0001205752-11-000001.txt : 20110517 0001205752-11-000001.hdr.sgml : 20110517 20110517093801 ACCESSION NUMBER: 0001205752-11-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110210 FILED AS OF DATE: 20110517 DATE AS OF CHANGE: 20110517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERGUSON JOEL I CENTRAL INDEX KEY: 0001205752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31708 FILM NUMBER: 11850019 MAIL ADDRESS: STREET 1: 200 N WASHINGTON SQUARE CITY: LANSING STATE: MI ZIP: 48933 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITOL BANCORP LTD CENTRAL INDEX KEY: 0000840264 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 382761672 STATE OF INCORPORATION: MI FISCAL YEAR END: 0706 BUSINESS ADDRESS: STREET 1: ONE BUSINESS & TRADE CNTR STREET 2: 200 WASHINGTON SQ N CITY: LANSING STATE: MI ZIP: 48933 BUSINESS PHONE: 5174876555 MAIL ADDRESS: STREET 1: ONE BUSINESS & TRADE CENTER STREET 2: 200 WASHINGTON SQUARE NORTH CITY: LANSING STATE: MI ZIP: 48933 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-02-10 0000840264 CAPITOL BANCORP LTD CBC 0001205752 FERGUSON JOEL I 1223 TURNER ST., #400 LANSING MI 48906-4364 1 0 0 0 Common Stock 58014 D Common Stock 76138 D Common Stock 2011-02-10 4 P 0 500000 A 500000 D Option (right to buy) 37.48 2005-12-30 2012-12-30 Common Stock 1311 1311 D Option (right to buy) 46.20 2007-12-31 2014-01-01 Common Stock 1040 1040 D Option (right to buy) 20.12 2008-12-31 2015-01-01 Common Stock 3080 3080 D Option (right to buy) 6.04 2009-12-31 2016-02-05 Common Stock 4345 4345 D Option (right to buy) 1.96 2010-01-04 2017-01-01 Common Stock 11538 11538 D The reporting person disposed of trust-preferred securities in exchange for shares of common stock in an issuer exchange offer. For each $10 liquidation value of trust-preferred securities tendered in the exchange, 10 shares of common stock were received. Joel I Ferguson 2011-05-16