0001232689-11-000001.txt : 20111121 0001232689-11-000001.hdr.sgml : 20111121 20111118151204 ACCESSION NUMBER: 0001232689-11-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111117 FILED AS OF DATE: 20111118 DATE AS OF CHANGE: 20111118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLISH BRIAN K CENTRAL INDEX KEY: 0001232689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31708 FILM NUMBER: 111215939 MAIL ADDRESS: STREET 1: 200 N WASHINGTON SQUARE CITY: LANSING STATE: MI ZIP: 48879 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLISH CRISTIN REID CENTRAL INDEX KEY: 0001205750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31708 FILM NUMBER: 111215938 MAIL ADDRESS: STREET 1: 200 N WASHINGTON SQUARE CITY: LANSING STATE: MI ZIP: 48933 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITOL BANCORP LTD CENTRAL INDEX KEY: 0000840264 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 382761672 STATE OF INCORPORATION: MI FISCAL YEAR END: 0721 BUSINESS ADDRESS: STREET 1: ONE BUSINESS & TRADE CNTR STREET 2: 200 WASHINGTON SQ N CITY: LANSING STATE: MI ZIP: 48933 BUSINESS PHONE: 5174876555 MAIL ADDRESS: STREET 1: ONE BUSINESS & TRADE CENTER STREET 2: 200 WASHINGTON SQUARE NORTH CITY: LANSING STATE: MI ZIP: 48933 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-11-17 0000840264 CAPITOL BANCORP LTD CBCR 0001232689 ENGLISH BRIAN K 6287 MEREFORD CT. EAST LANSING MI 48823 0 1 0 0 General Counsel 0001205750 ENGLISH CRISTIN REID 6287 MEREFORD CT. EAST LANSING MI 48823 1 1 0 0 Corporate President Common Stock 54 D Common Stock 350 D Common Stock 1218 D Common Stock 200 D Common Stock 17683.2323 D Common Stock 813.4088 D Common Stock 40870.6579 I Cristin's Combined ESOP/401k Common Stock 1473.0263 I Brian's Combined ESOP/401K Common Stock 65 I Custodian for non-relative Common Stock 3300 D Common Stock 2650 D Common Stock 33365 D Common Stock 2000 D Option (right to buy) 2.01 2009-11-16 2014-11-16 Common Stock 32539 32539 D Option (right to buy) 2.01 2009-11-16 2014-11-16 Common Stock 19619 19619 D Warrants 20.37 2009-05-31 2014-05-31 Common Stock 19 19 D Option (right to buy) .06 2011-11-17 4 A 0 100000 0 A 2012-03-31 2015-03-31 Common Stock 100000 100000 D Brian K. English 2011-11-18