-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D9YFpJlS0Q7wm/gqx9I9TmjghGPljgvm425bvXov+HQbdyzTnjWj3ZnuVGMOxoce xGflJlxv3vRuwbUm/+Kn1g== 0000840826-96-000012.txt : 19960416 0000840826-96-000012.hdr.sgml : 19960416 ACCESSION NUMBER: 0000840826-96-000012 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960403 FILED AS OF DATE: 19960412 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAKA INTERNATIONAL INC CENTRAL INDEX KEY: 0000840826 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 043024178 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-17229 FILM NUMBER: 96546506 BUSINESS ADDRESS: STREET 1: ONE CORPORATE PL STREET 2: 55 FERNCROFT RD CITY: DANVERS STATE: MA ZIP: 01923 BUSINESS PHONE: 5087749115 MAIL ADDRESS: STREET 1: ONE CORPORATE PLACE 55 FERNCROFT RD CITY: DANVERS STATE: MA ZIP: 01923 10-C 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTERDEALER QUOTATION SYSTEM FILED PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13a-17 OR 15d-17 THEREUNDER DAKA INTERNATIONAL, INC. (Exact name of issuer as specified in its charter) Delaware 04-3024178 (State or other jurisdiction (I.R.S. Employer of incorporation or organization) Identification No.) One Corporate Place 55 Ferncroft Road Danvers, MA 01923-4001 (Address of principal executive offices) Issuer's telephone number, including area code: (508) 774-9115 CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of five percent or more in the number of shares outstanding: 1. Title of Security: Common Stock, par value $.01 per share 2. Number of shares outstanding before the change: 9,415,187 3. Number of shares outstanding after the change: 10,290,887 4. Effective date of change: April 3, 1996 5. Method of change: Issuance of Common Stock in connection with acquisitions; Issuance of Common Stock by DAKA International, Inc. ("DAKA") in connection with the acquisition by DAKA, through a wholly-owned subsidiary, Casual Dining Ventures, Inc. ("CDVI"), of common stock, par value $.01 per share, of Americana Dining Corp. ("ADC"), a majority-owned subsidiary of CDVI, from certain stockholders of ADC as described in the Stock Purchase Agreement dated March 18, 1996, by and among DAKA, CDVI and certain stockholders of ADC. The acquisition was consummated as of April 1, 1996. Item 3 includes all 162,730 shares of DAKA Common Stock issued to such former ADC stockholders in exchange for their shares of ADC common stock. Issuance of Common Stock by DAKA in connection with the acquisition by DAKA of all the outstanding capital stock of The Great Bagel and Coffee Franchising Corp., GBC Credit Company, Gemini Production Facility, Inc. and The Great Bagel and Coffee Company (four affiliated companies, collectively, the "Great Bagel Companies") from the stockholders of the Great Bagel Companies as described in the Stock Purchase Agreement dated as of March 29, 1996 by and among DAKA, the Great Bagel Companies and the stockholders of the Great Bagel Companies. The acquisition was consummated as of April 3, 1996. Item 3 includes all 339,236 shares of DAKA Common Stock issued to former stockholders of the Great Bagel Companies in exchange for the outstanding capital stock of the Great Bagel Companies. In addition, 1,003,734 shares of Common Stock (which had previously been reserved for issuance and which were included in DAKA's 1995 Annual Report to Stockholders in the calculation of fully diluted earnings per share) were issued in connection with the conversion of certain convertible subordinated notes that were called for redemption by DAKA on April 4, 1996. DAKA had disclosed in Note 1 of the Notes to Consolidated Financial Statements in its 1995 Annual Report to Stockholders that shares of Common Stock were issuable upon conversion of such convertible subordinated notes. Date: April 12, 1996 /s/Charles W. Redepenning, Jr. ------------------------------- Charles W. Redepenning, Jr. Senior Vice President, General Counsel and Secretary -----END PRIVACY-ENHANCED MESSAGE-----