-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TeOAi7oamyUmVzmXBK7hQf/Zkz1VR6JbKsQa2voQMd3G02RAPMOQFfqRc5vVAWpa 0m0HcFWlbXzwj+NWEmG6Uw== 0001205777-04-000004.txt : 20040902 0001205777-04-000004.hdr.sgml : 20040902 20040902142306 ACCESSION NUMBER: 0001205777-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040901 FILED AS OF DATE: 20040902 DATE AS OF CHANGE: 20040902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITOL BANCORP LTD CENTRAL INDEX KEY: 0000840264 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 382761672 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BUSINESS & TRADE CNTR STREET 2: 200 WASHINGTON SQ N CITY: LANSING STATE: MI ZIP: 48933 BUSINESS PHONE: 5174876555 MAIL ADDRESS: STREET 1: ONE BUSINESS & TRADE CENTER STREET 2: 200 WASHINGTON SQUARE NORTH CITY: LANSING STATE: MI ZIP: 48933 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KASTEN MICHAEL L CENTRAL INDEX KEY: 0001205777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31708 FILM NUMBER: 041013467 BUSINESS ADDRESS: STREET 1: 200 N WASHINGTON SQUARE CITY: LANSING STATE: MI ZIP: 48933 BUSINESS PHONE: 5174876555 MAIL ADDRESS: STREET 1: 200 N WASHINGTON SQUARE CITY: LANSING STATE: MI ZIP: 48933 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-09-01 0000840264 CAPITOL BANCORP LTD CBC 0001205777 KASTEN MICHAEL L 8009 COXS DRIVE PORTAGE MI 49002 1 1 0 0 Vice Chairman Common Stock 135891 I LLC Common Stock 68191 I IRA Common Stock 2004-09-01 4 A 0 2842 0 A 2842 I LLC Option (right to buy) 12.62 2000-05-04 2006-09-24 Common Stock 404 404 D Option (right to buy) 13.48 2000-05-04 2006-09-30 Common Stock 452 452 D Option (right to buy) 10.85 2000-05-04 2007-01-31 Common Stock 251 251 D Option (right to buy) 12.50 2000-05-04 2007-04-07 Common Stock 14 14 D Option (right to buy) 11.00 2001-07-01 2007-07-01 Common Stock 6379 6379 D Option (right to buy) 13.50 2002-12-31 2009-01-01 Common Stock 1432 1432 D Option (right to buy) 17.42 2003-01-15 2008-07-01 Common Stock 1822 1822 D Option (right to buy) 22.86 2003-12-31 2010-01-01 Common Stock 852 852 D Option (right to buy) 20.90 2003-04-09 2009-05-21 Common Stock 2101 2101 D Option (right to buy) 20.90 2003-04-09 2010-08-01 Common Stock 381 381 D Option (right to buy) 16.40 2002-03-31 2008-11-01 Common Stock 3490 3490 D Option (right to buy) 16.40 2002-03-31 2009-01-01 Common Stock 1222 1222 D Option (right to buy) 16.40 2002-03-31 2008-01-31 Common Stock 4713 4713 D Option (right to buy) 21.80 2002-03-31 2009-06-30 Common Stock 3460 3460 D Option (right to buy) 25.92 2007-07-01 Common Stock 1250 1250 D Option (right to buy) 28.75 2004-12-31 2011-01-01 Common Stock 733 733 D Option (right to buy) 24.20 2005-07-01 2011-07-01 Common Stock 1250 1250 D Received in exchange for shares of First California Northern Bancorp, in connection with the business combination between First California Northern Bancorp and Capitol Bancorp Limited. The transaction is exempt pursuant to Rule 16b-3d of the Securities Exchange Act, as amended. Options are exercisable upon vesting, which is contingent upon attendance and participation in board of directors and committee meetings. Michael L. Kasten 2004-09-01 -----END PRIVACY-ENHANCED MESSAGE-----