3 1 form3claffey_12feb2003.txt INITIAL STATEMENT OF BENEFICIAL OWNERSHIP U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF OWNERSHIP ------ -------------------------- FORM 3 OMB APPROVAL ------ -------------------------- OMB Number: 3235-0104 Expires: January 31, 2005 Estmated average burden hours per response.....0.5 -------------------------- Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 (Print or Type Responses) -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Claffey George E. ------------------------------------------------- (Last) (First) (Middle) 3456 Briole Trail ------------------------------------------------- (Street) Marietta GA 30067 ------------------------------------------------- (City) (State) (Zip) -------------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) 2/7/03 -------------------------------------------------------------------------------- 3. IRS or Identification Number of Reporting Person, if an entity (voluntary) -------------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol CLEARONE COMMUNICATIONS, INC. (CLRO) -------------------------------------------------------------------------------- 5. Relationship of Reporting Persons to Issuer (Check all applicable) Director 10% Owner --- --- X Officer (give title below) Other (specify below) --- --- Interim Chief Financial Officer ---------------------------------- -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person --- Form filed by More than One Reporting Person --- --------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------ Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial Ownership (Instr. 4) Indirect (I) (Instr. 5) (Instr. 5) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (Over) SEC 1473 (7-02) FORM 3 (continued)
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Date Exercisable 3. Title and Amount of 4. Conversion of 5. Ownership 6. Nature of Security and Expiration Securities Underlying Exercise Price Form of Indirect (Instr. 4) Date Derivative Security of Derivative Derivative Beneficial (Month/Day/Year) (Instr. 4) Security Security: Ownership ----------------------------------------------- Direct (D) (Instr. 5) Date Expira- Amount or or Indirect Exer- tion Title Number of (I) cisable Date Shares (Instr. 5) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. /s/George E. Claffey 2/12/02 ------------------------------------- ---------------------- **Signature of Reporting Person Date