-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JE/SdxDiNv/qXQKzzhxsGzdzHnqhqvMIHuiBGzoPZyGUgh1UuGkcU4MFEAafB2Uq T3JoMo95iH6O2Us68UbtoA== 0001455640-11-000001.txt : 20110214 0001455640-11-000001.hdr.sgml : 20110214 20110214192638 ACCESSION NUMBER: 0001455640-11-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110210 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maas Steven L CENTRAL INDEX KEY: 0001455640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31708 FILM NUMBER: 11611368 MAIL ADDRESS: STREET 1: P.O. BOX 278 CITY: GRANDVILLE STATE: MI ZIP: 49468 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITOL BANCORP LTD CENTRAL INDEX KEY: 0000840264 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 382761672 STATE OF INCORPORATION: MI FISCAL YEAR END: 0706 BUSINESS ADDRESS: STREET 1: ONE BUSINESS & TRADE CNTR STREET 2: 200 WASHINGTON SQ N CITY: LANSING STATE: MI ZIP: 48933 BUSINESS PHONE: 5174876555 MAIL ADDRESS: STREET 1: ONE BUSINESS & TRADE CENTER STREET 2: 200 WASHINGTON SQUARE NORTH CITY: LANSING STATE: MI ZIP: 48933 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-02-10 0000840264 CAPITOL BANCORP LTD CBC 0001455640 Maas Steven L 3510 APACHE CT. GRANDVILLE MI 49418 1 0 0 0 Common Stock 2011-02-10 4 P 0 564000 A 616124 D Common Stock 5691 I LLC Common Stock 2011-02-10 4 P 0 60000 A 67498 I LLC Common Stock 2011-02-10 4 P 0 7000 A 19544 D Common Stock 2011-02-10 4 P 0 4000 A 4800 I IRA Common Stock 23303 I Childrens' Trusts Common Stock 2011-02-10 4 P 0 60000 A 65000 I Foundation Option (right to buy) 6.04 2009-12-31 2016-02-05 Common Stock 4345 4345 D Option (right to buy) 1.96 2010-01-04 2017-01-01 Common Stock 11538 11538 D Warrants 20.37 2009-05-31 2012-05-31 Common Stock 1933 1933 I LLC Warrants 20.37 2009-05-31 2012-05-31 Common Stock 38 38 I LLC The reporting person disposed of trust-preferred securities in exchange for shares of common stock in an issuer exchange offer. For each $10 liquidation value of trust-preferred securities tendered in the exchange, 10 shares of common stock were received. Steven L. Maas 2011-02-14 -----END PRIVACY-ENHANCED MESSAGE-----