-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TWbqipJNKoClWvBv16kHQUJiE63hKhaRO0oyXNJtTlPFSyaTkMryePoVYx2GCZeg rE6KF8A7mn51Aau1yiWBAg== 0001205775-04-000005.txt : 20040915 0001205775-04-000005.hdr.sgml : 20040915 20040915165052 ACCESSION NUMBER: 0001205775-04-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040914 FILED AS OF DATE: 20040915 DATE AS OF CHANGE: 20040915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITOL BANCORP LTD CENTRAL INDEX KEY: 0000840264 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 382761672 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BUSINESS & TRADE CNTR STREET 2: 200 WASHINGTON SQ N CITY: LANSING STATE: MI ZIP: 48933 BUSINESS PHONE: 5174876555 MAIL ADDRESS: STREET 1: ONE BUSINESS & TRADE CENTER STREET 2: 200 WASHINGTON SQUARE NORTH CITY: LANSING STATE: MI ZIP: 48933 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENDRICKSON LEE W CENTRAL INDEX KEY: 0001205775 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31708 FILM NUMBER: 041032114 BUSINESS ADDRESS: STREET 1: 200 N WASHINGTON SQUARE CITY: LANSING STATE: MI ZIP: 48933 BUSINESS PHONE: 5174876555 MAIL ADDRESS: STREET 1: 200 N WASHINGTON SQUARE CITY: LANSING STATE: MI ZIP: 48933 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-09-14 0000840264 CAPITOL BANCORP LTD CBC 0001205775 HENDRICKSON LEE W 9672 SUNNY POINTE DR. LAINGSBURG MI 48848 0 1 0 0 Chief Financial Officer Common Stock 2004-09-14 4 M 0 3077 11.00 A 8490.9739 D Common Stock 2004-09-14 4 M 0 1794 11.00 A 10284.9739 D Common Stock 2004-09-14 4 M 0 1283 11.00 A 11567.9739 D Common Stock 2004-09-14 4 F 0 3297 29.52 D 8270.9739 D Common Stock 1394 D Common Stock 2081.6485 I ESOP Common Stock 1018 D Option (right to buy) 11.00 2004-09-14 4 M 0 3077 0 D 2001-12-31 2007-07-01 Common Stock 3077 0 D Option (right to buy) 11.00 2004-09-14 4 M 0 1794 0 D 2002-12-31 2007-07-01 Common Stock 1794 0 D Option (right to buy) 17.42 2003-01-15 2008-07-01 Common Stock 1822 1822 D Option (right to buy) 17.42 2003-01-15 2009-02-05 Common Stock 6517 6517 D Option (right to buy) 17.42 2003-01-15 2010-02-15 Common Stock 1303 1303 D Option (right to buy) 20.89 2003-12-31 2009-12-31 Common Stock 480 480 D Option (right to buy) 16.40 2002-03-31 2007-10-31 Common Stock 5505 5505 D Option (right to buy) 16.40 2002-03-31 2008-11-01 Common Stock 2202 2202 D Option (right to buy) 16.40 2002-03-31 2008-01-31 Common Stock 734 734 D Option (right to buy) 20.90 2003-04-09 2009-05-21 Common Stock 5253 5253 D Option (right to buy) 20.90 2003-04-09 2010-08-01 Common Stock 1050 1050 D Option (right to buy) 11.00 2004-09-14 4 M 0 1283 0 D 2003-12-31 2007-07-01 Common Stock 1283 0 D Option (right to buy) 27.05 2009-03-22 2010-03-22 Common Stock 50000 50000 D Lee W. Hendrickson 2004-09-15 -----END PRIVACY-ENHANCED MESSAGE-----