-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MPJzHkNzrdUqPe+y19WfYPyUoz+BPWc2DOVeo46IixbhSW+rHXGh09P9I5ZKgPmq FX9LTcE0Ct/6Uh2TreAY4A== 0001205775-07-000002.txt : 20070213 0001205775-07-000002.hdr.sgml : 20070213 20070213141329 ACCESSION NUMBER: 0001205775-07-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070209 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENDRICKSON LEE W CENTRAL INDEX KEY: 0001205775 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31708 FILM NUMBER: 07608281 BUSINESS ADDRESS: BUSINESS PHONE: 5174876555 MAIL ADDRESS: STREET 1: 200 N WASHINGTON SQUARE CITY: LANSING STATE: MI ZIP: 48933 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITOL BANCORP LTD CENTRAL INDEX KEY: 0000840264 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 382761672 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BUSINESS & TRADE CNTR STREET 2: 200 WASHINGTON SQ N CITY: LANSING STATE: MI ZIP: 48933 BUSINESS PHONE: 5174876555 MAIL ADDRESS: STREET 1: ONE BUSINESS & TRADE CENTER STREET 2: 200 WASHINGTON SQUARE NORTH CITY: LANSING STATE: MI ZIP: 48933 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-09 0000840264 CAPITOL BANCORP LTD CBC 0001205775 HENDRICKSON LEE W 9672 SUNNY POINTE DR. LAINGSBURG MI 48848 0 1 0 0 Chief Financial Officer Common Stock 2007-02-09 4 A 0 2375 0 A 11854.9739 D Common Stock 1394 D Common Stock 2541.5109 I ESOP Common Stock 2000 D Option (right to buy) 17.42 2003-01-15 2008-07-01 Common Stock 1822 1822 D Option (right to buy) 17.42 2003-01-15 2009-02-05 Common Stock 6517 6517 D Option (right to buy) 17.42 2003-01-15 2010-02-15 Common Stock 1303 1303 D Option (right to buy) 20.89 2003-12-31 2009-12-31 Common Stock 480 480 D Option (right to buy) 16.40 2002-03-31 2007-10-31 Common Stock 5505 5505 D Option (right to buy) 16.40 2002-03-31 2008-11-01 Common Stock 2202 2202 D Option (right to buy) 16.40 2002-03-31 2008-01-31 Common Stock 734 734 D Option (right to buy) 20.90 2003-04-09 2009-05-21 Common Stock 5253 5253 D Option (right to buy) 20.90 2003-04-09 2010-08-01 Common Stock 1050 1050 D Option (right to buy) 27.05 2004-12-31 2010-03-22 Common Stock 50000 50000 D Option (right to buy) 30.21 2005-05-16 2011-05-16 Common Stock 20000 20000 D Received in exchange for shares of Capitol Development Bancorp Limited II in connection with the business combination between Capitol Bancorp Limited and Capitol Development Bancorp Limited II. The transaction is exempt pursuant to Rule 16b-3(d) of the Securities Exchange Act, as amended. Lee W. Hendrickson 2007-02-13 -----END PRIVACY-ENHANCED MESSAGE-----