-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DslR0rEyMED9vkH514ssQth7SEKaiSjSMDgpYHPcObmmw0l0vPSeEaAdWXvBXnmy hBAI5LcUxdL0frGQjuXVew== 0000891804-07-002838.txt : 20070928 0000891804-07-002838.hdr.sgml : 20070928 20070928162541 ACCESSION NUMBER: 0000891804-07-002838 CONFORMED SUBMISSION TYPE: N-14/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070928 DATE AS OF CHANGE: 20070928 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD FUNDS CENTRAL INDEX KEY: 0000840678 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: N-14/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-145806 FILM NUMBER: 071142938 BUSINESS ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA CITY: CINCINNATI STATE: OH ZIP: 45263 BUSINESS PHONE: 8002825706 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FOUNTAIN SQUARE FUNDS DATE OF NAME CHANGE: 19920703 CENTRAL INDEX KEY: 0000840678 S000000772 Fifth Third Prime Money Market Fund C000002277 Institutional Shares FCPXX CENTRAL INDEX KEY: 0000840678 S000005688 Fifth Third Government Money Market Fund C000015606 Institutional Shares FQGXX CENTRAL INDEX KEY: 0000840678 S000000772 Fifth Third Prime Money Market Fund C000015660 Class A Shares FSCXX CENTRAL INDEX KEY: 0000840678 S000005688 Fifth Third Government Money Market Fund C000015607 Class A Shares FGIXX CENTRAL INDEX KEY: 0000840678 S000005692 Fifth Third Mid Cap Growth Fund C000015619 Institutional Shares FMCIX CENTRAL INDEX KEY: 0000840678 S000005693 Fifth Third Technology Fund C000015624 Institutional Shares FTTIX CENTRAL INDEX KEY: 0000840678 S000005692 Fifth Third Mid Cap Growth Fund C000015620 Advisor Shares FTMVX CENTRAL INDEX KEY: 0000840678 S000005693 Fifth Third Technology Fund C000015625 Advisor Shares FTTVX CENTRAL INDEX KEY: 0000840678 S000005692 Fifth Third Mid Cap Growth Fund C000015621 Class A Shares FSMCX CENTRAL INDEX KEY: 0000840678 S000005693 Fifth Third Technology Fund C000015626 Class A Shares FTTAX CENTRAL INDEX KEY: 0000840678 S000005692 Fifth Third Mid Cap Growth Fund C000015622 Class B Shares FBMBX CENTRAL INDEX KEY: 0000840678 S000005693 Fifth Third Technology Fund C000015627 Class B Shares FTCBX CENTRAL INDEX KEY: 0000840678 S000005692 Fifth Third Mid Cap Growth Fund C000015623 Class C Shares FCMCX CENTRAL INDEX KEY: 0000840678 S000005693 Fifth Third Technology Fund C000015628 Class C Shares FTTCX CENTRAL INDEX KEY: 0000840678 S000005695 Fifth Third Quality Growth Fund C000015634 Institutional Shares FQGIX CENTRAL INDEX KEY: 0000840678 S000005673 Fifth Third Balanced Fund C000015535 Institutional Shares FBFIX CENTRAL INDEX KEY: 0000840678 S000005695 Fifth Third Quality Growth Fund C000015635 Advisor Shares FQGVX CENTRAL INDEX KEY: 0000840678 S000005673 Fifth Third Balanced Fund C000015536 Advisor Shares FTBAX CENTRAL INDEX KEY: 0000840678 S000005695 Fifth Third Quality Growth Fund C000015636 Class A Shares FSQGX CENTRAL INDEX KEY: 0000840678 S000005673 Fifth Third Balanced Fund C000015537 Class A Shares FSBFX CENTRAL INDEX KEY: 0000840678 S000005695 Fifth Third Quality Growth Fund C000015637 Class B Shares FSBQX CENTRAL INDEX KEY: 0000840678 S000005673 Fifth Third Balanced Fund C000015538 Class B Shares FBFBX CENTRAL INDEX KEY: 0000840678 S000005695 Fifth Third Quality Growth Fund C000015638 Class C Shares FSQCX CENTRAL INDEX KEY: 0000840678 S000005673 Fifth Third Balanced Fund C000015539 Class C Shares FTBCX CENTRAL INDEX KEY: 0000840678 S000008875 Fifth Third Bond Fund C000024174 Institutional Shares KNIIX CENTRAL INDEX KEY: 0000840678 S000005676 Fifth Third Intermediate Bond Fund C000015550 Institutional Shares KNFIX S000005678 Fifth Third U.S. Government Bond Fund C000015559 Institutional Shares FGSIX CENTRAL INDEX KEY: 0000840678 S000008875 Fifth Third Bond Fund C000024175 Advisor Shares FBADX CENTRAL INDEX KEY: 0000840678 S000005676 Fifth Third Intermediate Bond Fund C000015551 Advisor Shares FTVDX S000005678 Fifth Third U.S. Government Bond Fund C000015560 Advisor Shares FVGSX CENTRAL INDEX KEY: 0000840678 S000008875 Fifth Third Bond Fund C000024176 Class A Shares KIFIX CENTRAL INDEX KEY: 0000840678 S000005676 Fifth Third Intermediate Bond Fund C000015552 Class A Shares KNFVX S000005678 Fifth Third U.S. Government Bond Fund C000015561 Class A Shares FSGSX CENTRAL INDEX KEY: 0000840678 S000008875 Fifth Third Bond Fund C000024177 Class B Shares FBBDX CENTRAL INDEX KEY: 0000840678 S000005676 Fifth Third Intermediate Bond Fund C000015553 Class B Shares FTCDX CENTRAL INDEX KEY: 0000840678 S000008875 Fifth Third Bond Fund C000024178 Class C Shares FCBDX CENTRAL INDEX KEY: 0000840678 S000005676 Fifth Third Intermediate Bond Fund C000015554 Class C Shares FTBDX S000005678 Fifth Third U.S. Government Bond Fund C000015562 Class C Shares FUGSX N-14/A 1 file002.txt FIFTH THIRD FUNDS As filed with the Securities and Exchange Commission on September 28, 2007 Registration No. 333-______ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 X PRE-EFFECTIVE AMENDMENT NO. 2 POST-EFFECTIVE AMENDMENT NO. ____ (Check appropriate box or boxes) FIFTH THIRD FUNDS (Exact Name of Registrant as Specified in Charter) 38 Fountain Square Plaza Cincinnati, Ohio 45263 (Address of Principal Executive Offices) (Zip code) Registrant's Telephone Number: (800) 282-5706 E. Keith Wirtz President Fifth Third Funds 38 Fountain Square Plaza Cincinnati, Ohio 45263 (Name and Address of Agent for Service) Copy to: Alan G. Priest, Esquire Ropes & Gray LLP 700 12th Street, N.W., Suite 900 Washington, D.C. 20005 Approximate Date of Proposed Public Offering: As soon as practicable after this Registration Statement becomes effective. It is proposed that this Registration Statement become effective on September 28, 2007 pursuant to Rule 488. Title of securities being offered: Units of beneficial interest. An indefinite amount of the Registrant's securities has been registered under the Securities Act of 1933 pursuant to Rule 24f-2 under the Investment Company Act of 1940. In reliance upon such Rule, no filing fee is being paid at this time. FIFTH THIRD FUNDS PART A. INFORMATION REQUIRED IN A PROSPECTUS Part A is incorporated by reference to Part A of Registration Statement on Form N-14 of Fifth Third Funds (the "Registrant") under the Securities Act of 1933, filed with the Securities and Exchange Commission (the "SEC") on August 30, 2007 ("N-14"). PART B. INFORMATION REQUIRED IN A STATEMENT OF ADDITIONAL INFORMATION Part B is incorporated by reference to Part B of the Registrant's N-14. PART C. OTHER INFORMATION Part C is incorporated by reference to Part C of the Registrant's N-14. SIGNATURES As required by the Securities Act of 1933, this Registration Statement has been signed on behalf of the Registrant in the City of Washington, District of Columbia, on the 28th day of September 2007. FIFTH THIRD FUNDS * /s/ E. Keith Wirtz - -------------------- E. Keith Wirtz President As required by the Securities Act of 1933, this Registration Statement has been signed in the capacities and on the dates indicated.
SIGNATURE TITLE DATE * /s/ E. Keith Wirtz President September 28, 2007 - -------------------------- (Principal Executive Officer) E. Keith Wirtz * /s/ Christopher Bell Treasurer September 28, 2007 - -------------------------- (Principal Financial and Accounting Officer) Christopher Bell * /s/ Edward Burke Carey Chairman and Trustee September 28, 2007 - -------------------------- Edward Burke Carey * /s/ David J. Durham Trustee September 28, 2007 - -------------------------- David J. Durham * /s/ J. Joseph Hale, Jr. Trustee September 28, 2007 - -------------------------- J. Joseph Hale, Jr. * /s/ John E. Jaymont Trustee September 28, 2007 - -------------------------- John E. Jaymont * /s/ David J. Gruber Trustee September 28, 2007 - -------------------------- David J. Gruber *By: /s/ Alyssa Albertelli --------------------- Alyssa Albertelli, as Attorney-in-fact pursuant to Powers of Attorney incorporated herein by reference.
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