-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FfyxDksCDUy2kgVUvY8ukcj1WUs/kO3nSpCgFNjYsWBJBK22yEHzYFTIVuf5uadu E77wR6v8m1IhVhZoGZSWFA== 0000905718-96-000030.txt : 19960213 0000905718-96-000030.hdr.sgml : 19960213 ACCESSION NUMBER: 0000905718-96-000030 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960212 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DAKA INTERNATIONAL INC CENTRAL INDEX KEY: 0000840826 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 043024178 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-40008 FILM NUMBER: 96515375 BUSINESS ADDRESS: STREET 1: ONE CORPORATE PL STREET 2: 55 FERNCROFT RD CITY: DANVERS STATE: MA ZIP: 01923 BUSINESS PHONE: 5087749115 MAIL ADDRESS: STREET 1: ONE CORPORATE PLACE 55 FERNCROFT RD CITY: DANVERS STATE: MA ZIP: 01923 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PALISADE CAPITAL MANAGEMENT LLC /ADV CENTRAL INDEX KEY: 0000936441 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 223330049 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1 BRIDGE PLAZA STREET 2: STE 695 CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 2015857733 FORMER COMPANY: FORMER CONFORMED NAME: PALISADE CAPITAL MANAGEMENT LLC /ADV DATE OF NAME CHANGE: 19950504 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* DAKA International, Inc. _____________________________________________________________________________ (Name of Issuer) Common Stock _____________________________________________________________________________ (Title of Class of Securities) 234068203 _____________________________________________________________________________ (CUSIP Number) Check the following box if a fee is being paid with this statement [x]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 234068203 ____________________________________________________________________________ (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons: Palisade Capital Management, L.L.C., Tax ID#: 22-3330049 ____________________________________________________________________________ (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) ____________________________________________________________________________ (3) SEC Use Only ____________________________________________________________________________ (4) Citizenship or Place of Organization: New Jersey ____________________________________________________________________________ Number of Shares Beneficially (5) Sole Voting Power: 642,000 Owned by Each Reporting Person With (6) Shared Voting Power: -- (7) Sole Dispositive Power: 642,000 (8) Shared Dispositive Power: -- ___________________________________________________________________________ (9) Aggregate Amount Beneficially Owned by Each Reporting Person: 642,000 ___________________________________________________________________________ (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ___________________________________________________________________________ (11) Percent of Class Represented by Amount in Row (9): 9.2% ___________________________________________________________________________ (12) Type of Reporting Person (See Instructions): IA ___________________________________________________________________________ Item 1(a). Name Of Issuer: DAKA International, Inc. ___________________________________________________________________________ Item 1(b). Address of Issuer's Principal Executive Offices: One Corporate Place, 55 Ferncraft Road, Danvers, Massachusetts 01923 ___________________________________________________________________________ Item 2(a). Name of Person Filing: Palisade Capital Management, L.L.C.* * The shares reflected in this Schedule were formerly included in a report filed by the Whiffletree Division of Smith Barney. Effective April 10, 1995, the client accounts for which the shares of the Issuer were acquired were transferred to the reporting person. ___________________________________________________________________________ Item 2(b). Address of Principal Business Office or, if None, Residence: One Bridge Plaza, Suite 695, Fort Lee, NJ 07024 ___________________________________________________________________________ Item 2(c). Citizenship: New Jersey ___________________________________________________________________________ Item 2(d). Title of Class of Securities: Common Stock ___________________________________________________________________________ Item 2(e). CUSIP No.: 234068203 ___________________________________________________________________________ Item 3. If This Statement Is Filed Pursuant to Rules 13d-1(b), or 13d-2(b), check whether the Person Filing is a (a) [ ] Broker or Dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in section 3(a)(6) of the Act. (c) [ ] Insurance company as defined in section 3(a)(19) of the Act. (d) [ ] Investment Company registered under section 8 of the Investment Company Act. (e) [ X ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment fund; see Rule 13d-1(b)(1)(ii)(H). (g) [ ] Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G) (Note: See Item 7). (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H). Item 4. Ownership (a) Amount Beneficially Owned (as of December 31, 1995): 642,000 (b) Percent of Class (as of December 31, 1995): 9.2% (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote 642,000 (ii) shared power to vote or to direct the vote -- (iii) sole power to dispose or to direct the disposition of 642,000 (iv) shared power to dispose or to direct the disposition of -- Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More Than Five Percent on Behalf of Another Person The shares of the Issuer beneficially owned by the reporting person are held on behalf of the reporting person's clients in accounts over which the reporting person has complete investment discretion. No other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such shares. No other person's interest relates to more than five percent of the class. No client account contains more than five percent of the class. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1996 (Date) /s/ Steven E. Berman (Signature) Steven E. Berman/Member ______________________________________ (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----