-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MKiMkWuyzIzlrCcbXKoHvXrbMTbWbHCsY5E/+Tu7LMNRdreJA7AO6QfvV01QuSvM W5P4VM52VWQjSGDCScHU4A== 0001205751-06-000003.txt : 20061130 0001205751-06-000003.hdr.sgml : 20061130 20061130153418 ACCESSION NUMBER: 0001205751-06-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061130 FILED AS OF DATE: 20061130 DATE AS OF CHANGE: 20061130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITOL BANCORP LTD CENTRAL INDEX KEY: 0000840264 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 382761672 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BUSINESS & TRADE CNTR STREET 2: 200 WASHINGTON SQ N CITY: LANSING STATE: MI ZIP: 48933 BUSINESS PHONE: 5174876555 MAIL ADDRESS: STREET 1: ONE BUSINESS & TRADE CENTER STREET 2: 200 WASHINGTON SQUARE NORTH CITY: LANSING STATE: MI ZIP: 48933 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALKENBERG GARY A CENTRAL INDEX KEY: 0001205751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31708 FILM NUMBER: 061248182 BUSINESS ADDRESS: BUSINESS PHONE: 5174876555 MAIL ADDRESS: STREET 1: 200 N WASHINGTON SQUARE CITY: LANSING STATE: MI ZIP: 48933 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-30 0000840264 CAPITOL BANCORP LTD CBC 0001205751 FALKENBERG GARY A 365 WINTERBERRY OKEMOS MI 48864 1 0 0 0 Common Stock 7340 D Common Stock 2006-11-30 4 A 0 840 0 A 51298.5646 D Common Stock 324 I Wife Option (right to buy) 10.85 2000-05-04 2007-01-31 Common Stock 251 251 D Option (right to buy) 12.50 2000-05-04 2007-04-07 Common Stock 14 14 D Option (right to buy) 22.86 2003-12-31 2010-01-01 Common Stock 852 852 D Option (right to buy) 28.75 2004-12-31 2011-01-01 Common Stock 733 733 D Option (right to buy) 34.84 2005-06-01 2012-01-01 Common Stock 915 915 D Option (right to buy) 37.48 2005-12-30 2012-12-30 Common Stock 1311 1311 D Received in exchange for shares of Capitol Development Bancorp Limited I in connection with the business combination between Capitol Bancorp Limited and Capitol Development Bancorp Limited I. The transaction is exempt pursuant to Rule 16b-3(d) of the Securities Exchange Act, as amended. Gary A. Falkenberg, DO 2006-11-30 -----END PRIVACY-ENHANCED MESSAGE-----