-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NLSOen8Yq992YyWwMNVuCM6N1M0PG7/FubZH2AWUkO6mYe+qUkMZOwT+1vI7mxJ/ ZISp6h0L0lZh3MumWg+cWg== 0000903771-07-000003.txt : 20070104 0000903771-07-000003.hdr.sgml : 20070104 20070104093518 ACCESSION NUMBER: 0000903771-07-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070104 DATE AS OF CHANGE: 20070104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITOL BANCORP LTD CENTRAL INDEX KEY: 0000840264 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 382761672 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BUSINESS & TRADE CNTR STREET 2: 200 WASHINGTON SQ N CITY: LANSING STATE: MI ZIP: 48933 BUSINESS PHONE: 5174876555 MAIL ADDRESS: STREET 1: ONE BUSINESS & TRADE CENTER STREET 2: 200 WASHINGTON SQUARE NORTH CITY: LANSING STATE: MI ZIP: 48933 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REID JOSEPH D CENTRAL INDEX KEY: 0000903771 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31708 FILM NUMBER: 07507204 BUSINESS ADDRESS: STREET 1: C/O CAPITAL BANCORP LTD STREET 2: 200 WASHINGTON SQU. N. #130 CITY: LANSING STATE: MI ZIP: 48933 BUSINESS PHONE: 5174876555 MAIL ADDRESS: STREET 1: C/O CAPITOL BANCORP STREET 2: 200 WASHINGTON SQU. N. #130 CITY: LANSING STATE: MI ZIP: 48933 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-12-31 0000840264 CAPITOL BANCORP LTD CBC 0000903771 REID JOSEPH D 200 N. WASHINGTON SQUARE LANSING MI 48933 1 1 0 0 Chairman and CEO Common Stock 2006-12-31 4 A 0 679 0 A 21818.4736 I 401k Common Stock 33744 I Wife/IRA Common Stock 115573 I IRA Common Stock 140967 I Family LP Common Stock 916271 D Option (right to buy) Common Stock 457596 457596 D Option (right to buy) 27.04 2003-11-06 2010-11-06 Common Stock 60000 60000 D Option (right to buy) 27.22 2004-01-07 2010-12-31 Common Stock 70285 70285 D Option (right to buy) 25.27 2004-05-25 2011-05-25 Common Stock 60000 60000 D Option (right to buy) 25.86 2004-08-05 2011-08-05 Common Stock 30000 30000 D Option (right to buy) 32.98 2004-11-15 2010-09-23 Common Stock 132816 132816 D Option (right to buy) 34.31 2005-06-01 2012-01-10 Common Stock 30000 30000 D Option (right to buy) 31.86 2005-05-05 2012-05-05 Common Stock 30000 30000 D Option (right to buy) 32.03 2005-06-29 2012-06-29 Common Stock 270000 270000 D Option (right to buy) 37.48 2005-12-30 2012-12-30 Common Stock 258000 258000 D Received in exchange for shares of Bank of Escondido in connection with the business combination between Capitol Bancorp Limited and Bank of Escondido. The transaction is exempt pursuant to Rule 16b-3(d) of the Securities Exchange Act, as amended. The options have exercise prices varying from $15.81 to $23.37, exercisable dates between 5/21/99 to 7/31/03, and expiration dates of 2/1/2009 to 3/15/2012. Joseph D. Reid 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----