-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S8ctySW5JFeT7Ahk7McoD+S0pvavGDvoDCMlVufc4W0NZ5gUoIU5X+ukWcvC23Zj lNuzMkPgEo5JbbD+6ybKQQ== 0001205750-09-000001.txt : 20090602 0001205750-09-000001.hdr.sgml : 20090602 20090602122014 ACCESSION NUMBER: 0001205750-09-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090531 FILED AS OF DATE: 20090602 DATE AS OF CHANGE: 20090602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLISH BRIAN K CENTRAL INDEX KEY: 0001232689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31708 FILM NUMBER: 09867431 MAIL ADDRESS: STREET 1: 200 N WASHINGTON SQUARE CITY: LANSING STATE: MI ZIP: 48879 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLISH CRISTIN REID CENTRAL INDEX KEY: 0001205750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31708 FILM NUMBER: 09867432 MAIL ADDRESS: STREET 1: 200 N WASHINGTON SQUARE CITY: LANSING STATE: MI ZIP: 48933 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITOL BANCORP LTD CENTRAL INDEX KEY: 0000840264 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 382761672 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BUSINESS & TRADE CNTR STREET 2: 200 WASHINGTON SQ N CITY: LANSING STATE: MI ZIP: 48933 BUSINESS PHONE: 5174876555 MAIL ADDRESS: STREET 1: ONE BUSINESS & TRADE CENTER STREET 2: 200 WASHINGTON SQUARE NORTH CITY: LANSING STATE: MI ZIP: 48933 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-05-31 0000840264 CAPITOL BANCORP LTD CBC 0001205750 ENGLISH CRISTIN REID 6287 MEREFORD CT. EAST LANSING MI 48823 1 1 0 0 Corporate President 0001232689 ENGLISH BRIAN K 6287 MEREFORD CT. EAST LANSING MI 48823 0 1 0 0 General Counsel Common Stock 54 D Common Stock 350 D Common Stock 1218 D Common Stock 200 D Common Stock 2009-05-31 4 A 0 58 0 A 17683.2323 D Common Stock 813.4088 D Common Stock 9058.427 I Cristin's 401k Common Stock 1445.7569 I Brian's ESOP Common Stock 1885.7635 I Cristin's ESOP Common Stock 65 I Custodian for non-relative Common Stock 4000 D Common Stock 2650 D Common Stock 14365 D Option (right to buy) 17.42 2003-01-15 2010-02-15 Common Stock 1303 1303 D Option (right to buy) 20.89 2003-12-31 2009-12-31 Common Stock 801 801 D Option (right to buy) 20.90 2003-04-09 2009-05-21 Common Stock 5253 5253 D Option (right to buy) 20.90 2003-04-09 2010-08-01 Common Stock 1050 1050 D Option (right to buy) 20.89 2003-12-31 2009-12-31 Common Stock 961 961 D Option (right to buy) 27.05 2004-12-31 2010-03-22 Common Stock 40000 40000 D Option (right to buy) 30.21 2005-05-16 2011-05-16 Common Stock 40000 40000 D Warrants 20.37 2009-05-31 4 A 0 19 0 A 2009-05-31 2014-05-31 Common Stock 19 19 D Received in exchange for shares of Bank of Auburn Hills common stock in connection with the business combination between Capitol Bancorp Limited and Bank of Auburn Hills. The transaction is exempt pursuant to Rule 16b-3(d) of the Securities Exchange Act, as amended. Cristin Reid English 2009-06-01 -----END PRIVACY-ENHANCED MESSAGE-----