-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JszqQRHseYlQtBnHpB43VZX1x5tB0v3V3WxjShBOx3mMwA7bAj8xbLBujyu4+GYC EDGuvbGw4dibvUx3mO7Zxg== 0001205750-07-000001.txt : 20070104 0001205750-07-000001.hdr.sgml : 20070104 20070104114959 ACCESSION NUMBER: 0001205750-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070104 DATE AS OF CHANGE: 20070104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLISH BRIAN K CENTRAL INDEX KEY: 0001232689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31708 FILM NUMBER: 07507858 MAIL ADDRESS: STREET 1: 200 N WASHINGTON SQUARE CITY: LANSING STATE: MI ZIP: 48879 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLISH CRISTIN REID CENTRAL INDEX KEY: 0001205750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31708 FILM NUMBER: 07507859 BUSINESS ADDRESS: BUSINESS PHONE: 5174876555 MAIL ADDRESS: STREET 1: 200 N WASHINGTON SQUARE CITY: LANSING STATE: MI ZIP: 48933 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITOL BANCORP LTD CENTRAL INDEX KEY: 0000840264 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 382761672 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BUSINESS & TRADE CNTR STREET 2: 200 WASHINGTON SQ N CITY: LANSING STATE: MI ZIP: 48933 BUSINESS PHONE: 5174876555 MAIL ADDRESS: STREET 1: ONE BUSINESS & TRADE CENTER STREET 2: 200 WASHINGTON SQUARE NORTH CITY: LANSING STATE: MI ZIP: 48933 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-12-31 0000840264 CAPITOL BANCORP LTD CBC 0001205750 ENGLISH CRISTIN REID 6287 MEREFORD CT. EAST LANSING MI 48823 1 1 0 0 Chief Operating Officer 0001232689 ENGLISH BRIAN K 6287 MEREFORD CT. EAST LANSING MI 48823 0 1 0 0 General Counsel Common Stock 54 D Common Stock 350 D Common Stock 1218 D Common Stock 200 D Common Stock 2006-12-31 4 A 0 67 0 A 12112.2973 D Common Stock 746.7389 D Common Stock 5032.5702 I Cristin's 401k Common Stock 911.3232 I Brian's ESOP Common Stock 1311.1856 I Cristin's ESOP Common Stock 65 I Custodian for non-relative Common Stock 4000 D Option (right to buy) 16.40 2002-03-31 2008-11-01 Common Stock 2936 2936 D Option (right to buy) 16.40 2002-03-31 2008-01-31 Common Stock 244 244 D Option (right to buy) 17.42 2003-01-15 2008-07-01 Common Stock 1822 1822 D Option (right to buy) 17.42 2003-01-15 2009-02-05 Common Stock 6517 6517 D Option (right to buy) 17.42 2003-01-15 2010-02-15 Common Stock 1303 1303 D Option (right to buy) 20.89 2003-12-31 2009-12-31 Common Stock 801 801 D Option (right to buy) 20.90 2003-04-09 2009-05-21 Common Stock 5253 5253 D Option (right to buy) 20.90 2003-04-09 2010-08-01 Common Stock 1050 1050 D Option (right to buy) 16.40 2002-03-31 2008-01-31 Common Stock 440 440 D Option (right to buy) 15.52 2002-12-31 2008-12-31 Common Stock 824 824 D Option (right to buy) 20.89 2003-12-31 2009-12-31 Common Stock 961 961 D Option (right to buy) 27.05 2004-12-31 2010-03-22 Common Stock 40000 40000 D Option (right to buy) 30.21 2005-05-16 2011-05-16 Common Stock 40000 40000 D Received in exchange for shares of Bank of Escondido in connection with the business combination between Capitol Bancorp Limited and Bank of Escondido. The transaction is exempt pursuant to Rule 16b-3(d) of the Securities Exchange Act, as amended. Cristin Reid English 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----