc: Mr. Daniel Yu -----END PRIVACY-ENHANCED MESSAGE-----