-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IhDegHcuJGmR7zbzkXkZj2p0BecTWhblAWIXLYctkbmruTLke5FRLpnFBxro5a1V Hox7v5G6wyg9iKBY4yBjqg== 0001181431-10-031982.txt : 20100608 0001181431-10-031982.hdr.sgml : 20100608 20100608150450 ACCESSION NUMBER: 0001181431-10-031982 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100527 FILED AS OF DATE: 20100608 DATE AS OF CHANGE: 20100608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARENS GEOFFREY W CENTRAL INDEX KEY: 0001279724 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17189 FILM NUMBER: 10884358 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIFORNIA COASTAL COMMUNITIES INC CENTRAL INDEX KEY: 0000840216 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 020426634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6 EXECUTIVE CIRCLE STREET 2: SUITE 250 CITY: IRVIN STATE: CA ZIP: 92614 BUSINESS PHONE: 9492507700 MAIL ADDRESS: STREET 1: 6 EXECUTIVE CIRCLE STREET 2: SUITE 250 CITY: IRVIN STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: KOLL REAL ESTATE GROUP INC DATE OF NAME CHANGE: 19931006 FORMER COMPANY: FORMER CONFORMED NAME: BOLSA CHICA CO/ DATE OF NAME CHANGE: 19921229 FORMER COMPANY: FORMER CONFORMED NAME: HENLEY PROPERTIES INC DATE OF NAME CHANGE: 19920727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ING GROEP NV CENTRAL INDEX KEY: 0001039765 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17189 FILM NUMBER: 10884360 BUSINESS ADDRESS: STREET 1: AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM STREET 2: PO BOX 810, 1000 AV CITY: AMSTERDAM STATE: P7 ZIP: 0000 BUSINESS PHONE: 01131205418534 MAIL ADDRESS: STREET 1: AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM STREET 2: PO BOX 810, 1000 AV CITY: AMSTERDAM STATE: P7 ZIP: 0000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ING CAPITAL LLC CENTRAL INDEX KEY: 0001279842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17189 FILM NUMBER: 10884359 BUSINESS ADDRESS: STREET 1: 1325 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 6464246241 MAIL ADDRESS: STREET 1: 1325 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ING Global Investment Strategies LLC CENTRAL INDEX KEY: 0001404975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17189 FILM NUMBER: 10884357 BUSINESS ADDRESS: STREET 1: 1325 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (646) 424-6000 MAIL ADDRESS: STREET 1: 1325 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 4 1 rrd278083.xml ING SALES FORM 4 X0303 4 2010-05-27 0 0000840216 CALIFORNIA COASTAL COMMUNITIES INC CALCQ 0001039765 ING GROEP NV AMSTELVEENSEWEG 500, 1081 KL PO BOX, 810, 1000 AV AMSTERDAM P7 0000 NETHERLANDS 1 0 1 0 0001279842 ING CAPITAL LLC 1325 AVENUE OF THE AMERICAS NEW YORK NY 10019 1 0 1 0 0001279724 ARENS GEOFFREY W 1325 AVENUE OF THE AMERICAS NEW YORK NY 10019 1 0 0 0 0001404975 ING Global Investment Strategies LLC 1325 AVENUE OF THE AMERICAS NEW YORK NY 10019 1 0 1 0 Common Stock 2010-05-27 4 S 0 755683 0.75 D 0 I See footnote 3. Common Stock 2010-06-01 4 S 0 500000 0.75 D 0 I See footnote 3. Common Stock 2010-06-04 4 S 0 500000 0.75 D 0 I See footnote 3. On May 27, 2010, in a private, negotiated transaction, ING Capital LLC and/or various of its affiliated entities sold an aggregate of 755,683 shares of California Coastal Communities Inc. common stock. ING Groep N.V. is the indirect parent company of both ING Capital LLC and ING Global Investment Strategies LLC through a chain of wholly-owned subsidiaries. Geoffrey W. Arens disclaims beneficial ownership of all shares of common stock beneficially owned by ING Groep N.V., ING Capital LLC and ING Global Investment Strategies LLC. ING Groep N.V. is the indirect parent company of both ING Capital LLC and ING Global Investment Strategies LLC through a chain of wholly-owned subsidiaries. Geoffrey W. Arens has been a director of California Coastal Communities Inc. since April 5, 2004. Mr. Arens is a Managing Director of ING Capital LLC and Chief Executive Officer and Managing Director of ING Global Investment Strategies LLC. On June 1, 2010, in a private, negotiated transaction, ING Capital LLC and/or various of its affiliated entities sold an aggregate of 500,000 shares of California Coastal Communities Inc. common stock. ING Groep N.V. is the indirect parent company of both ING Capital LLC and ING Global Investment Strategies LLC through a chain of wholly-owned subsidiaries. On June 4, 2010, in a private, negotiated transaction, ING Capital LLC and/or various of its affiliated entities sold an aggregate of 500,000 shares of California Coastal Communities Inc. common stock. ING Groep N.V. is the indirect parent company of both ING Capital LLC and ING Global Investment Strategies LLC through a chain of wholly-owned subsidiaries. Other Reporting Owner Names/Addresses: ING Capital LLC, 1325 Avenue of the Americas, New York, NY 10019; ING Global Investment Strategies LLC, 1325 Avenue of the Americas, New York, NY 10019; Geoffrey W. Arens, 1325 Avenue of the Americas, New York, NY 10019. As a result of the reported transactions, the reporting persons ceased to be a 10% beneficial owner following the May 27, 2010 transaction, and ceased to be a 5% beneficial owner following the June 1, 2010 transaction. /s/ Geoffrey Arens 2010-06-08 /s/ Lance Larsen 2010-06-08 /s/ Timothy Meehan, attorney-in-fact 2010-06-08 /s/ Nicole Ponzoa, attorney-in-fact 2010-06-08 -----END PRIVACY-ENHANCED MESSAGE-----