-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UXDPZZdbugTDkMAzByZaBzu3q0V+zZTyE7KT6ZESjmBra3vG/ZGCdMLBQmpMdS9g Hf8yHswYBhahg1mXRFd75Q== 0001279842-05-000003.txt : 20050317 0001279842-05-000003.hdr.sgml : 20050317 20050317173414 ACCESSION NUMBER: 0001279842-05-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980722 FILED AS OF DATE: 20050317 DATE AS OF CHANGE: 20050317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIFORNIA COASTAL COMMUNITIES INC CENTRAL INDEX KEY: 0000840216 STANDARD INDUSTRIAL CLASSIFICATION: LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) [6552] IRS NUMBER: 020426634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6 EXECUTIVE CIRCLE STREET 2: SUITE 250 CITY: IRVIN STATE: CA ZIP: 92614 BUSINESS PHONE: 9492507700 MAIL ADDRESS: STREET 1: 6 EXECUTIVE CIRCLE STREET 2: SUITE 250 CITY: IRVIN STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: KOLL REAL ESTATE GROUP INC DATE OF NAME CHANGE: 19931006 FORMER COMPANY: FORMER CONFORMED NAME: BOLSA CHICA CO/ DATE OF NAME CHANGE: 19921229 FORMER COMPANY: FORMER CONFORMED NAME: HENLEY PROPERTIES INC DATE OF NAME CHANGE: 19920727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ING GROEP NV CENTRAL INDEX KEY: 0001039765 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17189 FILM NUMBER: 05689882 BUSINESS ADDRESS: STREET 1: AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM STREET 2: PO BOX 810, 1000 AV CITY: AMSTERDAM STATE: P7 ZIP: 0000 BUSINESS PHONE: 01131205418534 MAIL ADDRESS: STREET 1: AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM STREET 2: PO BOX 810, 1000 AV CITY: AMSTERDAM STATE: P7 ZIP: 0000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ING CAPITAL LLC CENTRAL INDEX KEY: 0001279842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17189 FILM NUMBER: 05689883 BUSINESS ADDRESS: STREET 1: 1325 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 6464246241 MAIL ADDRESS: STREET 1: 1325 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 1998-07-22 0 0000840216 CALIFORNIA COASTAL COMMUNITIES INC CALC 0001039765 ING GROEP NV AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM PO BOX 810, 1000 AV AMSTERDAM P7 0000 NETHERLANDS 0 0 1 0 0001279842 ING CAPITAL LLC 1325 AVENUE OF THE AMERICAS NEW YORK NY 10019 0 0 1 0 Common Stock 1998-07-22 4 P 0 3583 29559.75 A 1670526 I See footnote 1. Common Stock 1998-07-22 4 P 0 235852 1945779 A 1906378 I See footnote 1. Common Stock 1998-07-22 4 P 0 23493 193817.25 A 1929871 I See footnote 1. Common Stock 1998-07-22 4 P 0 813 6707.25 A 1930684 I See footnote 1. Common Stock 2005-03-07 4 S 0 300000 0 D 1630683 I See footnote 4. Reporting Person, acting through its subsidiary, ING Baring (U.S.) Capital Corporation ("ING Baring"), acquired the shares of common stock of California Coastal Communities Inc. (the "Company") reported herein on September 2, 1997 and July 28, 1998 in the transactions reported on the Form 3 and the amended and restated Schedule 13D, each filed on the same date this Form 4 is filed by the Reporting Person in respect of the shares of common stock of the Company. ING Capital LLC, acting as investment manager on behalf of ING Middenbank Curacao N.V., is the beneficial owner of the common stock of the Company previously held by ING Baring. ING Groep N.V. is the indirect parent company of ING Capital LLC through a chain of wholly-owned subsidiaries. ING Capital LLC, acting as investment manager on behalf of ING Middenbank Curacao N.V., and Mercury Targeted Securities Fund LP entered into that certain forward sale agreement dated March 7, 2005 (the "FSA"). Under the FSA, ING Capital LLC has agreed to sell, and Mercury Targeted Securities Fund LP has agreed to buy, 300,000 shares of California Coastal Communities Inc. common stock on a date to be determined in accordance with the terms of the FSA, but no later than June 30, 2005. Reflects (x) the disposition of the 300,000 shares to be sold pursuant to the FSA and (y) an adjustment made by the Company for fractional shares. ING Groep N.V. is the indirect parent company of ING Capital LLC through a chain of wholly-owned subsidiaries. Geoffrey W. Arens has been a director of California Coastal Communities Inc. since April 5, 2004. Mr. Arens is a Managing Director of ING Capital LLC. Mr. Arens is also Chief Executive Officer of ING Capital Advisors, LLC. Reporting Owner Name/Address: ING Capital LLC, 1325 Avenue of the Americas, New York, NY 10019. Cornelis Blokbergen 2005-03-17 Rien K. Pijpers 2005-03-17 -----END PRIVACY-ENHANCED MESSAGE-----