-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HYdT7fPjiZIdO5HvefC7Pv15rcOzYDrDUBGrkrvOYHr7zCRLMA2yyOimqxOTpPNh j55sXG63b1R5r1GxU35zMw== 0000840815-96-000022.txt : 19961031 0000840815-96-000022.hdr.sgml : 19961031 ACCESSION NUMBER: 0000840815-96-000022 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19960430 FILED AS OF DATE: 19961030 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIRECT CONNECT INTERNATIONAL INC CENTRAL INDEX KEY: 0000840815 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 222705223 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-18288 FILM NUMBER: 96649759 BUSINESS ADDRESS: STREET 1: 266 HARRISTOWN RD STREET 2: SUITE 108 CITY: GLEN ROCK STATE: NJ ZIP: 07452 BUSINESS PHONE: 2014452101 MAIL ADDRESS: STREET 1: 266 HARRISTOWN RD STREET 2: SUITE 108 CITY: GLEN ROCK STATE: NJ ZIP: 07452 10-K/A 1 AMENDED FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Annual Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 [Fee Required] For the Fiscal Year Ended April 30, 1996 OR Transition Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 [No Fee Required] For the transition period from to ------- ------- Commision File Number 0-18288 DIRECT CONNECT INTERNATIONAL INC. (Exact Name of Registrant as Specified in its Charter) Delaware 22-2705223 - -------- ---------- (State or other jurisdiction of (IRS Employer incorporation or organization) I.D. No.) 266 Harristown Road, Glen Rock, New Jersey 07452 - ------------------------------------------ ----- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (201) 445-2101 -------------- Securities registered pursuant to Section 12(b) of the Act: None Securities registered pursuant to Section 12(g) of the Act:Units consisting of shares of Common Stock and Class A Warrants, Common Stock, par value $ .001 per share, Class A Warrants and Class B Warrants. ---------------- (Title of Class) Indicate by check mark whether the Registrant (1) has filed all reports to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES X N0 --- --- Indicate by check mark if disclosure of delinquent filers puruant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K{}. As of July 31, 1996, there were 9,062,066 shares of Common Stock, par value $ .001 per share, outstanding. The aggregate market value of the voting stock held by non-affiliates of the Registrant as of July 31, 1996 was approximately $1,760,000. DOCUMENTS INCORPORATED BY REFERENCE - NONE PART IV ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES, AND REPORTS ON FORM 8-K (a) EXHIBITS *2.0 - Common Stock Purchase Agreement between the Company and Glasgal Communications, Inc. (filed with Annual Report on Form 10-K for the fiscal year ended April 30, 1995 as Exhibit 2.0) *3.1 - Certificate of Incorportation of the Company (filed with Registration Statement on Form S-18, File No. 33-24473-NY, effective November 9, 1989 as Exhibit 3.1) *3.2 - Certificates of Amendment of the Certificate of Incorporation (filed with Registration Statement on Form S-18, File No. 33-24473-NY, effective November 9, 1989 as Exhibit 3.2) *3.3 - Certificate of Designations of Convertible Preferred Stock (filed with Registration Statement on Form SB-2, File No. 33-58592, effectiveness pending, as Exhibit 3.3) *3.4 - By laws of the Company, as amended (filed with Annual Report on Form 10-K for the fiscal year ended April 30, 1990 as Exhibit 3.3) *4.1 - Specimen Common Stock Certificate (filed with Registration Statement on Form S-18, File No. 33-24473-NY, effective November 9, 1989 as Exhibit 4.1) *4.2 - Form of Warrant Agreement relating to Redeemable Class A Warrants and Redeemable Class B Warrants (filed with Registration Statement on Form S-18, File No. 33-24473- NY, effective November 9, 1989 as Exhibit 4.3) *4.3 - Specimen Redeemable Class A Warrant Certificate (filed with Registration Statement on Form S-18, File No. 33-24473-NY, effective November 9, 1989 as Exhibit 4.4) *4.4 - Specimen Redeemable Class B Warrant Certificate (filed with Registration Statement on Form S-18, File No. 33-24473-NY, effective November 9, 1989 as Exhibit 4.5) *4.5 - Specimen 1992 Warrant (filed with Registration Statement on Form SB-2, File No. 33-585-92, effectiveness pending, as Exhibit 4.5) *10.1 - License Agreement between the Company and Shari Lewis Enterprises, Inc. (filed with Annual Report on Form 10-K for the fiscal year ended April 30, 1991 as Exhibit 10.11) *10.2 - License Agreement between the Company and Shari Lewis Enterprises Inc. as amended (filed with Registration Statement on Form SB-2, File No. 33-58592, effectiveness pending, as Exhibit 10.8) *10.3 - Incentive Stock Option Plan of the Company (filed with Registration Statement on Form S-18, File No. 33-24473-NY, effective November 9, 1989 as Exhibit 10.4) *10.4 - Employment Agreement between the Company and Howard G. Peretz (filed with Annual Report on Form 10-K for the fiscal year ended April 30, 1994 as Exhibit 10.10) *10.5 - Loan and Security Agreement between the Company and Glasgal Communications, Inc. (filed with Registration Statement on Form SB-2, File No. 33-58592, effectiveness pending, as Exhibit 10.15) (a) EXHIBITS - continued 21 - List of Subsidiaries: Amerawell Products, Ltd., a Hong Kong corporation 23 - Auditors' Consent 24 - Power of Attorney 27 - Financial Data Schedule *Incorporated herein by reference. (b) FINANCIAL STATEMENT SCHEDULES None (c) REPORTS ON FORM 8-K None SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. DIRECT CONNECT INTERNATIONAL INC. (Registrant) By:/s/ Peter S. Schneider ------------------------- (Peter L. Schneider, President) Date: October 28, 1996 EX-27 2 FDS -- YEAR ENDED 04/30/1996
5 1 12-mos APR-30-1996 MAY-01-1995 APR-30-1996 67,886 54,171 214,769 0 0 517,256 310,041 234,813 3,588,622 3,170,477 0 0 5,000 9,062 404,083 3,588,622 1,094,584 1,094,584 1,008,972 2,537,180 0 0 283,658 605,055 (809,287) 1,414,342 0 0 0 1,414,342 0.09 0.09
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